Tri-Ad Capital Management I provides portfolio management for individuals and small businesses and pension consulting.
Tri-Ad Capital Management I reports 43 clients. They include 28 pension and profit-sharing plans and 15 individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $619M across 55 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 35% | 8% |
| Pension and profit-sharing plans | 65% | 71% |
| Other | Fewer than 5 | 20% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 15 | $52.5M | 8.5% | $3.5M |
| Pension and profit-sharing plans | 28 | $441M | 71.3% | $15.8M |
| Other | Fewer than 5 | $125M | 20.2% | — |
| Total | 43 | $619M | 100% | — |
- Clients
- 15
- Regulatory AUM
- $52.5M
- AUM share
- 8.5%
- Avg. per client
- $3.5M
- Clients
- 28
- Regulatory AUM
- $441M
- AUM share
- 71.3%
- Avg. per client
- $15.8M
- Clients
- Fewer than 5
- Regulatory AUM
- $125M
- AUM share
- 20.2%
- Avg. per client
- —
Total
- Clients
- 43
- Regulatory AUM
- $619M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Tri-Ad Capital Management I is paid through a percentage of assets under management and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Navia Benefits Solutions, Inc owns 75% or more of Tri-Ad Capital Management I and is in turn owned by North Holdco, Inc. (75% or more). The leadership team of Tri-Ad Capital Management I includes President Hilarie Aitken and Chief Compliance Officer Jennifer Thomas. It has 1 employee.
Leadership
- Hilarie AitkenCEO & President
- Tina BoydVice President and Secretary
- Jennifer ThomasChief Compliance Officer
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
- Russell Byrom
- Jennifer Thomas
Staff
- 1 employee
- 1 in advisory functions
- Owns 75% or more of Tri-Ad Capital Management I, LLC
Navia Benefits Solutions, Inc
Control person · since November 2022
- Owns 75% or more of Navia Benefits Solutions, Inc
North Holdco, Inc.
Control person · since November 2022
- Owns 75% or more of North Holdco, Inc.
North Parent, Inc.
Control person · since November 2022
- Owns 75% or more of North Parent, Inc.
SCP CDH Buyer, Inc.
Control person · since December 2025
- Owns 75% or more of SCP CDH Buyer, Inc.
SCP CDH Intermediate, Inc.
Control person · since December 2025
Hilarie Aitken
Shareholder · Control person · since November 2022
Tri-Ad Capital Management I’s regulatory assets grew 1.7× from $362M (January 2023) to $619M (March 2026); clients fell from 56 to 43 and employees from 5 to 1.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $619M | 43 | 1 | 2 |
| June 2025 | $463M | 54 | 4 | 1 |
| June 2024 | $409M | 55 | 4 | 1 |
| January 2023 | $362M | 56 | 5 | 1 |
Besides its headquarters, Tri-Ad Capital Management I has 1 office, with 2 listed addresses in California.
California · 2 listed addresses
- 221 W. Crest St., Ste. 300, EscondidoHQ
- 735 W Alluvial Ave, Fresno
Contact and registration details
- Legal name
- Tri-Ad Capital Management I, LLC
- Headquarters
- 221 W. Crest St., Ste. 300, Escondido, CA 92025
- Website
- Not reported
- Phone
- 760-743-7555
- SEC file
- 801-127335
- Structure
- Delaware LLC
- Fiscal year end
- December
Tri-Ad Capital Management I uses Charles Schwab ($320M, 79%) and Umb Bank ($83M, 21%) as custodians for its separately managed accounts. Tri-Ad Capital Management I does not have custody of client assets.
- Charles SchwabCharles Schwab · San Fransicso, CA · $320M79%
- Umb BankUmb Bank · Kansas City, MO · $83M21%
At year end, Tri-Ad Capital Management I’s separately managed accounts were mostly in funds (100%).
What the accounts hold
- Funds100%
How many clients does Tri-Ad Capital Management I have?
Tri-Ad Capital Management I has 43 clients and manages $619 million for them, as of March 2026. They include 28 pension and profit-sharing plans and 15 individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 23 March 2026
What services does Tri-Ad Capital Management I offer?
Tri-Ad Capital Management I provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Tri-Ad Capital Management I use?
Tri-Ad Capital Management I’s separately managed account assets are held at Charles Schwab (San Fransicso, CA), with $320M and Umb Bank (Kansas City, MO), with $83M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 23 March 2026
How many financial advisors does Tri-Ad Capital Management I have?
Tri-Ad Capital Management I has 0 investment adviser representatives registered with state securities authorities, out of 1 employees, and 1 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Tri-Ad Capital Management I invest in?
At the end of its last fiscal year, Tri-Ad Capital Management I’s separately managed accounts held 100% registered funds (mutual funds, ETFs, BDCs).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Tri-Ad Capital Management I?
Tri-Ad Capital Management I’s direct owner is Navia Benefits Solutions, Inc (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 23 March 2026
How does Tri-Ad Capital Management I get paid?
Tri-Ad Capital Management I is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Tri-Ad Capital Management I?
Tri-Ad Capital Management I’s main office is at 221 W. Crest St., Ste. 300, Escondido, CA 92025. Its phone number is 760-743-7555.