Trilogy Capital provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year.
Trilogy Capital reports 8,388 clients. They include 7,512 individual clients, 546 high-net-worth individuals, and 305 pension and profit-sharing plans. Of its assets, 91.8% ($2.95B across 18,837 accounts) are managed with discretion; $264M across 151 accounts are not. A wrap fee program the firm both sponsors and manages holds $1.12B. It advised 60 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 90% | 50% |
| High-net-worth individuals | 7% | 31% |
| Pension and profit-sharing plans | 4% | 18% |
| Charitable organizations | <1% | <1% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 7,512 | $1.6B | 49.8% | $213K |
| High-net-worth individuals | 546 | $1.01B | 31.5% | $1.85M |
| Pension and profit-sharing plans | 305 | $586M | 18.3% | $1.92M |
| Charitable organizations | Fewer than 5 | $735K | 0.0% | $245K |
| Corporations and other businesses | 22 | $12.9M | 0.4% | $586K |
| Total | 8,388 | $3.21B | 100% | — |
- Clients
- 7,512
- Regulatory AUM
- $1.6B
- AUM share
- 49.8%
- Avg. per client
- $213K
- Clients
- 546
- Regulatory AUM
- $1.01B
- AUM share
- 31.5%
- Avg. per client
- $1.85M
- Clients
- 305
- Regulatory AUM
- $586M
- AUM share
- 18.3%
- Avg. per client
- $1.92M
- Clients
- Fewer than 5
- Regulatory AUM
- $735K
- AUM share
- 0.0%
- Avg. per client
- $245K
- Clients
- 22
- Regulatory AUM
- $12.9M
- AUM share
- 0.4%
- Avg. per client
- $586K
Total
- Clients
- 8,388
- Regulatory AUM
- $3.21B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 60
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Trilogy Capital charges up to 2.00% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable. The brochure also prices 3 other services, listed under fee details.
Fee details and sources
Other fees
- Advanced Planning
- Advanced planning is $2,400 in total, paid $1,200 up front and $1,200 on delivery; waived for clients with over $500,000 in managed assets.
- Coaching Services
- Coaching fees are fixed and start at $1,200, payable as 12 monthly payments of $100 or in full.
- General Consulting Services
- Consulting fees are negotiated and billed as services are rendered, at the hourly rate in the Consulting Agreement.
Trilogy Capital Holdings, Inc. owns 75% or more of Trilogy Capital and is in turn owned by Trilogy Financial Holdings, LLC (75% or more). Jeffrey Motske is CEO; the leadership team includes Chief Compliance Officer June Adams. It has 74 employees.
Leadership
- Jeffrey MotskeChief Executive Officer
- June AdamsChief Compliance Officer
- Allison WhiteDirector of Compliance Operations
Investment adviser representatives
72 representatives listed in the SEC register as of 9 October 2026.
- June Chiyun Adams
- Myles Anschuetz Anderson
- Michael Shoheen Bakhshi
- Derrick Lee Blanchette
- Howard Ray Bolotin
- Cary S Boring
- Michael Joseph Broker
- Nathan C. Brown
- Jericho Canete
- Carolina Carranza Hernandez
- Gavin Riley Dankert
- Gonzalo De Leon Plata
- Gabriel Ubaldo Deluna
- Hallie Jordan Dena
- Casey Dettorre
- Robert Joseph Dolan
- Kathleen Marie Donnelly
- Jeanwin Yamato Doreus
- Thomas J Elkins
- Zachary Jason Ernisse
- Windus Allison Fernandez Brinkkord
- Michael John Fibiger
- Joseph Alan Fischman
- Ahmed Iqbal Ghulamali
- Desire Gonzalez
- Todd Adam Gurvis
- Jeffrey Robert Hackbarth
- Mark Allen Hammill
- David Foster Huisinga
- Sylvia Elise James
- Amy Marie Kane
- Clark King
- Heather Lynn Klutznick
- Michael Christopher Loo
- Matthew Stephen Lyons
- Atenas J Martinez
- David Michael McDonough
- Connor Byron McGuire
- Christopher Edward Molony
- Seamus Stephen Molony
- Jeffrey Ralph Motske
- Tanner Motske
- Kathleen Dempsey Muniz
- Rafael Alejandro Murguia Ramirez
- Scott Matthew Naiman
- Rae Nathan
- Nya Nyapamba
- Robert J Ochoa
- James Gunther Oury
- Evelyn Pachuca Lazo
- Hannah Peck-Lazcano
- Eric Andrew Perkins
- Alicia K Pilon
- Ashley Jeanett Robles Robles
- Joseph Edward Roessler
- Jonathan Peter Sabat
- Gabriela Giselle Salazar
- Dale Sarpard
- Michael J Serio
- Jeffrey David Seuferling
- Kevin Simpson
- Joseph Antoine Sirgy
- Douglas Charles Stroot
- Gary Sussman
- Keegan James Tanghe
- Justin Anthony Tyrrell
- Brecht Van Waes
- Benjamin Vazquez JR
- Janeane Vena
- Thomas Christopher Walden
- James Robert Young
- Diane Powell Zing
Staff
- 74 employees
- 74 in advisory functions
- 74 state-registered reps
- 38 broker-dealer reps
- 69 insurance agents
- Owns 75% or more of Trilogy Capital, Inc.
Trilogy Capital Holdings, Inc.
Control person · since March 2024
- Owns 75% or more of Trilogy Capital Holdings, Inc.
