Wallender, Timothy Joseph provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Wallender, Timothy Joseph reports 289 clients. They include 257 individual clients and 32 high-net-worth individuals. Of its assets, 100.0% ($137M across 257 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 89% | 42% |
| High-net-worth individuals | 11% | 58% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 257 | $58.3M | 42.5% | $227K |
| High-net-worth individuals | 32 | $79M | 57.5% | $2.47M |
| Total | 289 | $137M | 100% | $475K |
- Clients
- 257
- Regulatory AUM
- $58.3M
- AUM share
- 42.5%
- Avg. per client
- $227K
- Clients
- 32
- Regulatory AUM
- $79M
- AUM share
- 57.5%
- Avg. per client
- $2.47M
Total
- Clients
- 289
- Regulatory AUM
- $137M
- AUM share
- 100%
- Avg. per client
- $475K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Wallender, Timothy Joseph charges 0.10%–0.75% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in advance.
| Asset band | Annual rate |
|---|---|
| $3K–$250K | 0.75% |
| $250K–$500K | 0.50% |
| $500K–$2M | 0.25% |
| $2M and above | 0.10% |
Fee details and sources
Timothy Wallender owns 75% or more of Wallender, Timothy Joseph. It has 1 employee.
Leadership
- Timothy WallenderOwner, CCO
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 1 employee
- 1 in advisory functions
- Owns 75% or more of Wallender, Timothy Joseph
Timothy Wallender
Control person · since January 1989
Wallender, Timothy Joseph’s regulatory assets grew from $115M (May 2025) to $137M (April 2026); clients were 289 in both filings and employees were 1 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $137M | 289 | 1 | 1 |
| May 2025 | $115M | 295 | 1 | 1 |
Besides its headquarters, Wallender, Timothy Joseph has 0 offices, with 1 listed address in California.
California · 1 listed address
- 1129 Highland Ave #203, Manhattan BeachHQ
Contact and registration details
- Legal name
- Wallender, Timothy Joseph
- Headquarters
- 1129 Highland Ave #203, Manhattan Beach, CA 90266
- Website
- Not reported
- Phone
- 310-318-3255
- SEC file
- 801-131292
- Structure
- California sole proprietorship
- Fiscal year end
- December
Wallender, Timothy Joseph uses Charles Schwab ($137M) as custodian for its separately managed accounts. Wallender, Timothy Joseph has custody of $207K in client assets for 1 client.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $137M100%
At year end, Wallender, Timothy Joseph’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Wallender, Timothy Joseph have?
Wallender, Timothy Joseph has 289 clients and manages $137 million for them, as of April 2026. They include 257 individual clients and 32 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 April 2026
What services does Wallender, Timothy Joseph offer?
Wallender, Timothy Joseph provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wallender, Timothy Joseph charge?
Wallender, Timothy Joseph charges 0.10%–0.75% a year for its Investment advisory services. Each asset band is charged at its own rate. The fee is billed in advance.
Source: TIMOTHY JOSEPH WALLENDER ADV PART 2A/PART 2B, filed 3 April 2026
Which custodians does Wallender, Timothy Joseph use?
Wallender, Timothy Joseph’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $137M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 April 2026
How many financial advisors does Wallender, Timothy Joseph have?
Wallender, Timothy Joseph has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wallender, Timothy Joseph invest in?
At the end of its last fiscal year, Wallender, Timothy Joseph’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wallender, Timothy Joseph?
Wallender, Timothy Joseph’s direct owner is Timothy Wallender (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 3 April 2026
How does Wallender, Timothy Joseph get paid?
Wallender, Timothy Joseph is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wallender, Timothy Joseph?
Wallender, Timothy Joseph’s main office is at 1129 Highland Ave #203, Manhattan Beach, CA 90266. Its phone number is 310-318-3255.