Tucker Asset Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Tucker Asset Management reports 2,960 clients. They include 2,900 individual clients, 43 high-net-worth individuals, and 17 pension and profit-sharing plans. Of its assets, 88.1% ($532M across 3,200 accounts) are managed with discretion; $71.9M across 17 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 98% | 71% |
| High-net-worth individuals | 1% | 17% |
| Pension and profit-sharing plans | <1% | 12% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 2,900 | $429M | 71.0% | $148K |
| High-net-worth individuals | 43 | $103M | 17.1% | $2.4M |
| Pension and profit-sharing plans | 17 | $71.9M | 11.9% | $4.23M |
| Total | 2,960 | $604M | 100% | $204K |
- Clients
- 2,900
- Regulatory AUM
- $429M
- AUM share
- 71.0%
- Avg. per client
- $148K
- Clients
- 43
- Regulatory AUM
- $103M
- AUM share
- 17.1%
- Avg. per client
- $2.4M
- Clients
- 17
- Regulatory AUM
- $71.9M
- AUM share
- 11.9%
- Avg. per client
- $4.23M
Total
- Clients
- 2,960
- Regulatory AUM
- $604M
- AUM share
- 100%
- Avg. per client
- $204K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Tucker Asset Management charges up to 2.00% a year for its Investment Management; its fees and minimums are set out in its brochures on the SEC website.
Karlan Ken Tucker Trust owns 50% to 75% of Tucker Asset Management. The leadership team of Tucker Asset Management includes Chief Financial Officer Lloyd Domingos. It has 80 employees, 69 of them in advisory roles.
Leadership
- Lloyd DomingosChief Compliance Officer, Chief Financial Officer
- Ashton TuckerCEO
Investment adviser representatives
60 representatives listed in the SEC register as of 9 October 2026.
- Vikalp Agrawal
- Robert Baucum Anglin
- David William Anton
- Donna R Barnhill
- David Leroy Barr
- Ariel Marie Bean
- Leonard Stanley Bodnar
- Timothy Allen Bush
- Scott Edward Canady
- Mark Chioda
- Kenneth Wade Christian
- Evert Yunyong Chung
- Michael Anthony D'Avella
- John Luna Darwin
- Robert Murry Darwin
- Carlton John Ebneth
- Andrew Delos Elison
- Joseph Allen Elison
- Seth Andrew Elison
- Gulam Amir Fazel
- Frank C Filisky
- Jay Corbett Henson
- Travis Marc Ivanoff
- Leon Gregory James JR
- Patrick Michael Kaiser
- Glen Kavanagh
- Jeffrey Lynn Leonard
- Michael A Lewin
- Frances Marie Longshore
- Julie MacNeil
- George Steve Magas
- Marc Magas
- Jeffrey Keegan Martin
- Shane Allan McCann
- Glen Arthur McGaha
- Justin Alexander Miller
- Jeffrey Alan Murray
- Nancy Karen Nelson
- Martin Nielsen
- Darren Foster Petty
- Jill Marie Pierce
- Stephen Douglas Rau
- Lillian Sophia Realph
- Michael Todd Reep
- James Bryan Reynolds
- Maryann L Ruben
- Robert Hastings Ruhm
- Thomas Walter Savino
- Scot Ashley Sexton
- Rosa Shala
- Igor Shaykevich
- John Blake Taylor
- Edgar Allen Thomas
- Rickey Lynn Vanhooser
- Thomas Velickoff
- David Lee West
- Christopher Maxwell Wharton
- Richard Williamson
- Paul Yoon
- David Michael Zamora
Staff
- 80 employees
- 69 in advisory functions
- 61 state-registered reps
- 63 insurance agents
- 5 soliciting firms
- Owns 50% to 75% of Tucker Asset Management LLC
Karlan Ken Tucker Trust
Control person · since February 2015
Karlan Tucker
Trustee · Control person · since February 2015
- Owns 50% to 75% of Tucker Asset Management LLC
Angela Kae Tucker Trust
Control person · since November 2009
Angela Tucker
Trustee · since November 2009
Tucker Asset Management’s regulatory assets grew 2.9× from $206M (July 2021) to $604M (September 2026); clients rose from 1,933 to 2,960 and employees from 46 to 80.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| September 2026 | $604M | 2,960 | 80 | 61 |
| March 2025 | $641M | 3,191 | 80 | 61 |
| July 2024 | $476M | 3,627 | 82 | 58 |
| March 2023 | $369M | 3,059 | 75 | 58 |
| March 2022 | $342M | 2,644 | 65 | 51 |
| July 2021 | $206M | 1,933 | 46 | 40 |
Besides its headquarters, Tucker Asset Management has 60 offices (6 private residences, listed without an address), with 20 listed addresses across 15 states.
