Teamwork Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Teamwork Financial Advisors reports 2,485 clients. They include 1,487 individual clients, 993 high-net-worth individuals and 3 charitable organizations. Of its assets, 100.0% ($1.01B across 4,648 accounts) are managed with discretion. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 60% | 25% |
| High-net-worth individuals | 40% | 74% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,487 | $258M | 25.5% | $174K |
| High-net-worth individuals | 993 | $746M | 73.6% | $751K |
| Pension and profit-sharing plans | Fewer than 5 | $1.73M | 0.2% | $864K |
| Charitable organizations | Fewer than 5 | $7.65M | 0.8% | $2.55M |
| Total | 2,485 | $1.01B | 100% | — |
- Clients
- 1,487
- Regulatory AUM
- $258M
- AUM share
- 25.5%
- Avg. per client
- $174K
- Clients
- 993
- Regulatory AUM
- $746M
- AUM share
- 73.6%
- Avg. per client
- $751K
- Clients
- Fewer than 5
- Regulatory AUM
- $1.73M
- AUM share
- 0.2%
- Avg. per client
- $864K
- Clients
- Fewer than 5
- Regulatory AUM
- $7.65M
- AUM share
- 0.8%
- Avg. per client
- $2.55M
Total
- Clients
- 2,485
- Regulatory AUM
- $1.01B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
Teamwork Financial Advisors charges 0.60%–1.20% for its Asset Management Services. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Stand-alone financial planning and consulting is billed by scope and complexity, typically $250 to $2,500, generally in advance.
Douglas Moe owns 75% or more of Teamwork Financial Advisors. The leadership team of Teamwork Financial Advisors includes Chief Compliance Officer Douglas Moe. It has 26 employees, 11 of them in advisory roles.
Leadership
- Douglas MoeCEO, Chief Compliance Officer
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Hany H Ahmad
- Michael De Guzman
- Diana Morales Jordan
- Herbert N Kraus JR.
- Austin Miller
- Douglas Ronald Moe
- Madison Haley Moe
- Meagan Moe Niese
- Clay Rogers
- Russell Drake Thamm
- Jeffrey Allen Wright
Staff
- 26 employees
- 11 in advisory functions
- 11 state-registered reps
- 13 insurance agents
- Owns 75% or more of Teamwork Financial Advisors, LLC
Douglas Moe
Control person · since August 2012
Teamwork Financial Advisors’ regulatory assets grew 2.2× from $464M (July 2021) to $1.01B (August 2026); clients rose from 1,382 to 2,485 and employees from 13 to 26.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.01B | 2,485 | 26 | 5 |
| March 2025 | $800M | 2,328 | 27 | 5 |
| July 2024 | $654M | 2,268 | 27 | 5 |
| May 2023 | $560M | 2,279 | 14 | 6 |
| March 2022 | $606M | 1,848 | 14 | 6 |
| July 2021 | $464M | 1,382 | 13 | 5 |
Besides its headquarters, Teamwork Financial Advisors has 4 offices, with 5 listed addresses in Texas.
Texas · 5 listed addresses
- 8 Dominion Drive BLDG 100-103, San AntonioHQ
- 11612 Bee Caves Building 2, Austin
- 9811 Katy Fwy, Houston
- 24 Waterway DR., Suite 630, The Woodlands
- 2115 Stephens PL, New Braunfels
Contact and registration details
- Legal name
- Teamwork Financial Advisors, LLC
- Headquarters
- 8 Dominion Drive BLDG 100-103, San Antonio, TX 78257
- Website
- teamworkfinancial.com
- Phone
- 210-687-1333
- @teamwork-financial
- SEC file
- 801-114801
- Structure
- Texas LLC
- Fiscal year end
- December
Teamwork Financial Advisors uses Charles Schwab ($1.01B) as custodian for its separately managed accounts. Teamwork Financial Advisors has custody of $388M in client assets for 1,591 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.01B100%
At year end, Teamwork Financial Advisors’ separately managed accounts were mostly in stocks (97%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.1B across 215 positions; the largest are Apple Inc. (4.1%), Amazon Com Inc. (3.6%) and SPDR Series Trust (3.4%).
What the accounts hold
- Stocks97%
- Funds2%
- Cash1%
Reported 13F holdings
- $1.1B
- Reported 13F value
- 215
- Positions
- 27.8%
- In the 10 largest
- +16.5%
- Value vs. prior quarter
- Apple Inc.4.1%
- Amazon Com Inc.3.6%
- SPDR Series Trust · ST Str Blo 1 ETF3.4%
- Nvidia Corporation3.0%
- Capital Group Dividend Value · Shs Creat Unit2.5%
- Tidal Trust Iii · Fund Gra Mid ETF2.4%
- Alphabet Inc. · Cap Stk CL A2.2%
- Advanced Micro Devices Inc.2.2%
- SPDR Series Trust · ST Str SP Aero2.2%
- Global X Fds · US Infr Dev ETF2.2%
Together, the ten largest are 27.8% of reported value.
How many clients does Teamwork Financial Advisors have?
Teamwork Financial Advisors has 2,485 clients and manages $1.01 billion for them, as of August 2026. They include 1,487 individual clients, 993 high-net-worth individuals and 3 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 14 August 2026
What services does Teamwork Financial Advisors offer?
Teamwork Financial Advisors provides financial planning, portfolio management for individuals and small businesses, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Teamwork Financial Advisors charge?
Teamwork Financial Advisors charges 0.60%–1.20% for its Asset Management Services. The brochure does not state whether the rate is annual. The fee is billed in arrears and is negotiable.
Source: TEAMWORK FINANCIAL ADVISORS, LLC ADV PART 2A, filed 20 April 2026
Which custodians does Teamwork Financial Advisors use?
Teamwork Financial Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.01B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 14 August 2026
How many financial advisors does Teamwork Financial Advisors have?
Teamwork Financial Advisors has 11 investment adviser representatives registered with state securities authorities, out of 26 employees, and 11 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 13 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Teamwork Financial Advisors invest in?
At the end of its last fiscal year, Teamwork Financial Advisors’ separately managed accounts held 97% exchange-traded equities, 2% registered funds (mutual funds, ETFs, BDCs) and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Teamwork Financial Advisors?
Teamwork Financial Advisors’ direct owner is Douglas Moe (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 14 August 2026
How does Teamwork Financial Advisors get paid?
Teamwork Financial Advisors is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Teamwork Financial Advisors registered with the SEC?
Yes, Teamwork Financial Advisors has been registered with the SEC as an investment adviser since 6 March 2019. Its CRD number is 165237 and its SEC file number is 801-114801.
Source: Form ADV Part 1A, Item 1, filed 14 August 2026; IAPD firm record
How do I contact Teamwork Financial Advisors?
Teamwork Financial Advisors’ main office is at 8 Dominion Drive BLDG 100-103, San Antonio, TX 78257. Its phone number is 210-687-1333. Its website is teamworkfinancial.com.