Wealth Management Nebraska provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Wealth Management Nebraska reports 4,751 clients. They include 3,710 individual clients, 1,021 high-net-worth individuals, and 11 corporations and other businesses. Of its assets, 98.8% ($3.67B across 4,750 accounts) are managed with discretion; $42.7M across 1 account is not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 23% |
| High-net-worth individuals | 21% | 24% |
| Pension and profit-sharing plans | <1% | 53% |
| Charitable organizations | <1% | <1% |
| State or municipal government entities | <1% | <1% |
| Other client typesCorporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 3,710 | $849M | 22.9% | $229K |
| High-net-worth individuals | 1,021 | $872M | 23.5% | $854K |
| Pension and profit-sharing plans | Fewer than 5 | $1.97B | 53.0% | $1.97B |
| Charitable organizations | 7 | $13.9M | 0.4% | $1.98M |
| State or municipal government entities | 1 | $421K | 0.0% | $421K |
| Corporations and other businesses | 11 | $7.25M | 0.2% | $659K |
| Total | 4,751 | $3.71B | 100% | — |
- Clients
- 3,710
- Regulatory AUM
- $849M
- AUM share
- 22.9%
- Avg. per client
- $229K
- Clients
- 1,021
- Regulatory AUM
- $872M
- AUM share
- 23.5%
- Avg. per client
- $854K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.97B
- AUM share
- 53.0%
- Avg. per client
- $1.97B
- Clients
- 7
- Regulatory AUM
- $13.9M
- AUM share
- 0.4%
- Avg. per client
- $1.98M
- Clients
- 1
- Regulatory AUM
- $421K
- AUM share
- 0.0%
- Avg. per client
- $421K
- Clients
- 11
- Regulatory AUM
- $7.25M
- AUM share
- 0.2%
- Avg. per client
- $659K
Total
- Clients
- 4,751
- Regulatory AUM
- $3.71B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wealth Management Nebraska is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Integrity Wealth, LLC owns 75% or more of Wealth Management Nebraska and is in turn owned by Integrity Marketing Partners, LLC (75% or more). Jared Faltys is CEO; the leadership team includes Chief Compliance Officer Nathan Raabe. It has 61 employees, 49 of them in advisory roles.
Leadership
Jared FaltysCo-Chief Executive Officer- Nathan RaabeChief Compliance Officer
Investment adviser representatives
47 representatives listed in the SEC register as of 9 October 2026.
- Robert Dean Almquist
- Ryan C Anderson
- Sarah Elizabeth Berry
- Ryan James Bourlier
- Corey David Breneman
- Gary Breneman
- Ryan Lyle Burger
- Nathaniel Spencer Burt
- Tracy Anne Cannon
- Charles Andrew Castle
- Mark Edward Clark
- Jamie Lynn Clemans
- Corey Michael Cooney
- James Curtis Curran
- Kaylynn H Dalebout
- Jason Craig Eger
- Regan Lee Else
- Jared Matthew Faltys
- Anthony Fiore
- Francesco Fiore
- Terry Thomas Galloway
- Kordell William Glause
- Norbert Gonzales JR
- Barbara Ann Harmon
- Mark B Haynes
- Kristy Lee Hight
- Barry Ira Horowitz
- Joshua A Kegley
- Ethan Richard Later
- Marcy Jean Luth
- Jay Malik
- Phillip D Maltzahn
- Kyle Reed Overturf
- Thomas Joseph Pohlen
- Nathan Aubrey Raabe
- Daniel Taylor Rice
- Taralynn Rachelle Richtig
- Hugo Cesar Sanchez
- Christine Ranae Shenk
- Jesse Elias Skelton
- David Patrick Smith
- Jeanna Marie Stephens
- Joseph Patrick Stump
- Charles Zelig Tzinberg
- Timothy Allan Vaughn
- John Jeb Williamson
- Suping Yang
Staff
- 61 employees
- 49 in advisory functions
- 44 state-registered reps
- 4 insurance agents
- Owns 75% or more of Wealth Management Nebraska LLC
Integrity Wealth, LLC
Control person · since June 2024
- Owns 75% or more of Integrity Wealth, LLC
Integrity Marketing Partners, LLC
Control person · since June 2024
- Owns 75% or more of Integrity Marketing Partners, LLC
Integrity Marketing Acquisition, LLC
Control person · since September 2021
- Owns 75% or more of Integrity Marketing Acquisition, LLC
Integrity Marketing Intermediate, LLC
Control person · since September 2021
- Owns 75% or more of Integrity Marketing Intermediate, LLC
Integrity Marketing Parent, LLC
Control person · since September 2021
- Owns 75% or more of Integrity Marketing Parent, LLC
Integrity, LLC
Control person · since September 2021
Wealth Management Nebraska’s regulatory assets grew 1.9× from $1.96B (July 2021) to $3.71B (August 2026); clients rose from 2,887 to 4,751 and employees from 51 to 61.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $3.71B | 4,751 | 61 | 30 |
| July 2025 | $3.1B | 3,617 | 60 | 30 |
| June 2024 | $2.78B | 3,481 | 60 | 30 |
| March 2023 | $2.35B | 3,219 | 60 | 30 |
| July 2022 | $2.46B | 3,127 | 60 | 30 |
| July 2021 | $1.96B | 2,887 | 51 | 28 |
Besides its headquarters, Wealth Management Nebraska has 29 offices (4 private residences, listed without an address), with 24 listed addresses across 13 states.
