Yoffe Investment Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
Yoffe Investment Management reports 13 clients. They include 10 high-net-worth individuals, 2 individual clients and 1 charitable organization. Of its assets, 100.0% ($175M across 46 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 15% | <1% |
| High-net-worth individuals | 77% | 99% |
| Charitable organizations | 8% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | Fewer than 5 | $1.59M | 0.9% | $797K |
| High-net-worth individuals | 10 | $173M | 99.1% | $17.3M |
| Charitable organizations | Fewer than 5 | $51.3K | 0.0% | $51.3K |
| Total | 13 | $175M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $1.59M
- AUM share
- 0.9%
- Avg. per client
- $797K
- Clients
- 10
- Regulatory AUM
- $173M
- AUM share
- 99.1%
- Avg. per client
- $17.3M
- Clients
- Fewer than 5
- Regulatory AUM
- $51.3K
- AUM share
- 0.0%
- Avg. per client
- $51.3K
Total
- Clients
- 13
- Regulatory AUM
- $175M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Yoffe Investment Management charges 0.70%–0.90% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Fee details and sources
Jeffrey Yoffe owns 75% or more of Yoffe Investment Management. The leadership team of Yoffe Investment Management includes Chief Compliance Officer Jeffrey Yoffe. It has 1 employee.
Leadership
- Jeffrey YoffeSole Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Yoffe Investment Management, LLC
Jeffrey Yoffe
Control person · since September 2014
Yoffe Investment Management’s regulatory assets grew from $154M (February 2021) to $175M (February 2026); clients fell from 15 to 13 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $175M | 13 | 1 | 1 |
| February 2025 | $150M | 14 | 1 | 1 |
| February 2024 | $135M | 14 | 1 | 1 |
| February 2023 | $119M | 15 | 1 | 1 |
| January 2022 | $178M | 15 | 1 | 1 |
| February 2021 | $154M | 15 | 1 | 1 |
Besides its headquarters, Yoffe Investment Management has 0 offices, with 1 listed address in Pennsylvania.
Pennsylvania · 1 listed address
- 2 Lemoyne Drive, Suite 100, LemoyneHQ
Contact and registration details
- Legal name
- Yoffe Investment Management, LLC
- Headquarters
- 2 Lemoyne Drive, Suite 100, Lemoyne, PA 17043
- Website
- Not reported
- Phone
- 717-343-1120
- SEC file
- 801-80569
- Structure
- Pennsylvania LLC
- Fiscal year end
- December
Yoffe Investment Management uses Charles Schwab ($175M) as custodian for its separately managed accounts. Yoffe Investment Management has custody of $100M in client assets for 8 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $175M100%
At year end, Yoffe Investment Management’s separately managed accounts were mostly in funds (63%) and stocks (34%). Its reported 13F holdings for the quarter ended 30 June 2026 total $87.4M across 113 positions; the largest are Vanguard Small-cap Indexfund ETF Shares (5.0%), IBM Corp. (3.8%) and Vanguard Total Stock Market Index Fund ETF Shares (3.4%).
What the accounts hold
- Stocks34%
- Funds63%
- Cash3%
Reported 13F holdings
- $87.4M
- Reported 13F value
- 113
- Positions
- 28.6%
- In the 10 largest
- +11.9%
- Value vs. prior quarter
- Vanguard Small-cap Indexfund ETF Shares · Uie5.0%
- IBM Corp.3.8%
- Vanguard Total Stock Market Index Fund ETF Shares · Uie3.4%
- Caterpillar Inc.3.2%
- Intel Corp.2.8%
- Walmart Inc.2.4%
- JPMORGAN Chase & CO2.1%
- Apple Inc.2.1%
- Vanguard Mid-cap Index Fund ETF Shares · Uie2.0%
- Vanguard Extended Marketindex Fund ETF Shares · Uie1.9%
Together, the ten largest are 28.6% of reported value.
How many clients does Yoffe Investment Management have?
Yoffe Investment Management has 13 clients and manages $175 million for them, as of February 2026. They include 10 high-net-worth individuals, 2 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 5 February 2026
What services does Yoffe Investment Management offer?
Yoffe Investment Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Yoffe Investment Management charge?
Yoffe Investment Management charges 0.70%–0.90% a year for its Investment Management Services. The fee is billed in arrears and is negotiable.
Source: YOFFE INVESTMENT MANAGEMENT PART 2 DISCLOSURE BROCHURE, filed 5 February 2026
Which custodians does Yoffe Investment Management use?
Yoffe Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $175M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 5 February 2026
How many financial advisors does Yoffe Investment Management have?
Yoffe Investment Management has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Yoffe Investment Management invest in?
At the end of its last fiscal year, Yoffe Investment Management’s separately managed accounts held 63% registered funds (mutual funds, ETFs, BDCs), 34% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Yoffe Investment Management?
Yoffe Investment Management’s direct owner is Jeffrey Yoffe (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 5 February 2026
How does Yoffe Investment Management get paid?
Yoffe Investment Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Yoffe Investment Management registered with the SEC?
Yes, Yoffe Investment Management has been registered with the SEC as an investment adviser since 10 November 2014. Its CRD number is 173454 and its SEC file number is 801-80569.
Source: Form ADV Part 1A, Item 1, filed 5 February 2026; IAPD firm record
How do I contact Yoffe Investment Management?
Yoffe Investment Management’s main office is at 2 Lemoyne Drive, Suite 100, Lemoyne, PA 17043. Its phone number is 717-343-1120.