WealthPlan Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 251–500 clients last fiscal year. The firm advises 2 private funds.
WealthPlan Investment Management reports 2,145 clients. They include 1,693 individual clients, 375 high-net-worth individuals, and 52 pension and profit-sharing plans. Of its assets, 98.0% ($2.14B across 5,160 accounts) are managed with discretion; $43.3M across 153 accounts are not. It advised 372 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 79% | 33% |
| High-net-worth individuals | 17% | 54% |
| Pension and profit-sharing plans | 2% | 9% |
| Charitable organizations | <1% | 3% |
| State or municipal government entities | <1% | <1% |
| Other client typesCorporations and other businesses | <1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,693 | $716M | 32.7% | $423K |
| High-net-worth individuals | 375 | $1.17B | 53.5% | $3.12M |
| Pension and profit-sharing plans | 52 | $207M | 9.5% | $3.97M |
| Charitable organizations | 9 | $61.2M | 2.8% | $6.8M |
| State or municipal government entities | Fewer than 5 | $4.33M | 0.2% | $4.33M |
| Corporations and other businesses | 15 | $28M | 1.3% | $1.87M |
| Total | 2,145 | $2.19B | 100% | — |
- Clients
- 1,693
- Regulatory AUM
- $716M
- AUM share
- 32.7%
- Avg. per client
- $423K
- Clients
- 375
- Regulatory AUM
- $1.17B
- AUM share
- 53.5%
- Avg. per client
- $3.12M
- Clients
- 52
- Regulatory AUM
- $207M
- AUM share
- 9.5%
- Avg. per client
- $3.97M
- Clients
- 9
- Regulatory AUM
- $61.2M
- AUM share
- 2.8%
- Avg. per client
- $6.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $4.33M
- AUM share
- 0.2%
- Avg. per client
- $4.33M
- Clients
- 15
- Regulatory AUM
- $28M
- AUM share
- 1.3%
- Avg. per client
- $1.87M
Total
- Clients
- 2,145
- Regulatory AUM
- $2.19B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 372
- Private funds advised
- 2
- Financial planning clients last fiscal year
- 251–500
WealthPlan Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- eMoney Planning Software
- An optional $150 charge for ongoing access to the eMoney financial planning software, disclosed in advance.
- Financial Planning and Consulting
- Billed as a negotiable fixed fee, generally up to $5,000, or hourly at $100 to $300 per hour, as set out in the written agreement.
Wealthplan Group, LLC owns 75% or more of WealthPlan Investment Management and is in turn owned by Michael Brewer (25–50%), Brent Omara (25–50%) and Wade Behlen (25–50%). Michael Brewer is CEO; the leadership team includes President Wade Behlen, Chief Investment Officer Christopher Shea and Chief Operating Officer Sarah Kennelly. It has 34 employees, 14 of them in advisory roles.
Leadership
- Michael BrewerChief Executive Officer
- Wade BehlenManaging Member & Executive Vice President Retirement Plans
- Sarah KennellyChief Operating Officer
- Mark LasswellChief Compliance Officer
- Brent OmaraManaging Member & Chief Revenue Officer
- Christopher SheaChief Investment Officer
Investment adviser representatives
29 representatives listed in the SEC register as of 9 October 2026.
- Jeremy Royal Armagost
- Wade Cleve Behlen
- Ward Cameron Behlen
- Weston Wade Behlen
- Wyatt James Behlen
- Michael Patrick Brewer
- Randall Scott Coble
- Andrew Mason Dintaman
- Robert Charles Keating
- Zachary Scott Leedom
- Brent Allen McCune
- Austin Gregory Miller
- James B Munson
- Kevin Eugene O'Mara
- James Ferrell Obrien
- Brent Thomas Omara
- Alyse Pflanz
- Paul James Pittman
- Mark A Powers
- Michael Prestifilippo
- Dillon Troy Schutte
- Christopher Maxime Shea
- Michael Leo Shea
- Dante Anthony Smith
- Brenden Christopher Tauber
- Robert William Taylor
- Landon Lee Troyer
- Wayne David Wagner JR
- Langston Washington
Staff
- 34 employees
- 14 in advisory functions
- 14 state-registered reps
- 5 insurance agents
- Owns 75% or more of Wealthplan Investment Management LLC
Wealthplan Group, LLC
Control person · since December 2021
- Owns 25% to 50% of Wealthplan Group, LLC
Michael Brewer
Control person · since January 2021
- Owns 25% to 50% of Wealthplan Group, LLC
Brent Omara
Control person · since January 2021
- Owns 25% to 50% of Wealthplan Group, LLC
Wade Behlen
Control person · since January 2021
WealthPlan Investment Management’s regulatory assets grew 4.1× from $536M (July 2021) to $2.19B (August 2026); clients rose from 371 to 2,145 and employees from 14 to 34.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $2.19B | 2,145 | 34 | 5 |
| June 2025 | $1.57B | 1,572 | 40 | 5 |
| March 2024 | $989M | 803 | 29 | 2 |
| June 2023 | $870M | 746 | 26 | 2 |
| June 2022 | $628M | 365 | 10 | 1 |
| July 2021 | $536M | 371 | 14 | 1 |
Besides its headquarters, WealthPlan Investment Management has 4 offices (1 private residence, listed without an address), with 4 listed addresses in Delaware, Kansas and Nebraska.