Nebraska · 6 listed addresses
- 125 South 4th Street, NorfolkHQ
- 3123 W Stolley Park Road Suite A, Grand Island
- 418 Seward St, Seward
- 236 N State Street, Osceola
- 109 S Walnut, Kimball
- 309 Smith Ave, Elwood
Texas · 3 listed addresses
- 7800 Ih-10 West, Suite 505, San Antonio
- 3603 Texas BLVD, Texarkana
- 855 Rockmean Drive Suite 504, Kingwood
Alabama · 2 listed addresses
- 137 Business Center DR, Birmingham
- 418 1st Ave Se, Cullman
California · 2 listed addresses
- 428 Pine Ave, Brea
- 16607 Osborne St, North Hills
Illinois · 2 listed addresses
- 469 N Lake Street, Mundelein
- 1 Country Club Executive Park, Glen Carbon
Missouri · 2 listed addresses
- 14382 Woodlake Drive, Chesterfield
- 220 West Lockwood Ave, St. Louis
Colorado · 1 listed address
- 2726 Illinois, Fort Collins
Florida · 1 listed address
- 9900 W Sample RD, Coral Springs
Kentucky · 1 listed address
- 242 Union Street, Somerset
South Carolina · 1 listed address
- 1630 Meeting Street RD Ste 105, Charleston
South Dakota · 1 listed address
- 321 S Highland Ave, Pierre
Washington · 1 listed address
- 6601 W Deschutes Ave Suite C, Kennewick
Wisconsin · 1 listed address
- 1567 Wisconsin Ave, Grafton
Other business names
Wealth Management Nebraska has reported 3 other business names to the SEC.
- Wealth Firm
- Wealth Management
- Wealth Management LLC
Contact and registration details
- Legal name
- Wealth Management Nebraska LLC
- Headquarters
- 125 South 4th Street, Norfolk, NE 68701
- Website
- 403bplan.net
- Phone
- 402-371-1160
- @11326689
- SEC file
- 801-65977
- Structure
- Delaware LLC
- Fiscal year end
- December
Wealth Management Nebraska uses Charles Schwab ($1.38B) as custodian for its separately managed accounts. Wealth Management Nebraska does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.38B100%
At year end, Wealth Management Nebraska’s separately managed accounts were mostly in funds (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.12B across 106 positions; the largest are SPDR Series Trust (18.8%), American Centy ETF TR (12.6%) and American Centy ETF TR (8.5%).
What the accounts hold
- Stocks2%
- Funds95%
- Cash3%
Reported 13F holdings
- $1.12B
- Reported 13F value
- 106
- Positions
- 78.4%
- In the 10 largest
- +13.5%
- Value vs. prior quarter
- SPDR Series Trust · ST Inter BD ETF18.8%
- American Centy ETF TR · US Sml CP Valu12.6%
- American Centy ETF TR · US Large Cap Vlu8.5%
- Dimensional ETF Trust · Internatnal Val6.8%
- Dimensional ETF Trust · US Equi Mark ETF6.5%
- Dimensional ETF Trust · World Equity ETF6.3%
- Dimensional ETF Trust · US Small Cap ETF5.9%
- American Centy ETF TR · Intl Smcp Vlu5.3%
- SPDR Series Trust · ST Str P500etf4.3%
- Dimensional ETF Trust · US Mktwide Value3.4%
Together, the ten largest are 78.4% of reported value.
How many clients does Wealth Management Nebraska have?
Wealth Management Nebraska has 4,751 clients and manages $3.71 billion for them, as of August 2026. They include 3,710 individual clients, 1,021 high-net-worth individuals, and 11 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does Wealth Management Nebraska offer?
Wealth Management Nebraska provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Wealth Management Nebraska use?
Wealth Management Nebraska’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.38B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does Wealth Management Nebraska have?
Wealth Management Nebraska has 44 investment adviser representatives registered with state securities authorities, out of 61 employees, and 49 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 4 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wealth Management Nebraska invest in?
At the end of its last fiscal year, Wealth Management Nebraska’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 3% cash and equivalents and 2% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wealth Management Nebraska?
Wealth Management Nebraska is owned through a chain of holding companies by Integrity, LLC. Its direct owner is Integrity Wealth, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does Wealth Management Nebraska get paid?
Wealth Management Nebraska is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Wealth Management Nebraska registered with the SEC?
Yes, Wealth Management Nebraska has been registered with the SEC as an investment adviser since 17 February 2006. Its CRD number is 137080 and its SEC file number is 801-65977.
Source: Form ADV Part 1A, Item 1, filed 3 August 2026; IAPD firm record
How do I contact Wealth Management Nebraska?
Wealth Management Nebraska’s main office is at 125 South 4th Street, Norfolk, NE 68701. Its phone number is 402-371-1160. Its website is 403bplan.net.