Vistica Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 101–250 clients last fiscal year.
Vistica Wealth Advisors reports 122 clients. They include 66 high-net-worth individuals, 43 individual clients, and 11 pension and profit-sharing plans. Of its assets, 93.6% ($244M across 378 accounts) are managed with discretion; $16.6M across 26 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 6% |
| High-net-worth individuals | 54% | 79% |
| Pension and profit-sharing plans | 9% | 12% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 43 | $16.3M | 6.3% | $379K |
| High-net-worth individuals | 66 | $205M | 78.9% | $3.11M |
| Pension and profit-sharing plans | 11 | $30.4M | 11.7% | $2.76M |
| Corporations and other businesses | 2 | $8.16M | 3.1% | $4.08M |
| Total | 122 | $260M | 100% | $2.13M |
- Clients
- 43
- Regulatory AUM
- $16.3M
- AUM share
- 6.3%
- Avg. per client
- $379K
- Clients
- 66
- Regulatory AUM
- $205M
- AUM share
- 78.9%
- Avg. per client
- $3.11M
- Clients
- 11
- Regulatory AUM
- $30.4M
- AUM share
- 11.7%
- Avg. per client
- $2.76M
- Clients
- 2
- Regulatory AUM
- $8.16M
- AUM share
- 3.1%
- Avg. per client
- $4.08M
Total
- Clients
- 122
- Regulatory AUM
- $260M
- AUM share
- 100%
- Avg. per client
- $2.13M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Vistica Wealth Advisors charges up to 1.25% a year for its Investment management services. The fee is billed in arrears and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial consulting projects
- Special personal or business financial consulting projects are charged a fixed fee or at a typical hourly rate of $325.
- Stand-alone financial planning
- Stand-alone financial planning is typically a fixed fee of $3,500 to $20,000, usually paid in quarterly installments in arrears under the planning agreement.
Jeffrey and Lily Vistica Trust owns 75% or more of Vistica Wealth Advisors and is in turn owned by Lily Vistica (50–75%) and Jeffrey Vistica (50–75%). It has 5 employees.
Leadership
- Jeffrey VisticaManaging Principal/CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Allen Gould Regan
- Christine D. Skoczek
- Daniel Jerome Vistica
- Jeffrey Frank Vistica
Staff
- 5 employees
- 5 in advisory functions
- 4 state-registered reps
- 1 insurance agent
- Owns 75% or more of Vistica Wealth Advisors, LLC
Jeffrey and Lily Vistica Trust
Control person · since January 2020
- Owns 50% to 75% of Jeffrey and Lily Vistica Trust
Lily Vistica
since June 2015
- Owns 50% to 75% of Jeffrey and Lily Vistica Trust
Jeffrey Vistica
Control person · since June 2015
Vistica Wealth Advisors’ regulatory assets grew 2.6× from $102M (March 2021) to $260M (May 2026); clients rose from 64 to 122 and employees from 3 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| May 2026 | $260M | 122 | 5 | 5 |
| May 2025 | $132M | 75 | 5 | 5 |
| March 2024 | $103M | 75 | 4 | 2 |
| June 2023 | $118M | 70 | 3 | 1 |
| March 2022 | $125M | 68 | 3 | 1 |
| March 2021 | $102M | 64 | 3 | 1 |
Besides its headquarters, Vistica Wealth Advisors has 4 offices (2 private residences, listed without an address), with 3 listed addresses in California.
California · 3 listed addresses
- 2121 Palomar Airport Road, Suite 160, CarlsbadHQ
- 3111 Camino Del Rio N, #400, San Diego
- 2377 Gold Meadow Way, Suite 100, Gold River
Contact and registration details
- Legal name
- Vistica Wealth Advisors, LLC
- Headquarters
- 2121 Palomar Airport Road, Suite 160, Carlsbad, CA 92011
- Website
- visticawa.com
- Phone
- 760-854-4003
- SEC file
- 801-121024
- Structure
- California LLC
- Fiscal year end
- December
Vistica Wealth Advisors uses Charles Schwab ($244M) as custodian for its separately managed accounts. Vistica Wealth Advisors has custody of $98M in client assets for 76 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $244M100%
At year end, Vistica Wealth Advisors’ separately managed accounts were mostly in funds (69%) and bonds (13%). Its reported 13F holdings for the quarter ended 30 June 2026 total $116M across 54 positions; the largest are Dimensional ETF Trust (20.2%), EA Series Trust (15.2%) and Dimensional ETF Trust (6.1%).
What the accounts hold
- Stocks4%
- Funds69%
- Registered funds67%
- Pooled vehicles2%
- Bonds13%
- U.S. government and agency bonds8%
- State and local bonds5%
- Cash13%
Filed values cover 99%. The neutral 1% gap has no reported category.
Reported 13F holdings
- $116M
- Reported 13F value
- 54
- Positions
- 72.1%
- In the 10 largest
- +15.2%
- Value vs. prior quarter
- Dimensional ETF Trust · US Cor Equ 2 ETF20.2%
- EA Series Trust · Brid Omn Sma ETF15.2%
- Dimensional ETF Trust · Internatnal Val6.1%
- Dimensional ETF Trust · Emerging Mkts CO5.8%
- Dimensional ETF Trust · Intl Small Cap V5.7%
- Vanguard Scottsdale Fds · Inter Term Treas5.0%
- Vanguard BD Index Fds · Short Trm Bond4.0%
- Dimensional ETF Trust · US Targeted Vlu3.6%
- Dimensional ETF Trust · US Mktwide Value3.5%
- Dimensional ETF Trust · Intl Core Equity3.0%
Together, the ten largest are 72.1% of reported value.
How many clients does Vistica Wealth Advisors have?
Vistica Wealth Advisors has 122 clients and manages $260 million for them, as of May 2026. They include 66 high-net-worth individuals, 43 individual clients, and 11 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 7 May 2026
What services does Vistica Wealth Advisors offer?
Vistica Wealth Advisors provides financial planning, portfolio management for individuals and small businesses, selecting other managers, business succession planning, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Vistica Wealth Advisors charge?
Vistica Wealth Advisors charges up to 1.25% a year for its Investment management services. The fee is billed in arrears and is negotiable.
Source: VISTICA WEALTH ADVISORS ADV PART 2A, filed 7 May 2026
Which custodians does Vistica Wealth Advisors use?
Vistica Wealth Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $244M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 7 May 2026
How many financial advisors does Vistica Wealth Advisors have?
Vistica Wealth Advisors has 4 investment adviser representatives registered with state securities authorities, out of 5 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vistica Wealth Advisors invest in?
At the end of its last fiscal year, Vistica Wealth Advisors’ separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 13% cash and equivalents, 8% U.S. government and agency bonds, 5% state and local bonds, 4% exchange-traded equities and 2% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vistica Wealth Advisors?
Vistica Wealth Advisors is owned through a trust by Lily and Jeffrey Vistica. Its direct owner is Jeffrey and Lily Vistica Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 7 May 2026
How does Vistica Wealth Advisors get paid?
Vistica Wealth Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Vistica Wealth Advisors registered with the SEC?
Yes, Vistica Wealth Advisors has been registered with the SEC as an investment adviser since 29 April 2021. Its CRD number is 147297 and its SEC file number is 801-121024.
Source: Form ADV Part 1A, Item 1, filed 7 May 2026; IAPD firm record
How do I contact Vistica Wealth Advisors?
Vistica Wealth Advisors’ main office is at 2121 Palomar Airport Road, Suite 160, Carlsbad, CA 92011. Its phone number is 760-854-4003. Its website is visticawa.com.