Nebraska · 2 listed addresses
- 101 S 108th Ave, 3rd Floor, OmahaHQ
- 109 E 52nd St, Kearney
Delaware · 1 listed address
- 1020 W. 18th Street, Wilmington
Kansas · 1 listed address
- 9001 W. 110th St., Overland Parkq
Other business names
WealthPlan Investment Management has reported 5 other business names to the SEC.
- Feltz Wealthplan
- The Preferred Client Group
- Vizionary Wealth Management
- Wealthplan Group
- Wealthplan Partners - the Coble & McCune Team
Contact and registration details
- Legal name
- Wealthplan Investment Management LLC
- Headquarters
- 101 S 108th Ave, 3rd Floor, Omaha, NE 68154
- Website
- wealthplan.group
- Phone
- 402-691-0200
- @wealthplan-group
- SEC file
- 801-120004
- Founded
- 2020
- Structure
- Nebraska LLC
- Fiscal year end
- December
WealthPlan Investment Management uses Charles Schwab ($2.15B) as custodian for its separately managed accounts. WealthPlan Investment Management has custody of $115M in client assets for 530 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Omaha, NE · $2.15B100%
At year end, WealthPlan Investment Management’s separately managed accounts were mostly in funds (51%) and stocks (39%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.01B across 478 positions; the largest are iShares TR (5.6%), Apple Inc. (5.4%) and Vanguard Index Fds (2.8%).
What the accounts hold
- Stocks39%
- Exchange-traded equities38%
- Non-exchange-traded equities1%
- Funds51%
- Registered funds47%
- Pooled vehicles4%
- Bonds4%
- Investment grade corporate bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash8%
- Other2%
- Derivatives1%
- Variable and fixed annuities1%
Reported 13F holdings
- $2.01B
- Reported 13F value
- 478
- Positions
- 28.3%
- In the 10 largest
- +12.2%
- Value vs. prior quarter
- iShares TR · Core S&P500 ETF5.6%
- Apple Inc.5.4%
- Vanguard Index Fds · Total Stk Mkt2.8%
- Nvidia Corporation2.6%
- EA Series Trust · Buff US Buff ETF2.6%
- iShares Inc. · Core MSCI Emkt2.4%
- Wisdomtree TR · US Largecap Fund2.0%
- J P Morgan Exchange Traded F · Intrnl Res EQT1.8%
- Microsoft Corp.1.7%
- Alphabet Inc. · Cap Stk CL A1.6%
Together, the ten largest are 28.3% of reported value.
How many clients does WealthPlan Investment Management have?
WealthPlan Investment Management has 2,145 clients and manages $2.19 billion for them, as of August 2026. They include 1,693 individual clients, 375 high-net-worth individuals, and 52 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 August 2026
What services does WealthPlan Investment Management offer?
WealthPlan Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, selecting other managers, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
Which custodians does WealthPlan Investment Management use?
WealthPlan Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Omaha, NE), with $2.15B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 August 2026
How many financial advisors does WealthPlan Investment Management have?
WealthPlan Investment Management has 14 investment adviser representatives registered with state securities authorities, out of 34 employees, and 14 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 5 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does WealthPlan Investment Management invest in?
At the end of its last fiscal year, WealthPlan Investment Management’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 38% exchange-traded equities, 8% cash and equivalents, 4% pooled vehicles (private funds and similar), 2% investment grade corporate bonds, 1% non-exchange-traded equities, 1% U.S. government and agency bonds, 1% state and local bonds, 1% derivatives and 1% other. The 1% other category is described as: Variable and Fixed Annuities. It advises 2 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns WealthPlan Investment Management?
WealthPlan Investment Management is owned through a holding company by Michael Brewer, Brent Omara and Wade Behlen. Its direct owner is Wealthplan Group, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 August 2026
How does WealthPlan Investment Management get paid?
WealthPlan Investment Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is WealthPlan Investment Management registered with the SEC?
Yes, WealthPlan Investment Management has been registered with the SEC as an investment adviser since 18 December 2020. Its CRD number is 311364 and its SEC file number is 801-120004.
Source: Form ADV Part 1A, Item 1, filed 24 August 2026; IAPD firm record
How do I contact WealthPlan Investment Management?
WealthPlan Investment Management’s main office is at 101 S 108th Ave, 3rd Floor, Omaha, NE 68154. Its phone number is 402-691-0200. Its website is wealthplan.group.