Valley National Advisers provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, retirement plan services, tax planning, and tax preparation. Financial planning was provided to 1–10 clients last fiscal year.
Valley National Advisers reports 1,391 clients. They include 943 individual clients, 410 high-net-worth individuals, and 18 corporations and other businesses. Of its assets, 99.6% ($1.3B across 4,910 accounts) are managed with discretion; $5.69M across 2 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 68% | 17% |
| High-net-worth individuals | 29% | 81% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 943 | $229M | 17.5% | $243K |
| High-net-worth individuals | 410 | $1.07B | 81.4% | $2.6M |
| Pension and profit-sharing plans | 10 | $4.06M | 0.3% | $406K |
| Charitable organizations | 10 | $4.72M | 0.4% | $472K |
| Corporations and other businesses | 18 | $5.83M | 0.4% | $324K |
| Total | 1,391 | $1.31B | 100% | $942K |
- Clients
- 943
- Regulatory AUM
- $229M
- AUM share
- 17.5%
- Avg. per client
- $243K
- Clients
- 410
- Regulatory AUM
- $1.07B
- AUM share
- 81.4%
- Avg. per client
- $2.6M
- Clients
- 10
- Regulatory AUM
- $4.06M
- AUM share
- 0.3%
- Avg. per client
- $406K
- Clients
- 10
- Regulatory AUM
- $4.72M
- AUM share
- 0.4%
- Avg. per client
- $472K
- Clients
- 18
- Regulatory AUM
- $5.83M
- AUM share
- 0.4%
- Avg. per client
- $324K
Total
- Clients
- 1,391
- Regulatory AUM
- $1.31B
- AUM share
- 100%
- Avg. per client
- $942K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Valley National Advisers charges 0.40%–1.00% a year for its Discretionary Fee Schedule. The fee is negotiable and requires an account of at least $500,000. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Financial analysis
- Financial analyses on a specific financial area are billed at $200 to $500 an hour.
- Retirement plan and outside portfolio review
- Review of retirement plans or outside managed portfolios is billed at 1% a year of the total portfolio assets.
- Tax and financial planning
- Income tax planning, estate analysis and financial planning are billed at $90 to $500 an hour, depending on complexity.
Thomas Riddle owns 75% or more of Valley National Advisers. Matthew Petrozelli is CEO. It has 13 employees, 10 of them in advisory roles.
Staff
- 13 employees
- 10 in advisory functions
- 1 state-registered rep
- 12 broker-dealer reps
- 9 insurance agents
- Owns 75% or more of Valley National Advisers Inc
Thomas Riddle
Control person · since October 1984
Valley National Advisers’ regulatory assets grew from $1.11B (March 2021) to $1.31B (March 2026); clients fell from 1,859 to 1,391 and employees from 15 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $1.31B | 1,391 | 13 | 3 |
| Mar 2025March 2025 | $1.13B | 1,320 | 12 | 3 |
| Mar 2024March 2024 | $1.3B | 1,764 | 15 | 3 |
| Mar 2023March 2023 | $1.13B | 2,097 | 15 | 3 |
| Jun 2022June 2022 | $1.25B | 1,897 | 15 | 3 |
| Mar 2021March 2021 | $1.11B | 1,859 | 15 | 3 |
Besides its headquarters, Valley National Advisers has 2 offices, with 3 listed addresses across 2 states.
Pennsylvania · 2 listed addresses
- 1655 Valley Center Parkway, Suite 100, BethlehemHQ
- 1837 Goucher Street, Johnstown
New Jersey · 1 listed address
- 755 Memorial Parkway, Phillipsburg
Other business names
Valley National Advisers has reported 1 other business name to the SEC.
- Valley National Financial Advisors
Contact and registration details
- Legal name
- Valley National Advisers Inc
- Headquarters
- 1655 Valley Center Parkway, Suite 100, Bethlehem, PA 18017
- Website
- valleynationalgroup.com
- Phone
- 610-868-9000
- SEC file
- 801-25126
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Valley National Advisers does not have custody of client assets.
At year end, Valley National Advisers’ separately managed accounts were mostly in stocks (98%). Its reported 13F holdings for the quarter ended 30 June 2026 total $900M across 1,056 positions; the largest are Schwab Strategic TR (6.9%), Schwab Strategic TR (4.3%) and Vanguard Index Fds (4.0%).
What the accounts hold
- Stocks98%
- Funds1%
- Cash1%
How many clients does Valley National Advisers have?
Valley National Advisers has 1,391 clients and manages $1.31 billion for them, as of March 2026. They include 943 individual clients, 410 high-net-worth individuals, and 18 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Valley National Advisers offer?
Valley National Advisers provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, estate planning, insurance, retirement plan services, tax planning, and tax preparation.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Valley National Advisers charge?
Valley National Advisers charges 0.40%–1.00% a year for its Discretionary Fee Schedule. The fee is negotiable and requires an account of at least $500,000.
Source: VALLEY NATIONAL ADVISERS INC. AMENDED FORM ADV, PART 2A., filed 26 March 2026
How many financial advisors does Valley National Advisers have?
Valley National Advisers has 1 investment adviser representative registered with state securities authorities, out of 13 employees, and 10 perform investment advisory functions. 12 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Valley National Advisers invest in?
At the end of its last fiscal year, Valley National Advisers’ separately managed accounts held 98% exchange-traded equities, 1% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Valley National Advisers have a minimum investment?
Yes, Valley National Advisers’ minimum account size for its Discretionary Fee Schedule is $500K.
Source: VALLEY NATIONAL ADVISERS INC. AMENDED FORM ADV, PART 2A., filed 26 March 2026
Who owns Valley National Advisers?
Valley National Advisers’ direct owner is Thomas Riddle (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Valley National Advisers get paid?
Valley National Advisers is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Valley National Advisers?
Valley National Advisers’ main office is at 1655 Valley Center Parkway, Suite 100, Bethlehem, PA 18017. Its phone number is 610-868-9000. Its website is valleynationalgroup.com.