Trifecta Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Trifecta Capital Advisors reports 159 clients. They include 114 high-net-worth individuals, 37 individual clients, and 6 corporations and other businesses. Of its assets, 100.0% ($927M across 504 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 23% | 2% |
| High-net-worth individuals | 72% | 97% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 4% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 37 | $20.4M | 2.2% | $550K |
| High-net-worth individuals | 114 | $904M | 97.5% | $7.93M |
| Charitable organizations | Fewer than 5 | $1.25M | 0.1% | $626K |
| Corporations and other businesses | 6 | $1.74M | 0.2% | $291K |
| Total | 159 | $927M | 100% | — |
- Clients
- 37
- Regulatory AUM
- $20.4M
- AUM share
- 2.2%
- Avg. per client
- $550K
- Clients
- 114
- Regulatory AUM
- $904M
- AUM share
- 97.5%
- Avg. per client
- $7.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.25M
- AUM share
- 0.1%
- Avg. per client
- $626K
- Clients
- 6
- Regulatory AUM
- $1.74M
- AUM share
- 0.2%
- Avg. per client
- $291K
Total
- Clients
- 159
- Regulatory AUM
- $927M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Trifecta Capital Advisors charges up to 1.25% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Consulting Services
- Consulting services are a negotiable fixed fee arrangement not to exceed $20,000, based on scope and complexity.
- Stand-alone Financial Planning
- Stand-alone financial planning is a negotiable fixed fee not to exceed $20,000 for the initial plan, with 100% due on delivery.
Susan Oleari owns 25% to 50% of Trifecta Capital Advisors. It has 3 employees.
Staff
- 3 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 25% to 50% of Trifecta Capital Advisors, LLC
Susan Oleari
Control person · since September 2021
- Owns 25% to 50% of Trifecta Capital Advisors, LLC
Paul Tromp
Control person · since September 2021
- Owns 25% to 50% of Trifecta Capital Advisors, LLC
Jeffrey Berman
Control person · since September 2021
Trifecta Capital Advisors’ regulatory assets grew 3.1× from $297M (April 2022) to $927M (March 2026); clients rose from 44 to 159 and employees fell from 4 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $927M | 159 | 3 | 1 |
| Jul 2025July 2025 | $712M | 137 | 3 | 1 |
| Jun 2024June 2024 | $568M | 108 | 3 | 1 |
| Jan 2023January 2023 | $407M | 90 | 3 | 1 |
| Apr 2022April 2022 | $297M | 44 | 4 | 1 |
Besides its headquarters, Trifecta Capital Advisors has 0 offices, with 1 listed address in 1 state.
Illinois · 1 listed address
- 400 Skokie BLVD, Suite 455, NorthbrookHQ
Contact and registration details
- Legal name
- Trifecta Capital Advisors, LLC
- Headquarters
- 400 Skokie BLVD, Suite 455, Northbrook, IL 60062
- Website
- trifectacapitaladvisors.com
- Phone
- 18474952464
- @trifectacapitaladvisors
- SEC file
- 801-123043
- Structure
- Delaware LLC
- Fiscal year end
- December
Trifecta Capital Advisors’ named custodian for separately managed accounts is Charles Schwab ($927M). Trifecta Capital Advisors has custody of $428M for 211 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $927M100%
At year end, Trifecta Capital Advisors’ separately managed accounts were mostly in stocks (84%) and bonds (15%). Its reported 13F holdings for the quarter ended 30 June 2026 total $776M across 493 positions; the largest are Invesco Qqq TR (7.8%), Nvidia Corporation (6.2%) and Apple Inc. (4.6%).
What the accounts hold
- Stocks84%
- Exchange-traded equities54%
- Non-exchange-traded equities30%
- Bonds15%
- Investment grade corporate bonds10%
- State and local bonds5%
- Cash1%
How many clients does Trifecta Capital Advisors have?
Trifecta Capital Advisors has 159 clients and manages $927 million for them, as of March 2026. They include 114 high-net-worth individuals, 37 individual clients, and 6 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 March 2026
What services does Trifecta Capital Advisors offer?
Trifecta Capital Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Trifecta Capital Advisors charge?
Trifecta Capital Advisors charges up to 1.25% a year for its Investment Management. The fee is billed in arrears, is negotiable and requires an account of at least $1,000,000.
Source: 2A BROCHURE, filed 26 March 2026
Which custodians does Trifecta Capital Advisors use?
Trifecta Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $927M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 March 2026
How many financial advisors does Trifecta Capital Advisors have?
Trifecta Capital Advisors has 3 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Trifecta Capital Advisors invest in?
At the end of its last fiscal year, Trifecta Capital Advisors’ separately managed accounts held 54% exchange-traded equities, 30% non-exchange-traded equities, 10% investment grade corporate bonds, 5% state and local bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does Trifecta Capital Advisors have a minimum investment?
Yes, Trifecta Capital Advisors’ minimum account size for its Investment Management is $1M.
Source: 2A BROCHURE, filed 26 March 2026
Who owns Trifecta Capital Advisors?
Trifecta Capital Advisors’ direct owners are Susan Oleari, Paul Tromp and Jeffrey Berman, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 26 March 2026
How does Trifecta Capital Advisors get paid?
Trifecta Capital Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Trifecta Capital Advisors?
Trifecta Capital Advisors’ main office is at 400 Skokie BLVD, Suite 455, Northbrook, IL 60062. Its phone number is 18474952464. Its website is trifectacapitaladvisors.com.