Colorado · 3 listed addresses
- 1520 West Canal Court, Suite 100, LittletonHQ
- 1520 W. Canal Court, Littleton
- 744 Horizon Court, Grand Junction
California · 2 listed addresses
- 27131 Calle Arroyo, San Juan Capistrano
- 21 Willowgrove, Irvine
Florida · 2 listed addresses
- 103 Commerce Street, Lake Mary
- 320 High Tide DR, St Augustine
Texas · 2 listed addresses
- 1447 Ave E., Nederland
- 3160 Fannin Street, Beaumont
Georgia · 1 listed address
- 3871 Valley View Court, Gainesville
Idaho · 1 listed address
- 4603 Skyway Street, Caldwell
Indiana · 1 listed address
- 52 N Main Street, Spencer
Missouri · 1 listed address
- 2750 W Bonita St, Springfield
Montana · 1 listed address
- 280 E. Front Street, Missoula
New Jersey · 1 listed address
- 190 Main St., Gladstone
North Carolina · 1 listed address
- 404 Executive Park, Asheville
Pennsylvania · 1 listed address
- 373 Church Road, Fombell
South Carolina · 1 listed address
- 143 Jutland Lane, Georgetown
Utah · 1 listed address
- 910 South Bluff Street, St. George
Washington · 1 listed address
- 133 Cottage Ave, Cashmere
Other business names
Tucker Asset Management has reported 1 other business name to the SEC.
- Tucker Wealth
Contact and registration details
- Legal name
- Tucker Asset Management LLC
- Headquarters
- 1520 West Canal Court, Suite 100, Littleton, CO 80120
- Website
- twealth.com
- Phone
- 303-734-1234
- @tucker-asset-management
- SEC file
- 801-107110
- Structure
- Colorado LLC
- Fiscal year end
- December
Tucker Asset Management uses Charles Schwab ($532M) as custodian for its separately managed accounts. Tucker Asset Management has custody of $291M in client assets for 1,981 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $532M100%
At year end, Tucker Asset Management’s separately managed accounts were mostly in funds (77%) and stocks (21%). Its reported 13F holdings for the quarter ended 30 June 2026 total $405M across 430 positions; the largest are State Str SPDR S&P 500 ETF T (23.6%), Invesco Qqq TR (10.8%) and First TR Exchange-traded FD (8.7%).
What the accounts hold
- Stocks21%
- Funds77%
- Cash2%
Reported 13F holdings
- $405M
- Reported 13F value
- 430
- Positions
- 64.2%
- In the 10 largest
- +21.0%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit23.6%
- Invesco Qqq TR · Unit Ser 110.8%
- First TR Exchange-traded FD · First TR Enh New8.7%
- Invesco Exchange Traded FD T · S&P500 Eql Wgt5.8%
- Nvidia Corporation5.3%
- Amneal Pharmaceuticals Inc. · Com Stk CL A4.3%
- iShares TR · Intrm Gov CR ETF1.6%
- Apple Inc.1.3%
- Select Sector SPDR TR · ST Str Indl ETF1.3%
- Select Sector SPDR TR · ST Str Mater ETF1.3%
Together, the ten largest are 64.2% of reported value.
How many clients does Tucker Asset Management have?
Tucker Asset Management has 2,960 clients and manages $604 million for them, as of September 2026. They include 2,900 individual clients, 43 high-net-worth individuals, and 17 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 September 2026
What services does Tucker Asset Management offer?
Tucker Asset Management provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Tucker Asset Management charge?
Tucker Asset Management charges up to 2.00% a year for its Investment Management.
Which custodians does Tucker Asset Management use?
Tucker Asset Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $532M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 September 2026
How many financial advisors does Tucker Asset Management have?
Tucker Asset Management has 61 investment adviser representatives registered with state securities authorities, out of 80 employees, and 69 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 63 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tucker Asset Management invest in?
At the end of its last fiscal year, Tucker Asset Management’s separately managed accounts held 77% registered funds (mutual funds, ETFs, BDCs), 21% exchange-traded equities and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tucker Asset Management?
Tucker Asset Management’s direct owners are Karlan Ken Tucker Trust (50% to 75%) and Angela Kae Tucker Trust (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 28 September 2026
How does Tucker Asset Management get paid?
Tucker Asset Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tucker Asset Management?
Tucker Asset Management’s main office is at 1520 West Canal Court, Suite 100, Littleton, CO 80120. Its phone number is 303-734-1234. Its website is twealth.com.