Vestia Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars. Financial planning was provided to 251–500 clients last fiscal year.
Vestia Advisors reports 3,987 clients. They include 3,105 high-net-worth individuals, 865 individual clients, and 17 pension and profit-sharing plans. Of its assets, 100.0% ($1.06B across 3,987 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 22% | 7% |
| High-net-worth individuals | 78% | 91% |
| Pension and profit-sharing plans | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 865 | $71.1M | 6.7% | $82.2K |
| High-net-worth individuals | 3,105 | $966M | 91.1% | $311K |
| Pension and profit-sharing plans | 17 | $23.8M | 2.2% | $1.4M |
| Total | 3,987 | $1.06B | 100% | $266K |
- Clients
- 865
- Regulatory AUM
- $71.1M
- AUM share
- 6.7%
- Avg. per client
- $82.2K
- Clients
- 3,105
- Regulatory AUM
- $966M
- AUM share
- 91.1%
- Avg. per client
- $311K
- Clients
- 17
- Regulatory AUM
- $23.8M
- AUM share
- 2.2%
- Avg. per client
- $1.4M
Total
- Clients
- 3,987
- Regulatory AUM
- $1.06B
- AUM share
- 100%
- Avg. per client
- $266K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Vestia Advisors is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Vestia Collaborate
- Generally $500 to $5,000 per month, paid in advance; an extra 50% may apply where the Disciplined platform is not used.
- Vestia Complete
- Generally $1,000 to $12,000 per month, paid in advance each quarter; an extra 50% may apply where the Disciplined platform is not used.
- Vestia On Call
- Hourly services generally cost $100 to $500 per hour, depending on the services and the team member.
Vestia Holdings, LLC owns 75% or more of Vestia Advisors. Lauren Oschman is CEO; the leadership team includes President Bradlee Quick and Chief Compliance Officer Stacy Sizemore. It has 31 employees, 17 of them in advisory roles.
Leadership
- Lauren OschmanChief Executive Officer
- Bradlee QuickPresident and Chief Operating Officer
- Stacy SizemoreChief Compliance Officer
- Thomas MartinDirector
- Michael TrentChief Technology Officer
Investment adviser representatives
22 representatives listed in the SEC register as of 9 October 2026.
- Emma Yoder Bontrager
- Jennifer Anne Chatfield
- Laurie Grace Cortner
- Jacquelyn Diane Denson
- Katelyn Deere Dunstan
- Andrea Megan Fletcher
- Forrest Michael Friedow
- Lindsey Michelle Hanson
- Cameron Donald Heasley
- Kameron J Helmuth
- Christina King
- Thomas Scott Martin
- Joseph A Metcalf
- Nikole L Middleton
- Lauren Law Oschman
- Kim Anh Thi Pham
- Bradlee Marvin Quick
- Christopher David Robbins
- Brandon Scott Sickmiller
- Colin Douglas Snyder
- Michael William Trent
- Luke Bradley Walters
Staff
- 31 employees
- 17 in advisory functions
- 17 state-registered reps
- 4 broker-dealer reps
- 21 insurance agents
- Owns 75% or more of Vestia Advisors, LLC
Vestia Holdings, LLC
Control person · since September 2017
CDH Financial, LLC
Minority member · since October 2017
- Owns 75% or more of CDH Financial, LLC
Cameron Heasley
Control person · since October 2017
Sahwa Advisory Services, LLC
Minority member · since October 2017
- Owns 75% or more of Sahwa Advisory Services, LLC
Michael Trent
Control person · since October 2017
MD Advisory Services, LLC
Minority member · since October 2017
- Owns 75% or more of MD Advisory Services, LLC
Lauren Oschman
Control person · since October 2017
Sang Lee
Minority member · since October 2017
Abnormal Consulting, LLC
Minority member · since December 2017
- Owns 75% or more of Abnormal Consulting, LLC
Thomas Martin
Control person · since December 2017
Kabrana, LLC
Minority member · since January 2020
- Owns 75% or more of Kabrana, LLC
Bradlee Quick
Control person · since January 2020
6174 Holdings, Inc
Minority member · since October 2020
- Owns 75% or more of 6174 Holdings, Inc
Forrest Friedow
Control person · since October 2020
Collaborative Consulting, LLC.
Minority member · since June 2022
- Owns 75% or more of Collaborative Consulting, LLC.
