Warwick Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 101–250 clients last fiscal year.
Warwick Investment Management reports 253 clients. They include 202 high-net-worth individuals and 51 individual clients. Of its assets, 80.3% ($1.99B across 1,531 accounts) are managed with discretion; $490M across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 20% | <1% |
| High-net-worth individuals | 80% | 61% |
| Pension and profit-sharing plans | Fewer than 5 | 20% |
| Charitable organizations | Fewer than 5 | 17% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 51 | $19.2M | 0.8% | $377K |
| High-net-worth individuals | 202 | $1.52B | 61.4% | $7.54M |
| Pension and profit-sharing plans | Fewer than 5 | $490M | 19.7% | — |
| Charitable organizations | Fewer than 5 | $433M | 17.5% | — |
| Corporations and other businesses | Fewer than 5 | $16.3M | 0.7% | — |
| Total | 253 | $2.48B | 100% | — |
- Clients
- 51
- Regulatory AUM
- $19.2M
- AUM share
- 0.8%
- Avg. per client
- $377K
- Clients
- 202
- Regulatory AUM
- $1.52B
- AUM share
- 61.4%
- Avg. per client
- $7.54M
- Clients
- Fewer than 5
- Regulatory AUM
- $490M
- AUM share
- 19.7%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $433M
- AUM share
- 17.5%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $16.3M
- AUM share
- 0.7%
- Avg. per client
- —
Total
- Clients
- 253
- Regulatory AUM
- $2.48B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Warwick Investment Management charges 0.05%–1.00% a year for its Standard fee schedule. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $2,000,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M–$15M | 0.50% |
| $15M–$50M | 0.25% |
| $50M–$100M | 0.20% |
| $100M–$200M | 0.12% |
| $200M–$500M | 0.08% |
| $500M and above | 0.05% |
Fee details and sources
Other fees
- Fixed fee engagements
- Limited use; agreed before work starts, ranging from $20,000 to $250,000, negotiable and billed quarterly in advance.
Clarence Glover owns 50% to 75% of Warwick Investment Management. The leadership team of Warwick Investment Management includes President Clarence Glover, Chief Investment Officer Ross Willmann and Chief Compliance Officer Jeffrey Kelvin. It has 9 employees, 4 of them in advisory roles.
Leadership
- Clarence GloverPresident and Shareholder
- Jeffrey KelvinChief Compliance Officer
- Ross WillmannChief Investment Officer, Shareholder
- Grant StuckiShareholder
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Franklin Thomas Farrell
- Thomas Eugene Fraim III
- Clarence Hays Glover III
- Grant Mitchell Stucki
- Ross Hoerster Willmann
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 50% to 75% of Warwick Investment Management, Inc.
Clarence Glover
Control person · since September 1991
- Owns 10% to 25% of Warwick Investment Management, Inc.
Grant Stucki
since January 2024
- Owns 10% to 25% of Warwick Investment Management, Inc.
Ross Willmann
Control person · since February 2025
Warwick Investment Management’s regulatory assets grew 2.2× from $1.12B (March 2021) to $2.48B (June 2026); clients rose from 181 to 253 and employees were 9 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $2.48B | 253 | 9 | 2 |
| June 2025 | $2.14B | 229 | 10 | 2 |
| April 2024 | $1.71B | 233 | 8 | 1 |
| March 2023 | $1.43B | 223 | 8 | 1 |
| March 2022 | $1.45B | 208 | 8 | 1 |
| March 2021 | $1.12B | 181 | 9 | 1 |
Besides its headquarters, Warwick Investment Management has 1 office (1 private residence, listed without an address), with 1 listed address in Texas.
Texas · 1 listed address
- 4444 Carter Creek Parkway, Suite 109, BryanHQ
Contact and registration details
- Legal name
- Warwick Investment Management, Inc.
- Headquarters
- 4444 Carter Creek Parkway, Suite 109, Bryan, TX 77802
- Website
- warwickpartners.net
- Phone
- 979-260-9777
- @warwick-partners
- SEC file
- 801-14704
- Structure
- Texas corporation
- Fiscal year end
- December
Warwick Investment Management uses Charles Schwab ($2.32B) as custodian for its separately managed accounts. Warwick Investment Management has custody of $784M in client assets for 294 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $2.32B100%
At year end, Warwick Investment Management’s separately managed accounts were mostly in funds (72%) and cash (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $891M across 149 positions; the largest are Schwab Strategic TR (14.5%), Dimensional ETF Trust (12.7%) and Vanguard Index Fds (10.2%).
What the accounts hold
- Stocks5%
- Funds72%
- Registered funds67%
- Pooled vehicles5%
- Bonds1%
- Cash22%
Reported 13F holdings
- $891M
- Reported 13F value
- 149
- Positions
- 68.0%
- In the 10 largest
- +29.1%
- Value vs. prior quarter
- Schwab Strategic TR · 1000 Index ETF14.5%
- Dimensional ETF Trust · US Cor Equ 2 ETF12.7%
- Vanguard Index Fds · Value ETF10.2%
- Vanguard Scottsdale Fds · Short Term Treas6.9%
- Vanguard Index Fds · Growth ETF6.1%
- Vanguard Scottsdale Fds · Total Corp. Bnd4.5%
- Vanguard Admiral Fds Inc. · Smllcp 600 Idx3.3%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.3%
- Select Sector SPDR TR · ST Str Real ETF3.3%
- Invesco Qqq TR · Unit Ser 13.2%
Together, the ten largest are 68.0% of reported value.
How many clients does Warwick Investment Management have?
Warwick Investment Management has 253 clients and manages $2.48 billion for them, as of June 2026. They include 202 high-net-worth individuals and 51 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 June 2026
What services does Warwick Investment Management offer?
Warwick Investment Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Warwick Investment Management charge?
Warwick Investment Management charges 0.05%–1.00% a year for its Standard fee schedule. Each asset band is charged at its own rate. The fee is billed in advance, is negotiable and requires an account of at least $2,000,000.
Source: 2026-03-25 WARWICK PARTNERS FORM ADV PART 2A, filed 16 June 2026
Which custodians does Warwick Investment Management use?
Warwick Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $2.32B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 June 2026
How many financial advisors does Warwick Investment Management have?
Warwick Investment Management has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Warwick Investment Management invest in?
At the end of its last fiscal year, Warwick Investment Management’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 22% cash and equivalents, 5% exchange-traded equities, 5% pooled vehicles (private funds and similar) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Warwick Investment Management have a minimum investment?
Yes, Warwick Investment Management’s minimum account size for its Standard fee schedule is $2M.
Source: 2026-03-25 WARWICK PARTNERS FORM ADV PART 2A, filed 16 June 2026
Who owns Warwick Investment Management?
Warwick Investment Management’s direct owners are Grant Stucki (10% to 25%), Clarence Glover (50% to 75%) and Ross Willmann (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 16 June 2026
How does Warwick Investment Management get paid?
Warwick Investment Management is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Warwick Investment Management?
Warwick Investment Management’s main office is at 4444 Carter Creek Parkway, Suite 109, Bryan, TX 77802. Its phone number is 979-260-9777. Its website is warwickpartners.net.