Third View Private Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and insurance. Financial planning was provided to 1–10 clients last fiscal year.
Third View Private Wealth reports 324 clients. They include 183 high-net-worth individuals, 139 individual clients and 2 charitable organizations. Of its assets, 100.0% ($1.16B across 1,792 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 6% |
| High-net-worth individuals | 56% | 94% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 139 | $68.9M | 6.0% | $496K |
| High-net-worth individuals | 183 | $1.08B | 93.9% | $5.93M |
| Charitable organizations | Fewer than 5 | $1.59M | 0.1% | $796K |
| Total | 324 | $1.16B | 100% | — |
- Clients
- 139
- Regulatory AUM
- $68.9M
- AUM share
- 6.0%
- Avg. per client
- $496K
- Clients
- 183
- Regulatory AUM
- $1.08B
- AUM share
- 93.9%
- Avg. per client
- $5.93M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.59M
- AUM share
- 0.1%
- Avg. per client
- $796K
Total
- Clients
- 324
- Regulatory AUM
- $1.16B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Third View Private Wealth charges 0.45%–1.25% a year for its Portfolio Management Services. The fee is billed in advance.
Fee details and sources
Aphyra Holdings LLC owns 25% to 50% of Third View Private Wealth and is in turn owned by Francis McKiernan (75% or more). It has 11 employees, 6 of them in advisory roles.
Leadership
- Francis McKiernanManaging Member
- Christopher PayneCCO
- Zoltan PongraczManaging Member
- Jerry SneedManaging Member
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
- Amanda Maria Diguiseppe
- Michael Alexander Herbert
- Jake Ryan McCarthy
- Francis John McKiernan
- Zoltan Pongracz
- Christopher Mathew Sneed
- Jerry Robert Sneed III
Staff
- 11 employees
- 6 in advisory functions
- 7 state-registered reps
- 1 broker-dealer rep
- 7 insurance agents
- Owns 25% to 50% of Third View Private Wealth, LLC
Aphyra Holdings LLC
Control person · since March 2025
- Owns 75% or more of Aphyra Holdings LLC
Francis McKiernan
Control person · since March 2025
- Owns 25% to 50% of Third View Private Wealth, LLC
JRS III Holding LLC
Control person · since March 2025
- Owns 75% or more of JRS III Holding LLC
Jerry Sneed
Control person · since March 2025
- Owns 25% to 50% of Third View Private Wealth, LLC
ZP Equity Holding, LLC
Control person · since March 2025
- Owns 75% or more of ZP Equity Holding, LLC
Zoltan Pongracz
Control person · since March 2025
Third View Private Wealth’s regulatory assets grew Infinity× from $0 (May 2025) to $1.16B (August 2026); employees rose from 6 to 11.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.16B | 324 | 11 | 1 |
| May 2025 | $0 | 0 | 6 | 1 |
Besides its headquarters, Third View Private Wealth has 0 offices, with 1 listed address in Connecticut.
Connecticut · 1 listed address
- 257 Riverside Avenue, Suite 301, WestportHQ
Contact and registration details
- Legal name
- Third View Private Wealth, LLC
- Headquarters
- 257 Riverside Avenue, Suite 301, Westport, CT 06880
- Website
- thirdviewpw.com
- Phone
- 860-759-0650
- SEC file
- 801-132770
- Founded
- 2025
- Structure
- Delaware LLC
- Fiscal year end
- December
Third View Private Wealth uses Charles Schwab ($886M, 85%) and Fidelity ($156M, 15%) as custodians for its separately managed accounts. Third View Private Wealth has custody of $106M in client assets for 224 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $886M85%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $156M15%
At year end, Third View Private Wealth’s separately managed accounts were mostly in stocks (73%) and bonds (11%). Its reported 13F holdings for the quarter ended 30 June 2026 total $814M across 291 positions; the largest are Nvidia Corporation (7.3%), Amazon Com Inc. (3.8%) and Microsoft Corp. (3.7%).
What the accounts hold
- Stocks73%
- Exchange-traded equities64%
- Non-exchange-traded equities9%
- Funds9%
- Registered funds8%
- Pooled vehicles1%
- Bonds11%
- Investment grade corporate bonds5%
- State and local bonds4%
- U.S. government and agency bonds1%
- Sovereign bonds1%
- Cash7%
Reported 13F holdings
- $814M
- Reported 13F value
- 291
- Positions
- 36.5%
- In the 10 largest
- +11.5%
- Value vs. prior quarter
- Nvidia Corporation7.3%
- Amazon Com Inc.3.8%
- Microsoft Corp.3.7%
- Alphabet Inc. · Cap Stk CL A3.7%
- iShares TR · 20 YR TR BD ETF3.6%
- Meta Platforms Inc. · CL A3.2%
- Tesla Inc.3.2%
- Alphabet Inc. · Cap Stk CL C2.8%
- Apple Inc.2.7%
- Visa Inc. · Com CL A2.6%
Together, the ten largest are 36.5% of reported value.
How many clients does Third View Private Wealth have?
Third View Private Wealth has 324 clients and manages $1.16 billion for them, as of August 2026. They include 183 high-net-worth individuals, 139 individual clients and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 August 2026
What services does Third View Private Wealth offer?
Third View Private Wealth provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, and insurance.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Third View Private Wealth charge?
Third View Private Wealth charges 0.45%–1.25% a year for its Portfolio Management Services. The fee is billed in advance.
Which custodians does Third View Private Wealth use?
Third View Private Wealth’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $886M and Fidelity Brokerage Services LLC (Smithfield, RI), with $156M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 August 2026
How many financial advisors does Third View Private Wealth have?
Third View Private Wealth has 7 investment adviser representatives registered with state securities authorities, out of 11 employees, and 6 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 7 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Third View Private Wealth invest in?
At the end of its last fiscal year, Third View Private Wealth’s separately managed accounts held 64% exchange-traded equities, 9% non-exchange-traded equities, 8% registered funds (mutual funds, ETFs, BDCs), 7% cash and equivalents, 5% investment grade corporate bonds, 4% state and local bonds, 1% U.S. government and agency bonds, 1% sovereign bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Third View Private Wealth?
Third View Private Wealth is owned through holding companies by Francis McKiernan, Jerry Sneed and Zoltan Pongracz. Its direct owners are Aphyra Holdings LLC, JRS III Holding LLC and ZP Equity Holding, LLC, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 10 August 2026
How does Third View Private Wealth get paid?
Third View Private Wealth is paid through a percentage of assets under management, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Third View Private Wealth registered with the SEC?
Yes, Third View Private Wealth has been registered with the SEC as an investment adviser since 19 May 2025. Its CRD number is 335591 and its SEC file number is 801-132770.
Source: Form ADV Part 1A, Item 1, filed 10 August 2026; IAPD firm record
How do I contact Third View Private Wealth?
Third View Private Wealth’s main office is at 257 Riverside Avenue, Suite 301, Westport, CT 06880. Its phone number is 860-759-0650. Its website is thirdviewpw.com.