Wagner Financial provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 1–10 clients last fiscal year.
Wagner Financial reports 203 clients. They include 134 individual clients and 69 high-net-worth individuals. Of its assets, 100.0% ($145M across 397 accounts) are managed with discretion. It advised 3 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 66% | 34% |
| High-net-worth individuals | 34% | 66% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 134 | $48.7M | 33.6% | $363K |
| High-net-worth individuals | 69 | $96M | 66.4% | $1.39M |
| Total | 203 | $145M | 100% | $713K |
- Clients
- 134
- Regulatory AUM
- $48.7M
- AUM share
- 33.6%
- Avg. per client
- $363K
- Clients
- 69
- Regulatory AUM
- $96M
- AUM share
- 66.4%
- Avg. per client
- $1.39M
Total
- Clients
- 203
- Regulatory AUM
- $145M
- AUM share
- 100%
- Avg. per client
- $713K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 3
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Wagner Financial charges 0.50%–1.60% a year for its Asset management services. The fee is billed in advance and is not negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Fixed fee typically $2,000 to $4,000, or hourly up to $375, invoiced on delivery of the plan.
Sandra J. Wagner Trust U/A/D 6/22/2011 owns 75% or more of Wagner Financial. The leadership team of Wagner Financial includes Chief Compliance Officer Sandra Wagner. It has 5 employees, 2 of them in advisory roles.
Leadership
Sandra WagnerChief Compliance Officer
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 2 in advisory functions
- 1 state-registered rep
- 1 broker-dealer rep
- 1 insurance agent
- Owns 75% or more of Wagner Financial, LLC
Sandra J. Wagner Trust U/A/D 6/22/2011
Control person · since July 2011
Sandra Wagner
Trustee · Control person · since June 2011
Wagner Financial’s regulatory assets grew Infinity× from $0 (April 2022) to $145M (March 2026); employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $145M | 203 | 5 | 1 |
| January 2025 | $128M | 198 | 4 | 1 |
| March 2024 | $115M | 196 | 5 | 1 |
| March 2023 | $95.2M | 188 | 5 | 1 |
| April 2022 | $0 | 0 | 5 | 1 |
Besides its headquarters, Wagner Financial has 0 offices, with 1 listed address in Oregon.
Oregon · 1 listed address
- 4260 Galewood Street, Suite A, Lake OswegoHQ
Contact and registration details
- Legal name
- Wagner Financial, LLC
- Headquarters
- 4260 Galewood Street, Suite A, Lake Oswego, OR 97035
- Website
- wagnerplanning.com
- Phone
- 503-342-0038
- @wagner-planning
- SEC file
- 801-124939
- Structure
- Oregon LLC
- Fiscal year end
- December
Wagner Financial uses Pershing ($145M) as custodian for its separately managed accounts. Wagner Financial has custody of $79.6M in client assets for 174 clients.
- PershingPershing LLC · Jersey City, NJ · $145M100%
At year end, Wagner Financial’s separately managed accounts were mostly in funds (77%) and cash (13%).
What the accounts hold
- Stocks10%
- Funds77%
- Cash13%
How many clients does Wagner Financial have?
Wagner Financial has 203 clients and manages $145 million for them, as of March 2026. They include 134 individual clients and 69 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Wagner Financial offer?
Wagner Financial provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Wagner Financial charge?
Wagner Financial charges 0.50%–1.60% a year for its Asset management services. The fee is billed in advance and is not negotiable.
Which custodians does Wagner Financial use?
Wagner Financial’s separately managed account assets are held at Pershing LLC (Jersey City, NJ), with $145M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Wagner Financial have?
Wagner Financial has 1 investment adviser representative registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Wagner Financial invest in?
At the end of its last fiscal year, Wagner Financial’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents and 10% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Wagner Financial?
Wagner Financial’s direct owner is Sandra J. Wagner Trust U/A/D 6/22/2011 (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Wagner Financial get paid?
Wagner Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Wagner Financial?
Wagner Financial’s main office is at 4260 Galewood Street, Suite A, Lake Oswego, OR 97035. Its phone number is 503-342-0038. Its website is wagnerplanning.com.