Vickerman Investment Advisors provides financial planning, portfolio management for individuals and small businesses, estate planning, and tax planning.
Vickerman Investment Advisors reports 431 clients. They include 278 individual clients, 150 high-net-worth individuals, and 2 corporations and other businesses. Of its assets, 100.0% ($632M across 1,159 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 14% |
| High-net-worth individuals | 35% | 86% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 278 | $86.8M | 13.7% | $312K |
| High-net-worth individuals | 150 | $541M | 85.6% | $3.61M |
| Charitable organizations | 1 | $422K | 0.1% | $422K |
| Corporations and other businesses | 2 | $3.53M | 0.6% | $1.77M |
| Total | 431 | $632M | 100% | $1.47M |
- Clients
- 278
- Regulatory AUM
- $86.8M
- AUM share
- 13.7%
- Avg. per client
- $312K
- Clients
- 150
- Regulatory AUM
- $541M
- AUM share
- 85.6%
- Avg. per client
- $3.61M
- Clients
- 1
- Regulatory AUM
- $422K
- AUM share
- 0.1%
- Avg. per client
- $422K
- Clients
- 2
- Regulatory AUM
- $3.53M
- AUM share
- 0.6%
- Avg. per client
- $1.77M
Total
- Clients
- 431
- Regulatory AUM
- $632M
- AUM share
- 100%
- Avg. per client
- $1.47M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Vickerman Investment Advisors charges 0.50%–1.00% a year for its Standard annual Advisory Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M and above | 0.50% |
Fee details and sources
Michael Vickerman owns 50% to 75% of Vickerman Investment Advisors. The leadership team of Vickerman Investment Advisors includes President Michael Vickerman. It has 7 employees, 5 of them in advisory roles.
Leadership
- Michael VickermanPresident, CCO
- Christopher GrasmickOwner, Investment Advisor Representative
- Jeremy HouyOwner, Investment Advisor Representative
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Dylan Bohnert
- Christopher William Grasmick
- Marcus Alexander Holzschuh
- Jeremy Brandon Houy
- Michael James Vickerman JR
Staff
- 7 employees
- 5 in advisory functions
- 2 state-registered reps
- Owns 50% to 75% of Vickerman Investment Advisors, Inc.
Michael Vickerman
Control person · since February 2021
- Owns 25% to 50% of Vickerman Investment Advisors, Inc.
Christopher Grasmick
Control person · since January 2023
- Owns 10% to 25% of Vickerman Investment Advisors, Inc.
Jeremy Houy
Control person · since January 2026
Vickerman Investment Advisors’ regulatory assets grew 1.9× from $325M (July 2021) to $632M (February 2026); clients rose from 312 to 431 and employees from 2 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $632M | 431 | 7 | 1 |
| June 2025 | $467M | 397 | 7 | 1 |
| March 2024 | $372M | 378 | 6 | 1 |
| June 2023 | $331M | 368 | 6 | 1 |
| March 2022 | $343M | 320 | 2 | 1 |
| July 2021 | $325M | 312 | 2 | 1 |
Besides its headquarters, Vickerman Investment Advisors has 0 offices, with 1 listed address in Washington.
Washington · 1 listed address
- 4102 S Regal Street, Suite 202, SpokaneHQ
Contact and registration details
- Legal name
- Vickerman Investment Advisors, Inc.
- Headquarters
- 4102 S Regal Street, Suite 202, Spokane, WA 99223
- Website
- vickermandriscoll.com
- Phone
- 509-325-7610
- SEC file
- 801-120620
- Founded
- 2021
- Structure
- Washington corporation
- Fiscal year end
- December
Vickerman Investment Advisors uses Charles Schwab ($632M) as custodian for its separately managed accounts. Vickerman Investment Advisors has custody of $317M in client assets for 220 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $632M100%
At year end, Vickerman Investment Advisors’ separately managed accounts were mostly in funds (77%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $515M across 100 positions; the largest are Select Sector SPDR TR (12.5%), Pimco ETF TR (11.5%) and Pimco ETF TR (9.5%).
What the accounts hold
- Stocks22%
- Funds77%
- Cash1%
Reported 13F holdings
- $515M
- Reported 13F value
- 100
- Positions
- 56.7%
- In the 10 largest
- +8.3%
- Value vs. prior quarter
- Select Sector SPDR TR · ST Str Techn ETF12.5%
- Pimco ETF TR · Active BD ETF11.5%
- Pimco ETF TR · Multisector BD9.5%
- Pgim ETF TR · Pgim Ultra SH BD6.5%
- Select Sector SPDR TR · ST Str Finl ETF3.6%
- iShares TR · 0-3 Mth Treasury3.2%
- Franklin Templeton ETF TR · Intl Cor Div Til3.0%
- Select Sector SPDR TR · ST Str Svc ETF2.4%
- Select Sector SPDR TR · ST Str Care ETF2.3%
- Select Sector SPDR TR · ST Str Discr ETF2.2%
Together, the ten largest are 56.7% of reported value.
How many clients does Vickerman Investment Advisors have?
Vickerman Investment Advisors has 431 clients and manages $632 million for them, as of February 2026. They include 278 individual clients, 150 high-net-worth individuals, and 2 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 25 February 2026
What services does Vickerman Investment Advisors offer?
Vickerman Investment Advisors provides financial planning, portfolio management for individuals and small businesses, estate planning, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Vickerman Investment Advisors charge?
Vickerman Investment Advisors charges 0.50%–1.00% a year for its Standard annual Advisory Fee. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Which custodians does Vickerman Investment Advisors use?
Vickerman Investment Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $632M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 25 February 2026
How many financial advisors does Vickerman Investment Advisors have?
Vickerman Investment Advisors has 2 investment adviser representatives registered with state securities authorities, out of 7 employees, and 5 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vickerman Investment Advisors invest in?
At the end of its last fiscal year, Vickerman Investment Advisors’ separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 22% exchange-traded equities and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vickerman Investment Advisors?
Vickerman Investment Advisors’ direct owners are Michael Vickerman (50% to 75%), Christopher Grasmick (25% to 50%) and Jeremy Houy (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 25 February 2026
How does Vickerman Investment Advisors get paid?
Vickerman Investment Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vickerman Investment Advisors?
Vickerman Investment Advisors’ main office is at 4102 S Regal Street, Suite 202, Spokane, WA 99223. Its phone number is 509-325-7610. Its website is vickermandriscoll.com.