Trilogy Financial Holdings, LLC
Control person · since March 2024
- Owns 75% or more of Trilogy Financial Holdings, LLC
Trilogy Capital Financial Partners, LLC
Control person · since March 2024
- Owns 50% to 75% of Trilogy Capital Financial Partners, LLC
Jeffrey Motske
Control person · since March 2024
Trilogy Capital’s regulatory assets grew 2.3× from $1.37B (April 2021) to $3.21B (July 2026); clients fell from 14,509 to 8,388 and employees from 83 to 74.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $3.21B | 8,388 | 74 | 12 |
| March 2025 | $2.63B | 8,537 | 72 | 12 |
| March 2024 | $1.89B | 8,872 | 75 | 14 |
| June 2023 | $1.65B | 17,798 | 73 | 12 |
| March 2022 | $1.67B | 7,253 | 77 | 12 |
| April 2021 | $1.37B | 14,509 | 83 | 12 |
Besides its headquarters, Trilogy Capital has 11 offices (2 private residences, listed without an address), with 10 listed addresses across 4 states.
California · 7 listed addresses
- 2601 Main Street, Suite 100, IrvineHQ
- 19191 S. Vermont Ave., Torrance
- 980 Montecito Drive, Corona
- 1000 Lakes Drive, West Covina
- 12520 High Bluff Drive, San Diego
- 17011 Beach BLVD, Huntington Beach
- 2801 Townsgate Road, Westlake Village
Arizona · 1 listed address
- 16427 North Scottsdale RD., Scottsdale
Colorado · 1 listed address
- 101 University BLVD, Denver
Massachusetts · 1 listed address
- One Derby Street, Hingham
Other business names
Trilogy Capital has reported 2 other business names to the SEC.
- Trilogy Financial
- Trilogy Financial Services
Contact and registration details
- Legal name
- Trilogy Capital, Inc.
- Headquarters
- 2601 Main Street, Suite 100, Irvine, CA 92614
- Website
- trilogyfs.com
- Phone
- 949-221-8105
- @trilogy-financial
- SEC file
- 801-106922
- Structure
- Arizona corporation
- Fiscal year end
- December
Trilogy Capital uses Charles Schwab ($1.53B, 58%) and LPL Financial ($1.12B, 42%) as custodians for its separately managed accounts. Trilogy Capital has custody of $1.49B in client assets for 8,581 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.53B58%
- LPL FinancialLPL Financial LLC · Boston, MA · $1.12B42%
At year end, Trilogy Capital’s separately managed accounts were mostly in funds (67%) and stocks (28%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.58B across 404 positions; the largest are Vanguard Index Fds (9.9%), Invesco Qqq TR (4.6%) and Wisdomtree TR (4.5%).
What the accounts hold
- Stocks28%
- Non-exchange-traded equities17%
- Exchange-traded equities11%
- Funds67%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash3%
Reported 13F holdings
- $2.58B
- Reported 13F value
- 404
- Positions
- 39.7%
- In the 10 largest
- +13.5%
- Value vs. prior quarter
- Vanguard Index Fds · Total Stk Mkt9.9%
- Invesco Qqq TR · Unit Ser 14.6%
- Wisdomtree TR · US Largecap Divd4.5%
- iShares TR · Core S&P500 ETF4.4%
- Alps ETF TR · Smith Core Plus4.2%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt2.9%
- Wisdomtree TR · Emgring Mkts2.7%
- Vanguard BD Index Fds · Total Bnd Mrkt2.3%
- Select Sector SPDR TR · State Street Tec2.2%
- iShares TR · Core S&P Mcp ETF2.0%
Together, the ten largest are 39.7% of reported value.
How many clients does Trilogy Capital have?
Trilogy Capital has 8,388 clients and manages $3.21 billion for them, as of July 2026. They include 7,512 individual clients, 546 high-net-worth individuals, and 305 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 July 2026
What services does Trilogy Capital offer?
Trilogy Capital provides financial planning, portfolio management for individuals and small businesses, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Trilogy Capital charge?
Trilogy Capital charges up to 2.00% for its Investment Management. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.
Which custodians does Trilogy Capital use?
Trilogy Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.53B and LPL Financial LLC (Boston, MA), with $1.12B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 July 2026
How many financial advisors does Trilogy Capital have?
Trilogy Capital has 74 investment adviser representatives registered with state securities authorities, out of 74 employees, and 74 perform investment advisory functions. 38 employees are registered representatives of a broker-dealer and 69 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trilogy Capital invest in?
At the end of its last fiscal year, Trilogy Capital’s separately managed accounts held 67% registered funds (mutual funds, ETFs, BDCs), 17% non-exchange-traded equities, 11% exchange-traded equities, 3% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Trilogy Capital?
Trilogy Capital is owned through a chain of holding companies by Jeffrey Motske. Its direct owner is Trilogy Capital Holdings, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 July 2026
How does Trilogy Capital get paid?
Trilogy Capital is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Trilogy Capital registered with the SEC?
Yes, Trilogy Capital has been registered with the SEC as an investment adviser since 16 November 2015. Its CRD number is 281597 and its SEC file number is 801-106922.
Source: Form ADV Part 1A, Item 1, filed 23 July 2026; IAPD firm record
How do I contact Trilogy Capital?
Trilogy Capital’s main office is at 2601 Main Street, Suite 100, Irvine, CA 92614. Its phone number is 949-221-8105. Its website is trilogyfs.com.