Wingate Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Wingate Wealth Advisors reports 649 clients. They include 355 high-net-worth individuals, 287 individual clients and 7 charitable organizations. Of its assets, 81.8% ($1.16B across 2,426 accounts) are managed with discretion; $258M across 376 accounts are not. It advised 13 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 44% | 7% |
| High-net-worth individuals | 55% | 89% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 1% | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 287 | $103M | 7.3% | $360K |
| High-net-worth individuals | 355 | $1.26B | 88.9% | $3.55M |
| Pension and profit-sharing plans | Fewer than 5 | $9.94M | 0.7% | — |
| Charitable organizations | 7 | $34.3M | 2.4% | $4.9M |
| Corporations and other businesses | Fewer than 5 | $9.18M | 0.6% | — |
| Total | 649 | $1.42B | 100% | — |
- Clients
- 287
- Regulatory AUM
- $103M
- AUM share
- 7.3%
- Avg. per client
- $360K
- Clients
- 355
- Regulatory AUM
- $1.26B
- AUM share
- 88.9%
- Avg. per client
- $3.55M
- Clients
- Fewer than 5
- Regulatory AUM
- $9.94M
- AUM share
- 0.7%
- Avg. per client
- —
- Clients
- 7
- Regulatory AUM
- $34.3M
- AUM share
- 2.4%
- Avg. per client
- $4.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $9.18M
- AUM share
- 0.6%
- Avg. per client
- —
Total
- Clients
- 649
- Regulatory AUM
- $1.42B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 13
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wingate Wealth Advisors charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $2,000,000. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning
- Financial planning is a fixed fee, typically $3,500 to $10,000, depending on the arrangement reached with the client.
Matthew Lasker owns 25% to 50% of Wingate Wealth Advisors. The leadership team of Wingate Wealth Advisors includes Chief Operating Officer Richard Byron and Chief Compliance Officer Jeffrey White. It has 24 employees, 15 of them in advisory roles.
Staff
- 24 employees
- 15 in advisory functions
- 15 state-registered reps
- Owns 25% to 50% of Wingate Wealth Advisors, Inc.
Matthew Lasker
Control person · since March 2018
- Owns 25% to 50% of Wingate Wealth Advisors, Inc.
Gary Pomerantz
Control person · since March 2018
- Owns 25% to 50% of Wingate Wealth Advisors, Inc.
John Slupski
Control person · since March 2018
Wingate Wealth Advisors’ regulatory assets grew from $1.09B (March 2021) to $1.42B (March 2026); clients were 649 in both filings and employees were 24 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.42B | 649 | 24 | 1 |
| Mar 2025March 2025 | $1.32B | 620 | 24 | 1 |
| Jul 2024July 2024 | $1.21B | 617 | 26 | 1 |
| Mar 2023March 2023 | $1.09B | 642 | 24 | 1 |
| Mar 2022March 2022 | $1.13B | 633 | 24 | 1 |
| Mar 2021March 2021 | $1.09B | 623 | 23 | 1 |
Besides its headquarters, Wingate Wealth Advisors has 0 offices, with 1 listed address in 1 state.
Massachusetts · 1 listed address
- 450 Bedford Street, LexingtonHQ
Contact and registration details
- Legal name
- Wingate Wealth Advisors, Inc.
- Headquarters
- 450 Bedford Street, Lexington, MA 02420-1547
- Website
- wingatewealthadvisors.com
- Phone
- 781-862-7100
- @wingate-wealth-advisors
- SEC file
- 801-28664
- Founded
- 1986
- Structure
- Massachusetts corporation
- Fiscal year end
- December
Wingate Wealth Advisors’ named custodian for separately managed accounts is Charles Schwab ($1.3B). Wingate Wealth Advisors has custody of $531M for 358 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.3B100%
At year end, Wingate Wealth Advisors’ separately managed accounts were mostly in funds (67%) and stocks (19%). Its reported 13F holdings for the quarter ended 30 June 2026 total $227M across 127 positions; the largest are Vanguard Specialized Funds (12.3%), Vanguard Malvern Fds (8.2%) and iShares TR (4.2%).
What the accounts hold
- Stocks19%
- Funds67%
- Bonds6%
- State and local bonds3%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash8%
How many clients does Wingate Wealth Advisors have?
Wingate Wealth Advisors has 649 clients and manages $1.42 billion for them, as of March 2026. They include 355 high-net-worth individuals, 287 individual clients and 7 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Wingate Wealth Advisors offer?
Wingate Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, educational seminars, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Wingate Wealth Advisors charge?
Wingate Wealth Advisors charges up to 1.25% a year for its Investment Management Services. The fee is billed in advance or in arrears, is negotiable and requires an account of at least $2,000,000.
Which custodians does Wingate Wealth Advisors use?
Wingate Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.3B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Wingate Wealth Advisors have?
Wingate Wealth Advisors has 15 investment adviser representatives registered with state securities authorities, out of 24 employees, and 15 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wingate Wealth Advisors invest in?
At the end of its last fiscal year, Wingate Wealth Advisors’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 19% exchange-traded equities, 8% cash and equivalents, 3% state and local bonds, 2% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Wingate Wealth Advisors have a minimum investment?
Yes, Wingate Wealth Advisors’ minimum account size for its Investment Management Services is $2M.
Who owns Wingate Wealth Advisors?
Wingate Wealth Advisors’ direct owners are Matthew Lasker, Gary Pomerantz and John Slupski, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Wingate Wealth Advisors get paid?
Wingate Wealth Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wingate Wealth Advisors?
Wingate Wealth Advisors’ main office is at 450 Bedford Street, Lexington, MA 02420-1547. Its phone number is 781-862-7100. Its website is wingatewealthadvisors.com.