The Wealth Alliance provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, and philanthropic planning. Financial planning was provided to 101–250 clients last fiscal year.
The Wealth Alliance reports 1,232 clients. They include 701 individual clients, 443 high-net-worth individuals, and 72 pension and profit-sharing plans. Of its assets, 99.6% ($2.09B across 4,611 accounts) are managed with discretion; $8.22M across 9 accounts are not. A wrap fee program the firm both sponsors and manages holds $2.1B. It advised 33 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 11% |
| High-net-worth individuals | 36% | 79% |
| Pension and profit-sharing plans | 6% | 4% |
| Corporations and other businesses | 1% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 701 | $223M | 10.6% | $318K |
| High-net-worth individuals | 443 | $1.67B | 79.4% | $3.77M |
| Pension and profit-sharing plans | 72 | $86.5M | 4.1% | $1.2M |
| Corporations and other businesses | 16 | $123M | 5.9% | $7.7M |
| Total | 1,232 | $2.1B | 100% | $1.71M |
- Clients
- 701
- Regulatory AUM
- $223M
- AUM share
- 10.6%
- Avg. per client
- $318K
- Clients
- 443
- Regulatory AUM
- $1.67B
- AUM share
- 79.4%
- Avg. per client
- $3.77M
- Clients
- 72
- Regulatory AUM
- $86.5M
- AUM share
- 4.1%
- Avg. per client
- $1.2M
- Clients
- 16
- Regulatory AUM
- $123M
- AUM share
- 5.9%
- Avg. per client
- $7.7M
Total
- Clients
- 1,232
- Regulatory AUM
- $2.1B
- AUM share
- 100%
- Avg. per client
- $1.71M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 33
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
The Wealth Alliance charges 0.25%–1.75% a year for its Investment Management Services. The fee is billed in advance and is negotiable. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Financial planning services
- Financial planning is billed hourly at up to $500 an hour or as a fixed fee, and may be included with ongoing management.
- Retirement plan advisory services
- Employer-sponsored retirement plans are charged an asset-based fee of up to 1.75% annually.
Wealth Alliance Holdings, LLC owns 75% or more of The Wealth Alliance. Robert Conzo is CEO; the leadership team includes President Eric Diton, Chief Financial Officer William Franey and Chief Compliance Officer Karin Tirrell. It has 29 employees, 13 of them in advisory roles.
Staff
- 29 employees
- 13 in advisory functions
- 13 state-registered reps
- 17 broker-dealer reps
- 9 insurance agents
- 3 soliciting firms
- Owns 75% or more of The Wealth Alliance, LLC
Wealth Alliance Holdings, LLC
Control person · since June 2022
- Owns 50% to 75% of Wealth Alliance Holdings, LLC
Victory River, LLC
Control person · since September 2025
- Owns 25% to 50% of Wealth Alliance Holdings, LLC
RJC Financial LLC
Control person · since November 2024
- Owns 75% or more of RJC Financial LLC
Robert Conzo
Control person · since November 2024
- Owns 25% to 50% of Wealth Alliance Holdings, LLC
E-Ditty Financial LLC
Control person · since November 2024
- Owns 75% or more of E-Ditty Financial LLC
Eric Diton
Control person · since November 2024
- Owns 25% to 50% of Wealth Alliance Holdings, LLC
Project Echo Acquisition, LLC
Control person · since November 2024
- Owns 75% or more of Project Echo Acquisition, LLC
Aspire Holdings, LLC
Control person · since November 2024
- Owns 75% or more of Project Echo Acquisition, LLC
WPCG Aspire Holdings, LLC
Control person · since July 2025
- Owns 75% or more of WPCG Aspire Holdings, LLC
WPCG Aspire, LLC
Control person · since July 2025
Nicholas Trepp
Elected manager · Control person · since November 2024
The Wealth Alliance’s regulatory assets grew 2.1× from $997M (March 2021) to $2.1B (July 2026); clients rose from 621 to 1,232 and employees from 14 to 29.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Jul 2026July 2026 | $2.1B | 1,232 | 29 | 3 |
| Jun 2025June 2025 | $1.91B | 1,186 | 28 | 3 |
| Mar 2024March 2024 | $1.7B | 1,110 | 21 | 3 |
| May 2023May 2023 | $1.48B | 1,003 | 21 | 3 |
| Jun 2022June 2022 | $1.3B | 750 | 17 | 3 |
| Mar 2021March 2021 | $997M | 621 | 14 | 3 |
Besides its headquarters, The Wealth Alliance has 2 offices (1 private residence, listed without an address), with 2 listed addresses across 2 states.
Florida · 1 listed address
- 6501 Congress Avenue, Boca Raton
New York · 1 listed address
- 105 Broadhollow Road, MelvilleHQ
Contact and registration details
- Legal name
- The Wealth Alliance, LLC
- Headquarters
- 105 Broadhollow Road, Melville, NY 11747
- Website
- thewealthalliance.com
- Phone
- 631-670-0682
- @thewealthalliance
- SEC file
- 801-117251
- Founded
- 2018
- Structure
- Delaware LLC
- Fiscal year end
- December
The Wealth Alliance’s named custodian for separately managed accounts is Fidelity ($2.1B). The Wealth Alliance has custody of $602M for 316 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $2.1B100%
At year end, The Wealth Alliance’s separately managed accounts were largely in funds (45%) and stocks (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.2B across 573 positions; the largest are Apple Inc. (9.0%), iShares TR (5.2%) and Blackrock ETF Trust (3.8%).
What the accounts hold
- Stocks35%
- Funds45%
- Registered funds44%
- Pooled vehicles1%
- Bonds13%
- State and local bonds10%
- U.S. government and agency bonds2%
- Investment grade corporate bonds1%
- Cash7%
How many clients does The Wealth Alliance have?
The Wealth Alliance has 1,232 clients and manages $2.1 billion for them, as of July 2026. They include 701 individual clients, 443 high-net-worth individuals, and 72 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 16 July 2026
What services does The Wealth Alliance offer?
The Wealth Alliance provides financial planning, portfolio management for individuals and small businesses, pension consulting, selecting other managers, education planning, estate planning, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does The Wealth Alliance charge?
The Wealth Alliance charges 0.25%–1.75% a year for its Investment Management Services. The fee is billed in advance and is negotiable.
Source: WA DISCLOSURE BROCHURE AND SUPPLEMENTS, filed 31 March 2026
Which custodians does The Wealth Alliance use?
The Wealth Alliance’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $2.1B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 16 July 2026
How many financial advisors does The Wealth Alliance have?
The Wealth Alliance has 13 investment adviser representatives registered with state securities authorities, out of 29 employees, and 13 perform investment advisory functions. 17 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does The Wealth Alliance invest in?
At the end of its last fiscal year, The Wealth Alliance’s separately managed accounts held 44% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 10% state and local bonds, 7% cash and equivalents, 2% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns The Wealth Alliance?
The Wealth Alliance is owned through a chain of holding companies by Robert Conzo, Eric Diton, Aspire Holdings, LLC, WPCG Aspire, LLC and Victory River, LLC. Its direct owner is Wealth Alliance Holdings, LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 16 July 2026
How does The Wealth Alliance get paid?
The Wealth Alliance is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact The Wealth Alliance?
The Wealth Alliance’s main office is at 105 Broadhollow Road, Melville, NY 11747. Its phone number is 631-670-0682. Its website is thewealthalliance.com.