Volofin Capital Management (US) provides portfolio management for pooled vehicles and portfolio management for institutions. The firm advises 1 private fund.
Volofin Capital Management (US) reports 2 clients. They include 1 pooled investment vehicle and 1 insurance company. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $1.01B across 2 accounts are not. Of its clients, 50% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 50% | 31% |
| Insurance companies | 50% | 69% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 1 | $309M | 30.7% | $309M |
| Insurance companies | Fewer than 5 | $697M | 69.3% | $697M |
| Total | 2 | $1.01B | 100% | — |
- Clients
- 1
- Regulatory AUM
- $309M
- AUM share
- 30.7%
- Avg. per client
- $309M
- Clients
- Fewer than 5
- Regulatory AUM
- $697M
- AUM share
- 69.3%
- Avg. per client
- $697M
Total
- Clients
- 2
- Regulatory AUM
- $1.01B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 50%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
Volofin Capital Management (US) is paid through a percentage of assets under management and other compensation; its fees and minimums are set out in its brochures on the SEC website.
Volofin Capital Management Group LP owns 75% or more of Volofin Capital Management (US). Joseph Peart is CEO; the leadership team includes Chief Compliance Officer Gary Eakins. It has 9 employees, 4 of them in advisory roles.
Leadership
- Joseph PeartChief Executive Officer
- Gary EakinsChief Compliance Officer
Staff
- 9 employees
- 4 in advisory functions
- Owns 75% or more of Volofin Capital Management (US) LLC
Volofin Capital Management Group LP
Control person · since December 2018
Volofin LLC
General partner · Control person · since December 2018
- Owns 75% or more of Volofin LLC
Joseph Peart
Control person · since December 2018
Volofin Capital Management (US)’s regulatory assets grew 3.6× from $283M (June 2021) to $1.01B (March 2026); clients rose from 1 to 2 and employees fell from 17 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.01B | 2 | 9 | 3 |
| March 2025 | $890M | 2 | 3 | 3 |
| March 2024 | $615M | 1 | 20 | 3 |
| March 2023 | $582M | 1 | 20 | 3 |
| March 2022 | $323M | 1 | 21 | 2 |
| June 2021 | $283M | 1 | 17 | 2 |
Besides its headquarters, Volofin Capital Management (US) has 2 offices, with 3 listed addresses in the U.S. and abroad.
New York · 1 listed address
- 750 Lexington Ave, New York
South Carolina · 1 listed address
- 900 Island Park DR, Suite #150, Daniel IslandHQ
International offices
- THE UNION BUILDING, LONDON, EC3V 3QQ, United Kingdom
Contact and registration details
- Legal name
- Volofin Capital Management (US) LLC
- Headquarters
- 900 Island Park DR, Suite #150, Daniel Island, SC 29492
- Website
- volofin.com
- Phone
- 646-866-6997
- @volofin-capital-management
- SEC file
- 801-119846
- Structure
- Delaware LLC
- Fiscal year end
- December
Volofin Capital Management (US) does not have custody of client assets.
At year end, Volofin Capital Management (US)’s separately managed accounts were largely in funds (33%).
What the accounts hold
- Funds33%
- Other66%
- Certain aviation loans and securities, including certain aircraft asset-backed securities, enhanced equipment trust certificates, senior loans, senior notes and term a and term b loans offered in the capital markets.66%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Volofin Capital Management (US) have?
Volofin Capital Management (US) has 2 clients and manages $1.01 billion for them, as of March 2026. They include 1 pooled investment vehicle and 1 insurance company.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Volofin Capital Management (US) offer?
Volofin Capital Management (US) provides portfolio management for pooled vehicles and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Volofin Capital Management (US) have?
Volofin Capital Management (US) has 0 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Volofin Capital Management (US) invest in?
At the end of its last fiscal year, Volofin Capital Management (US)’s separately managed accounts held 66% other and 33% pooled vehicles (private funds and similar). The 66% other category is described as: Certain Aviation Loans and Securities, Including Certain Aircraft Asset-Backed Securities, Enhanced Equipment Trust Certificates, Senior Loans, Senior Notes and Term A and Term B Loans Offered in the Capital Markets. It advises 1 private fund.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Volofin Capital Management (US)?
Volofin Capital Management (US) is owned through a chain of holding companies by Joseph Peart. Its direct owner is Volofin Capital Management Group LP (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Volofin Capital Management (US) get paid?
Volofin Capital Management (US) is paid through a percentage of assets under management and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Volofin Capital Management (US) registered with the SEC?
Yes, Volofin Capital Management (US) has been registered with the SEC as an investment adviser since 23 November 2020. Its CRD number is 309922 and its SEC file number is 801-119846.
Source: Form ADV Part 1A, Item 1, filed 31 March 2026; IAPD firm record
How do I contact Volofin Capital Management (US)?
Volofin Capital Management (US)’s main office is at 900 Island Park DR, Suite #150, Daniel Island, SC 29492. Its phone number is 646-866-6997. Its website is volofin.com.