Kameron Helmuth
Control person · since June 2022
Peridot Rever Holdings, LLC
Minority member · since January 2024
- Owns 75% or more of Peridot Rever Holdings, LLC
Jacquelyn Denson
Control person · since January 2024
Vestia Advisors’ regulatory assets grew 2.1× from $515M (May 2021) to $1.06B (September 2026); clients rose from 542 to 3,987 and employees from 21 to 31.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $1.06B | 3,987 | 31 | 9 |
| March 2025 | $827M | 3,829 | 27 | 11 |
| July 2024 | $668M | 3,325 | 23 | 11 |
| August 2023 | $514M | 2,832 | 23 | 11 |
| July 2022 | $577M | 2,765 | 22 | 9 |
| May 2021 | $515M | 542 | 21 | 7 |
Besides its headquarters, Vestia Advisors has 8 offices (5 private residences, listed without an address), with 4 listed addresses in Indiana, South Carolina and Tennessee.
Indiana · 2 listed addresses
- 9121 Illinois Road, Suite 51, Fort WayneHQ
- 9955 Crosspoint BLVD, Indianapolis
South Carolina · 1 listed address
- 502 Raleighwood Lane, Simpsonville
Tennessee · 1 listed address
- 3381 Bedford Avenue, Nashville
Other business names
Vestia Advisors has reported 5 other business names to the SEC.
- Vestia Brokerage, LLC
- Vestia Contract Negotiation, LLC
- Vestia Insurance, LLC
- Vestia Retirement Plan Consultants
- Vestia Ventures, LLC
Contact and registration details
- Legal name
- Vestia Advisors, LLC
- Headquarters
- 9121 Illinois Road, Suite 51, Fort Wayne, IN 46804
- Website
- vestiaadvisors.com
- Phone
- 877-669-1126
- @vestiaadvisors
- SEC file
- 801-112175
- Structure
- Indiana LLC
- Fiscal year end
- December
Vestia Advisors uses Fidelity ($562M, 63%) and Charles Schwab ($324M, 37%) as custodians for its separately managed accounts. Vestia Advisors has custody of $152M in client assets for 317 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $562M63%
- Charles SchwabCharles Schwab & Co., Inc. · Jersey City, NJ · $324M37%
At year end, Vestia Advisors’ separately managed accounts were mostly in funds (86%). Its reported 13F holdings for the quarter ended 30 June 2026 total $256M across 112 positions; the largest are Dimensional U.S. Core Equity 2 ETF (10.2%), Dimensional International Value ETF (8.4%) and Dimensional International Core Equity 2 ETF (8.2%).
What the accounts hold
- Stocks4%
- Funds86%
- Bonds4%
- Cash2%
- Other8%
- Alternatives8%
Reported 13F holdings
- $256M
- Reported 13F value
- 112
- Positions
- 57.8%
- In the 10 largest
- +20.3%
- Value vs. prior quarter
- Dimensional U.S. Core Equity 2 ETFETF10.2%
- Dimensional International Value ETFETF8.4%
- Dimensional International Core Equity 2 ETFETF8.2%
- Dimensional US Marketwide Value ETFETF5.4%
- Dimensional US Small Cap Value ETFETF5.1%
- Dimensional U.S. Targeted Value ETFETF5.1%
- Vanguard S&P 500 ETFETF4.9%
- Dimensional U.S. Small Cap ETFETF3.9%
- Dimensional National Municipal Bond ETFETF3.4%
- Dimensional Global Core Plus Fixed Income ETFETF3.4%
Together, the ten largest are 57.8% of reported value.
How many clients does Vestia Advisors have?
Vestia Advisors has 3,987 clients and manages $1.06 billion for them, as of September 2026. They include 3,105 high-net-worth individuals, 865 individual clients, and 17 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 22 September 2026
What services does Vestia Advisors offer?
Vestia Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Vestia Advisors use?
Vestia Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $562M and Charles Schwab & Co., Inc. (Jersey City, NJ), with $324M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 22 September 2026
How many financial advisors does Vestia Advisors have?
Vestia Advisors has 17 investment adviser representatives registered with state securities authorities, out of 31 employees, and 17 perform investment advisory functions. 4 employees are registered representatives of a broker-dealer and 21 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Vestia Advisors invest in?
At the end of its last fiscal year, Vestia Advisors’ separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 8% other, 4% exchange-traded equities, 4% investment grade corporate bonds and 2% cash and equivalents. The 8% other category is described as: Alternatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Vestia Advisors?
Vestia Advisors is owned through a chain of holding companies by Michael Trent, Lauren Oschman, Cameron Heasley, Thomas Martin, Bradlee Quick and 3 others. Its direct owner is Vestia Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 22 September 2026
How does Vestia Advisors get paid?
Vestia Advisors is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Vestia Advisors?
Vestia Advisors’ main office is at 9121 Illinois Road, Suite 51, Fort Wayne, IN 46804. Its phone number is 877-669-1126. Its website is vestiaadvisors.com.