Verity and Verity provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 251–500 clients last fiscal year.
Verity and Verity reports 472 clients. They include 264 high-net-worth individuals, 195 individual clients, and 8 corporations and other businesses. Of its assets, 99.8% ($1.4B across 1,094 accounts) are managed with discretion; $2.78M across 7 accounts are not. It advised 25 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 41% | 78% |
| High-net-worth individuals | 56% | 15% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 1% | 3% |
| Corporations and other businesses | 2% | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 195 | $1.09B | 77.8% | $5.58M |
| High-net-worth individuals | 264 | $213M | 15.2% | $807K |
| Pension and profit-sharing plans | Fewer than 5 | $5.68M | 0.4% | — |
| Charitable organizations | 5 | $37M | 2.6% | $7.4M |
| Corporations and other businesses | 8 | $55.5M | 4.0% | $6.93M |
| Total | 472 | $1.4B | 100% | — |
- Clients
- 195
- Regulatory AUM
- $1.09B
- AUM share
- 77.8%
- Avg. per client
- $5.58M
- Clients
- 264
- Regulatory AUM
- $213M
- AUM share
- 15.2%
- Avg. per client
- $807K
- Clients
- Fewer than 5
- Regulatory AUM
- $5.68M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- 5
- Regulatory AUM
- $37M
- AUM share
- 2.6%
- Avg. per client
- $7.4M
- Clients
- 8
- Regulatory AUM
- $55.5M
- AUM share
- 4.0%
- Avg. per client
- $6.93M
Total
- Clients
- 472
- Regulatory AUM
- $1.4B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 25
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Verity and Verity charges 0.50%–1.00% a year for its Advisory Services. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $10,000 annual minimum. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$2M | 1.00% |
| $2M–$5M | 0.75% |
| $5M and above | 0.50% |
Fee details and sources
Other fees
- Family Office Services
- Family office services are priced by a negotiated fee based on the scope of services in a separate consulting agreement.
Verity Family Ventures, Inc. owns 50% to 75% of Verity and Verity and is in turn owned by William Verity (50–75%). The leadership team of Verity and Verity includes President William Verity, Chief Financial Officer Paula Verity and Chief Compliance Officer Tanya Olvera. It has 16 employees, 13 of them in advisory roles.
Leadership
- William VerityManaging Member/President/Director
- Paula VerityChief Financial Officer
- Tanya OlveraChief Compliance Officer
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Charles Collins Anderson III
- Keith Richard Bosco
- Andrew Kevin Jones
- Michael Andrew Klaiber
- Michael Paul Kuehn
- Michael Wayne Nix
- David Alexander Poole
- Jessica Leigh Rusnock
- Edward Pinckney Taylor
- Jonathan George Verity
- Paula Murray Verity
- William Wymond Verity
Staff
- 16 employees
- 13 in advisory functions
- 13 state-registered reps
- 4 soliciting firms
- Owns 50% to 75% of Verity and Verity, LLC
Verity Family Ventures, Inc.
Control person · since March 2023
- Owns 50% to 75% of Verity Family Ventures, Inc.
William Verity
Control person · since March 2023
- Owns 10% to 25% of Verity and Verity, LLC
Afp Legacy LTD.
since October 2013
- Owns 75% or more of Afp Legacy LTD.
Charles Anderson
Control person · since October 2013
- Owns 5% to 10% of Verity and Verity, LLC
Invictus Investment Corporation
since February 2018
- Owns 75% or more of Invictus Investment Corporation
Michael Nix
Control person · since April 2019
Verity and Verity’s regulatory assets grew 2.5× from $561M (July 2021) to $1.4B (March 2026); clients rose from 292 to 472 and employees from 11 to 16.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.4B | 472 | 16 | 5 |
| March 2025 | $1.21B | 440 | 15 | 4 |
| June 2024 | $939M | 433 | 13 | 4 |
| August 2023 | $840M | 375 | 13 | 4 |
| April 2022 | $743M | 323 | 10 | 4 |
| July 2021 | $561M | 292 | 11 | 4 |
Besides its headquarters, Verity and Verity has 4 offices (2 private residences, listed without an address), with 3 listed addresses in South Carolina and Texas.
