Tudor Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Tudor Financial reports 435 clients. They include 357 individual clients, 74 high-net-worth individuals and 4 charitable organizations. Of its assets, 100.0% ($256M across 708 accounts) are managed with discretion. It advised 433 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 82% | 36% |
| High-net-worth individuals | 17% | 63% |
| Banking or thrift institutions | 0% | 0% |
| Pension and profit-sharing plans | 0% | 0% |
| Charitable organizations | <1% | <1% |
| Other client typesState or municipal government entities; Other investment advisers; Insurance companies; Sovereign wealth funds and foreign official institutions; Corporations and other businesses | 0% | 0% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 357 | $92.8M | 36.2% | $260K |
| High-net-worth individuals | 74 | $162M | 63.1% | $2.19M |
| Banking or thrift institutions | Fewer than 5 | $0 | 0.0% | — |
| Pension and profit-sharing plans | Fewer than 5 | $0 | 0.0% | — |
| Charitable organizations | 4 | $1.71M | 0.7% | $427K |
| State or municipal government entities | Fewer than 5 | $0 | 0.0% | — |
| Other investment advisers | Fewer than 5 | $0 | 0.0% | — |
| Insurance companies | Fewer than 5 | $0 | 0.0% | — |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 | $0 | 0.0% | — |
| Corporations and other businesses | Fewer than 5 | $0 | 0.0% | — |
| Total | 435 | $256M | 100% | — |
- Clients
- 357
- Regulatory AUM
- $92.8M
- AUM share
- 36.2%
- Avg. per client
- $260K
- Clients
- 74
- Regulatory AUM
- $162M
- AUM share
- 63.1%
- Avg. per client
- $2.19M
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- 4
- Regulatory AUM
- $1.71M
- AUM share
- 0.7%
- Avg. per client
- $427K
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $0
- AUM share
- 0.0%
- Avg. per client
- —
Total
- Clients
- 435
- Regulatory AUM
- $256M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 433
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Tudor Financial charges 0.75%–1.25% for its Investment management. The brochure does not state whether the rate is annual. The fee is billed in arrears. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Advisory and Planning Services
- Fees follow complexity: a comprehensive financial plan is a fixed $495-895, and ongoing advisory and planning is usually $150-400 a month.
- RetirementTrack 401(k) Management Services
- Company-sponsored retirement plan management is billed at 0.75% of balance annually, with a $300 minimum a year.
Grant Donaldson owns 75% or more of Tudor Financial. The leadership team of Tudor Financial includes President Grant Donaldson. It has 6 employees.
Leadership
- Grant DonaldsonPresident
- Grant DonaldsonChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Drew Alan Brazie
- Melvin Charles Brazie II
- Paul Alan Brazie
- Jessica Lynn Davis
- Adam Michael Donaldson
- Grant Steven Donaldson
- Christine P Y Tenbarge
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 broker-dealer reps
- 6 insurance agents
- Owns 75% or more of Tudor Financial, Inc.
Grant Donaldson
Control person · since June 1992
Tudor Financial’s regulatory assets grew 1.5× from $166M (February 2021) to $256M (March 2026); clients rose from 381 to 435 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $256M | 435 | 6 | 1 |
| March 2025 | $221M | 428 | 6 | 1 |
| March 2024 | $199M | 540 | 6 | 1 |
| March 2023 | $185M | 534 | 6 | 1 |
| March 2022 | $198M | 392 | 6 | 1 |
| February 2021 | $166M | 381 | 6 | 1 |
Besides its headquarters, Tudor Financial has 0 offices, with 1 listed address in Ohio.
Ohio · 1 listed address
- 8111 Timberlodge Trail, DaytonHQ
Contact and registration details
- Legal name
- Tudor Financial, Inc.
- Headquarters
- 8111 Timberlodge Trail, Dayton, OH 45458-2103
- Website
- tudorfinancial.com
- Phone
- 937-439-9292
- SEC file
- 801-118723
- Structure
- Ohio corporation
- Fiscal year end
- December
Tudor Financial uses Fidelity ($99.7M) as custodian for its separately managed accounts. Tudor Financial does not have custody of client assets.
- FidelityNational Financial Services LLC · Boston, MA · $99.7M100%
At year end, Tudor Financial’s separately managed accounts were mostly in stocks (76%) and cash (14%). Its reported 13F holdings for the quarter ended 30 June 2026 total $222M across 152 positions; the largest are Vanguard Index Fds (4.6%), State Str SPDR Dow Jones Ind (4.4%) and iShares TR (4.3%).
What the accounts hold
- Stocks76%
- Funds8%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash14%
Reported 13F holdings
- $222M
- Reported 13F value
- 152
- Positions
- 33.8%
- In the 10 largest
- +13.7%
- Value vs. prior quarter
- Vanguard Index Fds · S&P 500 ETF Shs4.6%
- State Str SPDR Dow Jones Ind · UT Ser 14.4%
- iShares TR · Rus 1000 ETF4.3%
- iShares TR · Iboxx HI YD ETF4.2%
- Schwab Strategic TR · US Dividend EQ3.8%
- Schwab Strategic TR · Intl Eqty ETF3.7%
- iShares TR · iShares Semicdtr2.5%
- Invesco Qqq TR · Unit Ser 12.4%
- iShares TR · Core S&P500 ETF2.1%
- iShares TR · US Aer Def ETF1.8%
Together, the ten largest are 33.8% of reported value.
How many clients does Tudor Financial have?
Tudor Financial has 435 clients and manages $256 million for them, as of March 2026. They include 357 individual clients, 74 high-net-worth individuals and 4 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Tudor Financial offer?
Tudor Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Tudor Financial charge?
Tudor Financial charges 0.75%–1.25% for its Investment management. The brochure does not state whether the rate is annual. The fee is billed in arrears.
Which custodians does Tudor Financial use?
Tudor Financial’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $99.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Tudor Financial have?
Tudor Financial has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. 6 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tudor Financial invest in?
At the end of its last fiscal year, Tudor Financial’s separately managed accounts held 76% exchange-traded equities, 14% cash and equivalents, 8% registered funds (mutual funds, ETFs, BDCs), 1% U.S. government and agency bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tudor Financial?
Tudor Financial’s direct owner is Grant Donaldson (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Tudor Financial get paid?
Tudor Financial is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tudor Financial?
Tudor Financial’s main office is at 8111 Timberlodge Trail, Dayton, OH 45458-2103. Its phone number is 937-439-9292. Its website is tudorfinancial.com.