Union Heritage Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.
Union Heritage Capital lists state or municipal government entities as clients. Of its assets, 100.0% ($295M across 3 accounts) are managed with discretion.
Share breakdown unavailable
| Client type | Clients | Assets |
|---|---|---|
| State or municipal government entities | Fewer than 5 | 100% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client shares are unavailable because no positive client counts were reported.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| State or municipal government entities | Fewer than 5 | $295M | 100.0% | — |
| Total | Not reported | $295M | 100% | — |
- Clients
- Fewer than 5
- Regulatory AUM
- $295M
- AUM share
- 100.0%
- Avg. per client
- —
Total
- Clients
- Not reported
- Regulatory AUM
- $295M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Union Heritage Capital is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Derek Batts owns 25% to 50% of Union Heritage Capital. It has 3 employees, 1 of them in advisory roles.
Leadership
- Derek BattsManaging Partner/CEO, CCO and Member
- Nia BattsCMO
Staff
- 3 employees
- 1 in advisory functions
- Owns 25% to 50% of Union Heritage Capital
Derek Batts
Control person · since December 2020
- Owns 5% to 10% of Union Heritage Capital
Nia Batts
Control person · since March 2021
Union Heritage Capital’s regulatory assets grew from $206M (March 2021) to $295M (March 2026); employees fell from 5 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $295M | 0 | 3 | 1 |
| April 2025 | $280M | 0 | 2 | 1 |
| March 2024 | $200M | 0 | 2 | 1 |
| April 2023 | $165M | 0 | 2 | 1 |
| March 2022 | $216M | 0 | 3 | 1 |
| March 2021 | $206M | 0 | 5 | 1 |
Besides its headquarters, Union Heritage Capital has 0 offices, with 1 listed address in Michigan.
Michigan · 1 listed address
- 2050 15th Street, 3rd FLR, DetroitHQ
Contact and registration details
- Legal name
- Union Heritage Capital
- Headquarters
- 2050 15th Street, 3rd FLR, Detroit, MI 48216
- Website
- unionheritage.com
- Phone
- 313-300-0207
- @unionheritagecapital
- SEC file
- 801-119126
- Structure
- Michigan LLC
- Fiscal year end
- December
Union Heritage Capital uses Northern Trust Bank ($295M) as custodian for its separately managed accounts. Union Heritage Capital does not have custody of client assets.
- Northern Trust BankNorthern Trust Bank Corp · Chicago, IL · $295M100%
At year end, Union Heritage Capital’s separately managed accounts were mostly in stocks (97%). Its reported 13F holdings for the quarter ended 30 June 2026 total $295M across 65 positions; the largest are Amphenol Corp. New CL A (7.2%), Nvidia Corp. (6.1%) and Taiwan Semiconductor Manufacturing ADS (4.7%).
What the accounts hold
- Stocks97%
- Cash3%
Reported 13F holdings
- $295M
- Reported 13F value
- 65
- Positions
- 41.9%
- In the 10 largest
- +9.6%
- Value vs. prior quarter
- Amphenol Corp. New CL A7.2%
- Nvidia Corp.6.1%
- Taiwan Semiconductor Manufacturing ADS · American Depository Receipt4.7%
- Apple Inc.4.6%
- Eli Lily & CO3.5%
- Ametek Inc.3.4%
- Alphabet Inc. Capital Stock CL A3.2%
- Amazon Com Inc.3.1%
- JPMORGAN Chase & CO3.0%
- Mastercard Incorporated CL A3.0%
Together, the ten largest are 41.9% of reported value.
What services does Union Heritage Capital offer?
Union Heritage Capital provides portfolio management for individuals and small businesses and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Union Heritage Capital use?
Union Heritage Capital’s separately managed account assets are held at Northern Trust Bank Corp (Chicago, IL), with $295M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Union Heritage Capital have?
Union Heritage Capital has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Union Heritage Capital invest in?
At the end of its last fiscal year, Union Heritage Capital’s separately managed accounts held 97% exchange-traded equities and 3% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Union Heritage Capital?
Union Heritage Capital’s direct owners are Derek Batts and Nia Batts, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Union Heritage Capital get paid?
Union Heritage Capital is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Union Heritage Capital?
Union Heritage Capital’s main office is at 2050 15th Street, 3rd FLR, Detroit, MI 48216. Its phone number is 313-300-0207. Its website is unionheritage.com.