South Carolina · 2 listed addresses
- 2015 Boundary Street, 2nd Floor, BeaufortHQ
- 210 Bluffton RD,, Bluffton
Texas · 1 listed address
- 120 Austin Hwy, San Antonio
Other business names
Verity and Verity has reported 1 other business name to the SEC.
- Verity Investment Management
Contact and registration details
- Legal name
- Verity and Verity, LLC
- Headquarters
- 2015 Boundary Street, 2nd Floor, Beaufort, SC 29902
- Website
- verityvip.com
- Phone
- 843-379-6661
- @verity-investment-partners
- SEC file
- 801-63829
- Founded
- 2002
- Structure
- South Carolina LLC
- Fiscal year end
- December
Verity and Verity uses Charles Schwab ($1.39B) as custodian for its separately managed accounts. Verity and Verity has custody of $180M in client assets for 64 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.39B100%
At year end, Verity and Verity’s separately managed accounts were mostly in stocks (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.45B across 138 positions; the largest are Dell Technologies Inc. (5.5%), Broadcom Inc. (4.8%) and State Str Corp. (3.4%).
What the accounts hold
- Stocks91%
- Funds2%
- Bonds3%
- Investment grade corporate bonds2%
- State and local bonds1%
- Cash4%
Reported 13F holdings
- $1.45B
- Reported 13F value
- 138
- Positions
- 32.2%
- In the 10 largest
- +8.3%
- Value vs. prior quarter
- Dell Technologies Inc. · CL C5.5%
- Broadcom Inc.4.8%
- State Str Corp.3.4%
- Abbvie Inc.3.1%
- Rtx Corporation2.8%
- JPMORGAN Chase & CO2.8%
- Amgen Inc.2.6%
- Microsoft Corp.2.5%
- Apple Inc.2.4%
- Gilead Sciences Inc.2.4%
Together, the ten largest are 32.2% of reported value.
How many clients does Verity and Verity have?
Verity and Verity has 472 clients and manages $1.4 billion for them, as of March 2026. They include 264 high-net-worth individuals, 195 individual clients, and 8 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Verity and Verity offer?
Verity and Verity provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Verity and Verity charge?
Verity and Verity charges 0.50%–1.00% a year for its Advisory Services. Each asset band is charged at its own rate. The fee is billed in arrears, is negotiable and has a $10,000 annual minimum.
Source: VERITY INVESTMENT PARTNERS_ADV2A, filed 18 March 2026
Which custodians does Verity and Verity use?
Verity and Verity’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.39B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Verity and Verity have?
Verity and Verity has 13 investment adviser representatives registered with state securities authorities, out of 16 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Verity and Verity invest in?
At the end of its last fiscal year, Verity and Verity’s separately managed accounts held 91% exchange-traded equities, 4% cash and equivalents, 2% investment grade corporate bonds, 2% registered funds (mutual funds, ETFs, BDCs) and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Verity and Verity?
Verity and Verity is owned through holding companies by Charles Anderson, Michael Nix and William Verity. Its direct owners are Invictus Investment Corporation (5% to 10%), Afp Legacy LTD. (10% to 25%) and Verity Family Ventures, Inc. (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Verity and Verity get paid?
Verity and Verity is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Verity and Verity registered with the SEC?
Yes, Verity and Verity has been registered with the SEC as an investment adviser since 14 January 2005. Its CRD number is 119630 and its SEC file number is 801-63829.
Source: Form ADV Part 1A, Item 1, filed 18 March 2026; IAPD firm record
How do I contact Verity and Verity?
Verity and Verity’s main office is at 2015 Boundary Street, 2nd Floor, Beaufort, SC 29902. Its phone number is 843-379-6661. Its website is verityvip.com.