Wilhelm Financial Services, PLLC provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Wilhelm Financial Services, PLLC reports 7 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $171M across 34 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 7 | $171M | 100.0% | $24.5M |
| Total | 7 | $171M | 100% | $24.5M |
- Clients
- 7
- Regulatory AUM
- $171M
- AUM share
- 100.0%
- Avg. per client
- $24.5M
Total
- Clients
- 7
- Regulatory AUM
- $171M
- AUM share
- 100%
- Avg. per client
- $24.5M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Wilhelm Financial Services, PLLC charges 0.10%–1.00% for its Investment management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
| Asset band | Rate (period not stated) |
|---|---|
| $0–$1M | 1.00% |
| $1M–$2M | 0.75% |
| $2M–$3M | 0.60% |
| $3M–$4M | 0.50% |
| $4M–$5M | 0.40% |
| $5M–$6M | 0.35% |
| $6M–$7M | 0.30% |
| $7M–$10M | 0.25% |
| $10M and above | 0.10% |
Fee details and sources
Bret Wilhelm owns 75% or more of Wilhelm Financial Services, PLLC. The leadership team of Wilhelm Financial Services, PLLC includes Chief Compliance Officer Bret Wilhelm. It has 1 employee.
Leadership
- Bret WilhelmManger/Member/Chief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- 1 state-registered rep
- Owns 75% or more of Wilhelm Financial Services, PLLC
Bret Wilhelm
Control person · since November 2000
Wilhelm Financial Services, PLLC’s regulatory assets grew from $116M (March 2023) to $171M (March 2026); clients fell from 10 to 7 and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $171M | 7 | 1 | 1 |
| March 2025 | $150M | 9 | 1 | 1 |
| March 2024 | $142M | 10 | 1 | 1 |
| March 2023 | $116M | 10 | 1 | 1 |
Besides its headquarters, Wilhelm Financial Services, PLLC has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Wilhelm Financial Services, PLLC
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 360-593-9919
- SEC file
- 801-126685
- Structure
- Washington LLC
- Fiscal year end
- December
Wilhelm Financial Services, PLLC uses Charles Schwab ($166M) as custodian for its separately managed accounts. Wilhelm Financial Services, PLLC does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $166M100%
At year end, Wilhelm Financial Services, PLLC’s separately managed accounts were mostly in funds (89%) and stocks (10%).
What the accounts hold
- Stocks10%
- Funds89%
- Cash1%
How many clients does Wilhelm Financial Services, PLLC have?
Wilhelm Financial Services, PLLC has 7 clients and manages $171 million for them, as of March 2026. They include 7 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Wilhelm Financial Services, PLLC offer?
Wilhelm Financial Services, PLLC provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wilhelm Financial Services, PLLC charge?
Wilhelm Financial Services, PLLC charges 0.10%–1.00% for its Investment management. The brochure does not state whether the rate is annual. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Which custodians does Wilhelm Financial Services, PLLC use?
Wilhelm Financial Services, PLLC’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $166M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Wilhelm Financial Services, PLLC have?
Wilhelm Financial Services, PLLC has 1 investment adviser representative registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wilhelm Financial Services, PLLC invest in?
At the end of its last fiscal year, Wilhelm Financial Services, PLLC’s separately managed accounts held 89% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wilhelm Financial Services, PLLC?
Wilhelm Financial Services, PLLC’s direct owner is Bret Wilhelm (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Wilhelm Financial Services, PLLC get paid?
Wilhelm Financial Services, PLLC is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wilhelm Financial Services, PLLC?
Its phone number is 360-593-9919.