TKG Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, business succession planning, education planning, estate planning, insurance, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
TKG Advisors reports 321 clients. They include 205 individual clients and 116 high-net-worth individuals. Of its assets, 100.0% ($308M across 885 accounts) are managed with discretion. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 24% |
| High-net-worth individuals | 36% | 66% |
| Pension and profit-sharing plans | Fewer than 5 | 1% |
| Charitable organizations | Fewer than 5 | 8% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 205 | $74.5M | 24.2% | $363K |
| High-net-worth individuals | 116 | $204M | 66.3% | $1.76M |
| Pension and profit-sharing plans | Fewer than 5 | $3.35M | 1.1% | — |
| Charitable organizations | Fewer than 5 | $26.1M | 8.5% | — |
| Total | 321 | $308M | 100% | — |
- Clients
- 205
- Regulatory AUM
- $74.5M
- AUM share
- 24.2%
- Avg. per client
- $363K
- Clients
- 116
- Regulatory AUM
- $204M
- AUM share
- 66.3%
- Avg. per client
- $1.76M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.35M
- AUM share
- 1.1%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $26.1M
- AUM share
- 8.5%
- Avg. per client
- —
Total
- Clients
- 321
- Regulatory AUM
- $308M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
TKG Advisors charges 0.50%–1.75% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Hourly fee of $375, with an estimated fee set before work starts; clients under $500,000 in assets may also pay a $750 minimum planning fee.
- Variable Annuity Management
- An annual fee of 1.30% of assets held in variable annuity subaccounts.
Wesley Kotys owns 75% or more of TKG Advisors. Wesley Kotys is CEO; the leadership team includes Chief Financial Officer Sarah Kotys. It has 8 employees, 4 of them in advisory roles.
Leadership
- Wesley KotysManaging Member/Chief Executive Offer//Chief Compliance Officer
- Sarah KotysChief Financial Officer
- Megan MyersChief Operations Officer
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
- Erik Michael Bagley
- Ryan Allen Kotys
- Wesley Michael Kotys
- Drew Stephen Vesling
Staff
- 8 employees
- 4 in advisory functions
- 4 state-registered reps
- 2 insurance agents
- 3 soliciting firms
- Owns 75% or more of TKG Advisors, LLC
Wesley Kotys
Control person · since September 2013
- Owns 75% or more of TKG Advisors, LLC
Wesley M. Kotys Revocable Trust Dated April 5, 2023
Control person · since April 2023
TKG Advisors’ regulatory assets grew 2.3× from $136M (March 2021) to $308M (July 2026); clients rose from 254 to 321 and employees from 6 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $308M | 321 | 8 | 2 |
| March 2025 | $272M | 314 | 8 | 2 |
| June 2024 | $223M | 269 | 8 | 2 |
| April 2023 | $189M | 268 | 5 | 1 |
| April 2022 | $181M | 268 | 6 | 1 |
| March 2021 | $136M | 254 | 6 | 1 |
Besides its headquarters, TKG Advisors has 1 office (1 private residence, listed without an address), with 1 listed address in Indiana.
Indiana · 1 listed address
- 1111 Glendale BLVD, Suite 105, ValparaisoHQ
Contact and registration details
- Legal name
- TKG Advisors, LLC
- Headquarters
- 1111 Glendale BLVD, Suite 105, Valparaiso, IN 46383
- Website
- kotyswealthpro.com
- Phone
- 219-465-6924
- @kotyswealthprofessionals
- SEC file
- 801-118738
- Founded
- 2013
- Structure
- Indiana LLC
- Fiscal year end
- December
TKG Advisors uses Charles Schwab ($308M) as custodian for its separately managed accounts. TKG Advisors has custody of $78.2M in client assets for 143 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $308M100%
At year end, TKG Advisors’ separately managed accounts were mostly in funds (50%) and stocks (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $288M across 94 positions; the largest are State Str SPDR S&P 500 ETF T (8.6%), SPDR Series Trust (6.5%) and Vanguard Index Fds (6.2%).
What the accounts hold
- Stocks41%
- Funds50%
- Cash7%
- Other2%
- Variable annuity subaccounts; fixed annuities2%
Reported 13F holdings
- $288M
- Reported 13F value
- 94
- Positions
- 43.5%
- In the 10 largest
- +19.0%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit8.6%
- SPDR Series Trust · ST Str Blo 1 ETF6.5%
- Vanguard Index Fds · Value ETF6.2%
- Invesco Qqq TR · Unit Ser 14.5%
- iShares TR · Core S&P Scp ETF3.4%
- State Str SPDR S&P Midcap 40 · Utser1 S&pdcrp3.3%
- First TR Exchange-traded FD · First TR Enh New3.0%
- Citigroup Inc.2.7%
- Nvidia Corporation2.7%
- GE Vernova Inc.2.6%
Together, the ten largest are 43.5% of reported value.
How many clients does TKG Advisors have?
TKG Advisors has 321 clients and manages $308 million for them, as of July 2026. They include 205 individual clients and 116 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026
What services does TKG Advisors offer?
TKG Advisors provides financial planning, portfolio management for individuals and small businesses, pension consulting, business succession planning, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does TKG Advisors charge?
TKG Advisors charges 0.50%–1.75% a year for its Investment Advisory Services. The fee is billed in advance and is negotiable.
Source: ADV PART 2A, filed 6 March 2026
Which custodians does TKG Advisors use?
TKG Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $308M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026
How many financial advisors does TKG Advisors have?
TKG Advisors has 4 investment adviser representatives registered with state securities authorities, out of 8 employees, and 4 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TKG Advisors invest in?
At the end of its last fiscal year, TKG Advisors’ separately managed accounts held 50% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 7% cash and equivalents and 2% other. The 2% other category is described as: Variable Annuity Subaccounts; Fixed Annuities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TKG Advisors?
TKG Advisors’ direct owners are Wesley Kotys (75% or more) and Wesley M. Kotys Revocable Trust Dated April 5, 2023 (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 July 2026
How does TKG Advisors get paid?
TKG Advisors is paid through a percentage of assets under management, hourly charges and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact TKG Advisors?
TKG Advisors’ main office is at 1111 Glendale BLVD, Suite 105, Valparaiso, IN 46383. Its phone number is 219-465-6924. Its website is kotyswealthpro.com.