Westmont Advisory provides financial planning and portfolio management for individuals and small businesses.
Westmont Advisory reports 7 high-net-worth individuals. Of its assets, 100.0% ($100M across 7 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 7 | $100M | 100.0% | $14.3M |
| Total | 7 | $100M | 100% | $14.3M |
- Clients
- 7
- Regulatory AUM
- $100M
- AUM share
- 100.0%
- Avg. per client
- $14.3M
Total
- Clients
- 7
- Regulatory AUM
- $100M
- AUM share
- 100%
- Avg. per client
- $14.3M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Westmont Advisory charges 3.00% a year for its Advisory Fee. The fee is billed in advance or in arrears and is negotiable.
Fee details and sources
It has 2 employees.
Leadership
Staff
- 2 employees
- 2 in advisory functions
- 1 state-registered rep
Besides its headquarters, Westmont Advisory has 0 offices, with 1 listed address in Texas.
Texas · 1 listed address
- 870 International Pkwy, Ste 180, Flower MoundHQ
Contact and registration details
- Legal name
- Westmont Advisory, LLC
- Headquarters
- 870 International Pkwy, Ste 180, Flower Mound, TX 75022
- Website
- westmontadvisory.co
- Phone
- 214-433-7354
- SEC file
- 801-136996
- Structure
- Texas LLC
- Fiscal year end
- December
Westmont Advisory does not have custody of client assets.
At year end, Westmont Advisory’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Westmont Advisory have?
Westmont Advisory has 7 clients and manages $100 million for them, as of September 2026. They include 7 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 29 September 2026
What services does Westmont Advisory offer?
Westmont Advisory provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Westmont Advisory charge?
Westmont Advisory charges 3.00% a year for its Advisory Fee. The fee is billed in advance or in arrears and is negotiable.
Source: WESTMONT ADVISORY FIRM BROCHURE, filed 29 September 2026
How many financial advisors does Westmont Advisory have?
Westmont Advisory has 1 investment adviser representative registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Westmont Advisory invest in?
At the end of its last fiscal year, Westmont Advisory’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
How does Westmont Advisory get paid?
Westmont Advisory is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Westmont Advisory registered with the SEC?
Yes, Westmont Advisory has been registered with the SEC as an investment adviser since 5 August 2026. Its CRD number is 343407 and its SEC file number is 801-136996.
Source: Form ADV Part 1A, Item 1, filed 29 September 2026; IAPD firm record
How do I contact Westmont Advisory?
Westmont Advisory’s main office is at 870 International Pkwy, Ste 180, Flower Mound, TX 75022. Its phone number is 214-433-7354. Its website is westmontadvisory.co.