Team Financial Group provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Team Financial Group reports 366 clients. They include 287 individual clients and 79 high-net-worth individuals. Of its assets, 100.0% ($251M across 793 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 78% | 44% |
| High-net-worth individuals | 22% | 56% |
| Charitable organizations | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 287 | $110M | 43.8% | $383K |
| High-net-worth individuals | 79 | $140M | 55.9% | $1.77M |
| Charitable organizations | Fewer than 5 | $932K | 0.4% | — |
| Total | 366 | $251M | 100% | — |
- Clients
- 287
- Regulatory AUM
- $110M
- AUM share
- 43.8%
- Avg. per client
- $383K
- Clients
- 79
- Regulatory AUM
- $140M
- AUM share
- 55.9%
- Avg. per client
- $1.77M
- Clients
- Fewer than 5
- Regulatory AUM
- $932K
- AUM share
- 0.4%
- Avg. per client
- —
Total
- Clients
- 366
- Regulatory AUM
- $251M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Team Financial Group is paid through a percentage of assets under management and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Basic Estate Planning
- Maximum flat fee of $2,200, plus $300 for each additional property or entity; amendments start at $350.
Jeffry Cole owns 50% to 75% of Team Financial Group. The leadership team of Team Financial Group includes Chief Compliance Officer Jeffry Cole. It has 7 employees, 6 of them in advisory roles.
Leadership
- Jeffry ColeChief Compliance Officer
- Leonard ColeManaging Member
- Jeffry ColeManaging Member
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Jeffry Stephen Cole
- Jeffry Stephen Cole II
- Leonard Paul Cole
- David Paul Leonhart
- Brian Owen
- Dustin Paul Watts
Staff
- 7 employees
- 6 in advisory functions
- 6 state-registered reps
- 6 insurance agents
- Owns 50% to 75% of Team Financial Group, LLC
Jeffry Cole
Control person · since August 2013
- Owns 50% to 75% of Team Financial Group, LLC
Leonard Cole
Control person · since August 2013
Team Financial Group’s regulatory assets grew 2.5× from $102M (April 2023) to $251M (June 2026); clients rose from 342 to 366 and employees fell from 8 to 7.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| June 2026 | $251M | 366 | 7 | 2 |
| May 2025 | $186M | 332 | 7 | 2 |
| May 2024 | $147M | 316 | 8 | 1 |
| April 2023 | $102M | 342 | 8 | 1 |
Besides its headquarters, Team Financial Group has 1 office (1 private residence, listed without an address), with 1 listed address in California.
California · 1 listed address
- 40395 Winchester Road, Suite A, TemeculaHQ
Contact and registration details
- Legal name
- Team Financial Group, LLC
- Headquarters
- 40395 Winchester Road, Suite A, Temecula, CA 92591
- Website
- Not reported
- Phone
- 951-308-6444
- @team-wealth-&-tax-advisors
- SEC file
- 801-127441
- Structure
- California LLC
- Fiscal year end
- December
Team Financial Group uses Charles Schwab ($233M) as custodian for its separately managed accounts. Team Financial Group has custody of $52.2M in client assets for 116 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $233M100%
At year end, Team Financial Group’s separately managed accounts were mostly in funds (95%). Its reported 13F holdings for the quarter ended 30 June 2026 total $236M across 56 positions; the largest are Wisdomtree US Quality Dividend Growth Fund (16.5%), Wisdomtree U.S. Largecap Fund (15.1%) and Wisdomtree Floating Rate Treasury Fund (8.3%).
What the accounts hold
- Stocks2%
- Funds95%
- Bonds2%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash1%
Reported 13F holdings
- $236M
- Reported 13F value
- 56
- Positions
- 77.7%
- In the 10 largest
- +6.9%
- Value vs. prior quarter
- Wisdomtree US Quality Dividend Growth FundETF16.5%
- Wisdomtree U.S. Largecap FundETF15.1%
- Wisdomtree Floating Rate Treasury FundETF8.3%
- Schwab U.S. Large-cap Growth ETFETF8.0%
- Wisdomtree U.S. Multifactor FundETF6.6%
- Pgim Total Return Bond ETFETF5.6%
- Pgim Short Duration Multi-sector Bond ETFETF4.7%
- Wisdomtree US Value Fund OF Benef InterestETF4.6%
- Avantis U.S. Large Cap Value ETFETF4.4%
- Pacer US Large Cap Cash Cows Growth Leaders ETFETF3.9%
Together, the ten largest are 77.7% of reported value.
How many clients does Team Financial Group have?
Team Financial Group has 366 clients and manages $251 million for them, as of June 2026. They include 287 individual clients and 79 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 2 June 2026
What services does Team Financial Group offer?
Team Financial Group provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Team Financial Group use?
Team Financial Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $233M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 2 June 2026
How many financial advisors does Team Financial Group have?
Team Financial Group has 6 investment adviser representatives registered with state securities authorities, out of 7 employees, and 6 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 6 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Team Financial Group invest in?
At the end of its last fiscal year, Team Financial Group’s separately managed accounts held 95% registered funds (mutual funds, ETFs, BDCs), 2% exchange-traded equities, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Team Financial Group?
Team Financial Group’s direct owners are Jeffry Cole (50% to 75%) and Leonard Cole (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 2 June 2026
How does Team Financial Group get paid?
Team Financial Group is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Team Financial Group?
Team Financial Group’s main office is at 40395 Winchester Road, Suite A, Temecula, CA 92591. Its phone number is 951-308-6444.