Triton Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Triton Financial Group reports 313 clients. They include 198 individual clients, 55 pension and profit-sharing plans, and 48 high-net-worth individuals. Of its assets, 100.0% ($259M across 507 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 63% | 14% |
| High-net-worth individuals | 15% | 56% |
| Pension and profit-sharing plans | 18% | 25% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | 3% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 198 | $36.3M | 14.0% | $183K |
| High-net-worth individuals | 48 | $146M | 56.3% | $3.03M |
| Pension and profit-sharing plans | 55 | $64.1M | 24.8% | $1.17M |
| Charitable organizations | Fewer than 5 | $1.23M | 0.5% | $613K |
| Corporations and other businesses | 10 | $11.4M | 4.4% | $1.14M |
| Total | 313 | $259M | 100% | — |
- Clients
- 198
- Regulatory AUM
- $36.3M
- AUM share
- 14.0%
- Avg. per client
- $183K
- Clients
- 48
- Regulatory AUM
- $146M
- AUM share
- 56.3%
- Avg. per client
- $3.03M
- Clients
- 55
- Regulatory AUM
- $64.1M
- AUM share
- 24.8%
- Avg. per client
- $1.17M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.23M
- AUM share
- 0.5%
- Avg. per client
- $613K
- Clients
- 10
- Regulatory AUM
- $11.4M
- AUM share
- 4.4%
- Avg. per client
- $1.14M
Total
- Clients
- 313
- Regulatory AUM
- $259M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Triton Financial Group charges 0.25%–1.50% a year for its Wealth Management Services / Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Directed Research and Reporting
- Directed research and reporting is billed hourly at up to $300, or as a fixed fee of up to $50,000.
- Financial Planning and Consulting
- Financial planning and consulting is billed hourly at up to $250, or as a fixed fee of up to $2,500.
Andrew Ellis Oster Revocable Trust owns 75% or more of Triton Financial Group and is in turn owned by Andrew Oster (75% or more) and Catherine Oster (25–50%). The leadership team of Triton Financial Group includes President Richard Diangelo and Chief Compliance Officer Andrew Oster. It has 5 employees, 2 of them in advisory roles.
Leadership
- Richard DiangeloVice President
- Andrew OsterPresident and Chief Compliance Officer
- Catherine OsterBoard Member
- Chelsea PerezDirector of Compliance & Marketing
- Mara ScottDirector of Client Services
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
- Andrew Ellis Oster
Staff
- 5 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Triton Financial Group, Inc
Andrew Ellis Oster Revocable Trust
Control person · since November 2020
- Owns 75% or more of Andrew Ellis Oster Revocable Trust
Andrew Oster
Control person · since July 2010
- Owns 25% to 50% of Andrew Ellis Oster Revocable Trust
Catherine Oster
Control person · since May 2024
Triton Financial Group’s regulatory assets grew from $234M (July 2021) to $259M (March 2026); clients rose from 276 to 313 and employees fell from 6 to 5.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $259M | 313 | 5 | 1 |
| May 2025 | $293M | 338 | 5 | 1 |
| June 2024 | $283M | 365 | 9 | 2 |
| July 2023 | $278M | 1,011 | 10 | 2 |
| April 2022 | $275M | 357 | 8 | 1 |
| July 2021 | $234M | 276 | 6 | 2 |
Besides its headquarters, Triton Financial Group has 0 offices, with 1 listed address in Oklahoma.
Oklahoma · 1 listed address
- 14614 Bogert Parkway, Oklahoma CityHQ
Contact and registration details
- Legal name
- Triton Financial Group, Inc
- Headquarters
- 14614 Bogert Parkway, Oklahoma City, OK 73134
- Website
- ctfg.co
- Phone
- 405-696-7140
- @tritonfingroup
- SEC file
- 801-119672
- Structure
- Oklahoma corporation
- Fiscal year end
- December
Triton Financial Group uses Charles Schwab ($259M) as custodian for its separately managed accounts. Triton Financial Group does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $259M100%
At year end, Triton Financial Group’s separately managed accounts were mostly in stocks (62%) and funds (36%). Its reported 13F holdings for the quarter ended 30 June 2026 total $174M across 99 positions; the largest are Apple Inc. (7.6%), Applied Matls Inc. (4.4%) and Alphabet Inc. (3.9%).
What the accounts hold
- Stocks62%
- Funds36%
- Bonds2%
Reported 13F holdings
- $174M
- Reported 13F value
- 99
- Positions
- 37.3%
- In the 10 largest
- +202.9%
- Value vs. prior quarter
- Apple Inc.7.6%
- Applied Matls Inc.4.4%
- Alphabet Inc. · Cap Stk CL C3.9%
- Nvidia Corporation3.8%
- Marvell Technology Inc.3.3%
- Amazon Com Inc.3.2%
- Walmart Inc.3.1%
- Corning Inc.3.0%
- Dell Technologies Inc. · CL C2.5%
- Cisco Sys Inc.2.4%
Together, the ten largest are 37.3% of reported value.
How many clients does Triton Financial Group have?
Triton Financial Group has 313 clients and manages $259 million for them, as of March 2026. They include 198 individual clients, 55 pension and profit-sharing plans, and 48 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 March 2026
What services does Triton Financial Group offer?
Triton Financial Group provides financial planning, portfolio management for individuals and small businesses, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Triton Financial Group charge?
Triton Financial Group charges 0.25%–1.50% a year for its Wealth Management Services / Investment Management Services. The fee is billed in advance and is negotiable.
Source: TRITON FINANCIAL GROUP, INC DISCLOSURE BROCHURE AND PRIVACY POLICY, filed 24 March 2026
Which custodians does Triton Financial Group use?
Triton Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $259M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 March 2026
How many financial advisors does Triton Financial Group have?
Triton Financial Group has 2 investment adviser representatives registered with state securities authorities, out of 5 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Triton Financial Group invest in?
At the end of its last fiscal year, Triton Financial Group’s separately managed accounts held 62% exchange-traded equities, 36% registered funds (mutual funds, ETFs, BDCs) and 2% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Triton Financial Group?
Triton Financial Group is owned through a trust by Andrew and Catherine Oster. Its direct owner is Andrew Ellis Oster Revocable Trust (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 March 2026
How does Triton Financial Group get paid?
Triton Financial Group is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Triton Financial Group registered with the SEC?
Yes, Triton Financial Group has been registered with the SEC as an investment adviser since 19 October 2020. Its CRD number is 309294 and its SEC file number is 801-119672.
Source: Form ADV Part 1A, Item 1, filed 24 March 2026; IAPD firm record
How do I contact Triton Financial Group?
Triton Financial Group’s main office is at 14614 Bogert Parkway, Oklahoma City, OK 73134. Its phone number is 405-696-7140. Its website is ctfg.co.