Van Cleef Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Van Cleef Asset Management reports 226 clients. They include 146 high-net-worth individuals, 79 individual clients and 1 charitable organization. Of its assets, 96.8% ($1.17B across 207 accounts) are managed with discretion; $38.3M across 19 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 3% |
| High-net-worth individuals | 65% | 97% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 79 | $38.4M | 3.2% | $486K |
| High-net-worth individuals | 146 | $1.17B | 96.8% | $8.01M |
| Charitable organizations | Fewer than 5 | $365K | 0.0% | $365K |
| Total | 226 | $1.21B | 100% | — |
- Clients
- 79
- Regulatory AUM
- $38.4M
- AUM share
- 3.2%
- Avg. per client
- $486K
- Clients
- 146
- Regulatory AUM
- $1.17B
- AUM share
- 96.8%
- Avg. per client
- $8.01M
- Clients
- Fewer than 5
- Regulatory AUM
- $365K
- AUM share
- 0.0%
- Avg. per client
- $365K
Total
- Clients
- 226
- Regulatory AUM
- $1.21B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Van Cleef Asset Management charges 0.60%–1.00% a year for its Investment advisory fees. Each asset band is charged at its own rate. The fee is billed in arrears.
| Asset band | Annual rate |
|---|---|
| $0–$500K | 1.00% |
| $500K–$1M | 0.80% |
| $1M and above | 0.60% |
Fee details and sources
Geoffrey Hauck owns 50% to 75% of Van Cleef Asset Management. The leadership team of Van Cleef Asset Management includes President Martin Burke and Chief Compliance Officer Michelle Borelli. It has 6 employees, 3 of them in advisory roles.
Staff
- 6 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Van Cleef Asset Management Inc
Geoffrey Hauck
Control person · since December 2010
- Owns 10% to 25% of Van Cleef Asset Management Inc
Lino Sergo
Control person · since December 2010
- Owns 10% to 25% of Van Cleef Asset Management Inc
Martin Burke
Control person · since December 2010
Van Cleef Asset Management’s regulatory assets grew 1.6× from $757M (March 2021) to $1.21B (March 2026); clients rose from 189 to 226 and employees from 5 to 6.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.21B | 226 | 6 | 1 |
| Mar 2025March 2025 | $1.11B | 218 | 6 | 1 |
| Mar 2024March 2024 | $894M | 217 | 5 | 1 |
| Mar 2023March 2023 | $763M | 208 | 5 | 1 |
| Mar 2022March 2022 | $873M | 205 | 6 | 1 |
| Mar 2021March 2021 | $757M | 189 | 5 | 1 |
Besides its headquarters, Van Cleef Asset Management has 0 offices, with 1 listed address in 1 state.
Ohio · 1 listed address
- 3201 Enterprise Pkwy, Suite 140, BeachwoodHQ
Other business names
Van Cleef Asset Management has reported 1 other business name to the SEC.
- None
Contact and registration details
- Legal name
- Van Cleef Asset Management Inc
- Headquarters
- 3201 Enterprise Pkwy, Suite 140, Beachwood, OH 44122
- Website
- vancleefinc.com
- Phone
- 216-464-0253
- @van-cleef-asset-management
- SEC file
- 801-32604
- Structure
- Ohio other (specify)
- Fiscal year end
- December
Van Cleef Asset Management’s named custodians for separately managed accounts are Charles Schwab ($945M, 85%) and PNC Wealth Management ($173M, 15%). Van Cleef Asset Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $945M85%
- PNC Wealth ManagementPNC Wealth Management LLC · Pittsburgh, PA · $173M15%
At year end, Van Cleef Asset Management’s separately managed accounts were mostly in stocks (85%) and bonds (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $981M across 119 positions; the largest are Progressive Corp. (16.8%), Apple Inc. (12.0%) and Vanguard Index Fds (8.6%).
What the accounts hold
- Stocks85%
- Bonds10%
- U.S. government and agency bonds6%
- Investment grade corporate bonds4%
- Cash5%
How many clients does Van Cleef Asset Management have?
Van Cleef Asset Management has 226 clients and manages $1.21 billion for them, as of March 2026. They include 146 high-net-worth individuals, 79 individual clients and 1 charitable organization.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 March 2026
What services does Van Cleef Asset Management offer?
Van Cleef Asset Management provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Van Cleef Asset Management charge?
Van Cleef Asset Management charges 0.60%–1.00% a year for its Investment advisory fees. Each asset band is charged at its own rate. The fee is billed in arrears.
Source: ADV PART 2, filed 18 March 2026
Which custodians does Van Cleef Asset Management use?
Van Cleef Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $945M and PNC Wealth Management LLC (Pittsburgh, PA), with $173M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 March 2026
How many financial advisors does Van Cleef Asset Management have?
Van Cleef Asset Management has 3 investment adviser representatives registered with state securities authorities, out of 6 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Van Cleef Asset Management invest in?
At the end of its last fiscal year, Van Cleef Asset Management’s separately managed accounts held 85% exchange-traded equities, 6% U.S. government and agency bonds, 5% cash and equivalents and 4% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Van Cleef Asset Management?
Van Cleef Asset Management’s direct owners are Lino Sergo (10% to 25%), Geoffrey Hauck (50% to 75%) and Martin Burke (10% to 25%).
Source: Form ADV Part 1A, Schedules A and B, filed 18 March 2026
How does Van Cleef Asset Management get paid?
Van Cleef Asset Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Van Cleef Asset Management?
Van Cleef Asset Management’s main office is at 3201 Enterprise Pkwy, Suite 140, Beachwood, OH 44122. Its phone number is 216-464-0253. Its website is vancleefinc.com.