The Phoenix Fund Advisor provides portfolio management for pooled vehicles. The firm advises 1 private fund.
The Phoenix Fund Advisor reports 2 pooled investment vehicles. These counts refer to investment vehicles, rather than the individual investors in them. Of its assets, 100.0% ($596M across 2 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Pooled investment vehicles | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Pooled investment vehicles | 2 | $596M | 100.0% | $298M |
| Total | 2 | $596M | 100% | $298M |
- Clients
- 2
- Regulatory AUM
- $596M
- AUM share
- 100.0%
- Avg. per client
- $298M
Total
- Clients
- 2
- Regulatory AUM
- $596M
- AUM share
- 100%
- Avg. per client
- $298M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 1
The Phoenix Fund Advisor is paid through performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Pariter Advisors LLC owns 50% to 75% of The Phoenix Fund Advisor and is in turn owned by Francisco Rivera Fernandez (75% or more). Francisco Rivera Fernandez is CEO; the leadership team includes Chief Compliance Officer Luis Jimenez. It has 15 employees, 1 of them in advisory roles.
Staff
- 15 employees
- 1 in advisory functions
- 1 broker-dealer rep
- 1 insurance agent
- Owns 50% to 75% of The Phoenix Fund Advisor LLC
Pariter Advisors LLC
Control person · since December 2017
- Owns 75% or more of Pariter Advisors LLC
Francisco Rivera Fernandez
Control person · since April 2017
The Phoenix Fund Advisor’s regulatory assets grew 1.7× from $350M (June 2023) to $596M (October 2025); clients rose from 1 to 2 and employees from 10 to 15.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Oct 2025October 2025 | $596M | 2 | 15 | 1 |
| Mar 2024March 2024 | $604M | 2 | 15 | 1 |
| Jun 2023June 2023 | $350M | 1 | 10 | 1 |
Besides its headquarters, The Phoenix Fund Advisor has 0 offices, with 1 listed address in 1 state.
Puerto Rico · 1 listed address
- Villa Caparra, 243 PR State Road No. 2, GuaynaboHQ
Contact and registration details
- Legal name
- The Phoenix Fund Advisor LLC
- Headquarters
- Villa Caparra, 243 PR State Road No. 2, Guaynabo, PR 00969
- Website
- phoenixfund.com
- Phone
- 787-510-6600
- SEC file
- 801-128408
- Structure
- Puerto Rico LLC
- Fiscal year end
- December
The Phoenix Fund Advisor has custody of $596M for 2 clients.
How many clients does The Phoenix Fund Advisor have?
The Phoenix Fund Advisor has 2 clients and manages $596 million for them, as of October 2025. They include 2 pooled investment vehicles.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 October 2025
What services does The Phoenix Fund Advisor offer?
The Phoenix Fund Advisor provides portfolio management for pooled vehicles.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does The Phoenix Fund Advisor have?
The Phoenix Fund Advisor has 0 investment adviser representatives registered with state securities authorities, out of 15 employees, and 1 perform investment advisory functions. 1 employee is a registered representative of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
Who owns The Phoenix Fund Advisor?
The Phoenix Fund Advisor is owned through a holding company by Francisco Rivera Fernandez. Its direct owner is Pariter Advisors LLC (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 13 October 2025
How does The Phoenix Fund Advisor get paid?
The Phoenix Fund Advisor is paid through performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact The Phoenix Fund Advisor?
The Phoenix Fund Advisor’s main office is at Villa Caparra, 243 PR State Road No. 2, Guaynabo, PR 00969. Its phone number is 787-510-6600. Its website is phoenixfund.com.