Williams and Schiller Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 51–100 clients last fiscal year.
Williams and Schiller Wealth Management reports 104 clients. They include 57 individual clients, 35 high-net-worth individuals, and 6 corporations and other businesses. Of its assets, 100.0% ($121M across 271 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 55% | 13% |
| High-net-worth individuals | 34% | 74% |
| Pension and profit-sharing plans | 3% | 5% |
| Charitable organizations | 3% | 2% |
| Corporations and other businesses | 6% | 5% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 57 | $16.2M | 13.4% | $285K |
| High-net-worth individuals | 35 | $89.8M | 74.5% | $2.57M |
| Pension and profit-sharing plans | Fewer than 5 | $5.49M | 4.6% | $1.83M |
| Charitable organizations | Fewer than 5 | $2.9M | 2.4% | $967K |
| Corporations and other businesses | 6 | $6.22M | 5.2% | $1.04M |
| Total | 104 | $121M | 100% | — |
- Clients
- 57
- Regulatory AUM
- $16.2M
- AUM share
- 13.4%
- Avg. per client
- $285K
- Clients
- 35
- Regulatory AUM
- $89.8M
- AUM share
- 74.5%
- Avg. per client
- $2.57M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.49M
- AUM share
- 4.6%
- Avg. per client
- $1.83M
- Clients
- Fewer than 5
- Regulatory AUM
- $2.9M
- AUM share
- 2.4%
- Avg. per client
- $967K
- Clients
- 6
- Regulatory AUM
- $6.22M
- AUM share
- 5.2%
- Avg. per client
- $1.04M
Total
- Clients
- 104
- Regulatory AUM
- $121M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Williams and Schiller Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning Services
- Financial planning is a fixed fee of $1,000 to $10,000 or more, or $250 to $350 an hour, with any advance retainer capped at $1,200 for work not finished within six months.
Brad Williams owns 50% to 75% of Williams and Schiller Wealth Management. It has 2 employees.
Leadership
Mark SchillerPrincipal/CCO
Brad WilliamsPrincipal
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Williams and Schiller Wealth Management, LLC
Brad Williams
Control person · since January 2007
- Owns 50% to 75% of Williams and Schiller Wealth Management, LLC
Mark Schiller
Control person · since January 2007
Besides its headquarters, Williams and Schiller Wealth Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Idaho and North Dakota.
Idaho · 1 listed address
- 708 Superior Street, SandpointHQ
North Dakota · 1 listed address
- 4048 53rd Ave S, Fargo
Other business names
Williams and Schiller Wealth Management has reported 1 other business name to the SEC.
- WS Wealth Management LLC
Contact and registration details
- Legal name
- Williams and Schiller Wealth Management, LLC
- Headquarters
- 708 Superior Street, Sandpoint, ID 83864
- Website
- wswealthmanagementllc.com
- Phone
- 208-265-5959
- SEC file
- 801-134243
- Structure
- Idaho LLC
- Fiscal year end
- December
Williams and Schiller Wealth Management uses Charles Schwab ($110M) as custodian for its separately managed accounts. Williams and Schiller Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $110M100%
At year end, Williams and Schiller Wealth Management’s separately managed accounts were mostly in funds (72%) and stocks (16%).
What the accounts hold
- Stocks16%
- Funds72%
- Bonds1%
- Cash7%
- Other4%
- Fixed annuities and deleware statatory trust assets4%
How many clients does Williams and Schiller Wealth Management have?
Williams and Schiller Wealth Management has 104 clients and manages $121 million for them, as of March 2026. They include 57 individual clients, 35 high-net-worth individuals, and 6 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Williams and Schiller Wealth Management offer?
Williams and Schiller Wealth Management provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Williams and Schiller Wealth Management use?
Williams and Schiller Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $110M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Williams and Schiller Wealth Management have?
Williams and Schiller Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Williams and Schiller Wealth Management invest in?
At the end of its last fiscal year, Williams and Schiller Wealth Management’s separately managed accounts held 72% registered funds (mutual funds, ETFs, BDCs), 16% exchange-traded equities, 7% cash and equivalents, 4% other and 1% state and local bonds. The 4% other category is described as: Fixed Annuities and Deleware Statatory Trust Assets.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Williams and Schiller Wealth Management?
Williams and Schiller Wealth Management’s direct owners are Brad Williams (50% to 75%) and Mark Schiller (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Williams and Schiller Wealth Management get paid?
Williams and Schiller Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Williams and Schiller Wealth Management registered with the SEC?
Yes, Williams and Schiller Wealth Management has been registered with the SEC as an investment adviser since 27 April 2026. Its CRD number is 143049 and its SEC file number is 801-134243.
Source: Form ADV Part 1A, Item 1, filed 12 March 2026; IAPD firm record
How do I contact Williams and Schiller Wealth Management?
Williams and Schiller Wealth Management’s main office is at 708 Superior Street, Sandpoint, ID 83864. Its phone number is 208-265-5959. Its website is wswealthmanagementllc.com.