TD Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, estate planning, insurance, and tax planning.
TD Capital Management reports 451 clients. They include 250 high-net-worth individuals, 195 individual clients and 5 charitable organizations. Of its assets, 100.0% ($1.24B across 251 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 7% |
| High-net-worth individuals | 55% | 91% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 1% | 1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 195 | $90.4M | 7.3% | $463K |
| High-net-worth individuals | 250 | $1.14B | 91.5% | $4.55M |
| Pension and profit-sharing plans | Fewer than 5 | $186K | 0.0% | $186K |
| Charitable organizations | 5 | $15.3M | 1.2% | $3.06M |
| Total | 451 | $1.24B | 100% | — |
- Clients
- 195
- Regulatory AUM
- $90.4M
- AUM share
- 7.3%
- Avg. per client
- $463K
- Clients
- 250
- Regulatory AUM
- $1.14B
- AUM share
- 91.5%
- Avg. per client
- $4.55M
- Clients
- Fewer than 5
- Regulatory AUM
- $186K
- AUM share
- 0.0%
- Avg. per client
- $186K
- Clients
- 5
- Regulatory AUM
- $15.3M
- AUM share
- 1.2%
- Avg. per client
- $3.06M
Total
- Clients
- 451
- Regulatory AUM
- $1.24B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 0
TD Capital Management charges 0.40%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Financial planning is billed hourly at $300 to $375, or as a fixed fee typically $1,000 to $3,000, agreed with the client before the engagement.
Nimrod Gordon Thompson Revocable Trust for Membership Interests owns 50% to 75% of TD Capital Management. The leadership team of TD Capital Management includes Chief Compliance Officer Christopher Lacy. It has 13 employees, 8 of them in advisory roles.
Leadership
- Christopher LacyDirector, Chief Compliance Officer
- Margaret CampbellDirector
- John HarrellDirector
- Bryan KochDirector
- Jay McDonaldMember
- Jere SightsMember
- Jere SightsDirector
- Nimrod ThompsonManaging Member
- Nimrod ThompsonMember
Investment adviser representatives
8 representatives listed in the SEC register as of 9 October 2026.
- James Michael Dehority
- John Robert Harrell
- Christopher Lee Lacy
- Jay Martin McDonald
- Colin P Prince
- Jere Matthews Sights III
- Nimrod Gordon Thompson
- Nimrod G. Thompson JR.
Staff
- 13 employees
- 8 in advisory functions
- 8 state-registered reps
- Owns 50% to 75% of TD Capital Management LLC
Nimrod Gordon Thompson Revocable Trust for Membership Interests
Control person · since January 2022
- Owns 10% to 25% of TD Capital Management LLC
John Harrell
Control person · since January 2017
- Owns 5% to 10% of TD Capital Management LLC
Jere Sights
Control person · since September 2017
- Owns 5% to 10% of TD Capital Management LLC
Christopher Lacy
Control person · since January 2017
- Owns 5% to 10% of TD Capital Management LLC
Margaret Campbell
Control person · since January 2017
- Owns 5% to 10% of TD Capital Management LLC
Nimrod Thompson
Control person · since January 2023
- Owns 5% to 10% of TD Capital Management LLC
Bryan Koch
Control person · since July 2023
TD Capital Management’s regulatory assets grew 1.6× from $802M (March 2021) to $1.24B (August 2026); clients rose from 392 to 451 and employees were 13 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $1.24B | 451 | 13 | 1 |
| February 2025 | $1.09B | 429 | 14 | 1 |
| February 2024 | $971M | 416 | 13 | 1 |
| March 2023 | $846M | 404 | 13 | 1 |
| February 2022 | $961M | 400 | 12 | 1 |
| March 2021 | $802M | 392 | 13 | 1 |
Besides its headquarters, TD Capital Management has 0 offices, with 1 listed address in Tennessee.
Tennessee · 1 listed address
- 5100 Poplar Avenue, Suite 2904, MemphisHQ
Other business names
TD Capital Management has reported 1 other business name to the SEC.
- TD Capital
Contact and registration details
- Legal name
- TD Capital Management LLC
- Headquarters
- 5100 Poplar Avenue, Suite 2904, Memphis, TN 38137-1400
- Website
- tdcapitalmanagement.com
- Phone
- 901-681-0021
- @td-capital-management-llc
- SEC file
- 801-52893
- Founded
- 1996
- Structure
- Tennessee LLC
- Fiscal year end
- December
TD Capital Management uses Fidelity ($1.22B) as custodian for its separately managed accounts. TD Capital Management has custody of $222M in client assets for 85 clients.
- FidelityNational Financial Services LLC · Boston, MA · $1.22B100%
At year end, TD Capital Management’s separately managed accounts were mostly in stocks (91%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.22B across 797 positions; the largest are iShares TR (17.1%), Vanguard Index Fds (7.7%) and iShares TR (4.9%).
What the accounts hold
- Stocks91%
- Funds5%
- Cash4%
Reported 13F holdings
- $1.22B
- Reported 13F value
- 797
- Positions
- 52.8%
- In the 10 largest
- +10.0%
- Value vs. prior quarter
- iShares TR · Core S&P Ttl Stk17.1%
- Vanguard Index Fds · Total Stk Mkt7.7%
- iShares TR · Core S&P500 ETF4.9%
- Vanguard BD Index Fds · Short Trm Bond4.0%
- Vanguard Specialized Funds · Div App ETF3.6%
- iShares TR · MSCI USA Qlt Fct3.4%
- Pimco ETF TR · Enhncd LW Dur AC3.4%
- Vanguard Index Fds · Growth ETF3.2%
- Vanguard BD Index Fds · Total Bnd Mrkt2.8%
- Vanguard Index Fds · S&P 500 ETF Shs2.5%
Together, the ten largest are 52.8% of reported value.
How many clients does TD Capital Management have?
TD Capital Management has 451 clients and manages $1.24 billion for them, as of August 2026. They include 250 high-net-worth individuals, 195 individual clients and 5 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 August 2026
What services does TD Capital Management offer?
TD Capital Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, education planning, estate planning, insurance, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does TD Capital Management charge?
TD Capital Management charges 0.40%–1.00% a year for its Portfolio Management Fees. The fee is billed in arrears, is negotiable and has a $3,000 annual minimum.
Source: TD CAPITAL MANAGEMENT LLC FORM ADV PART 2A, filed 26 August 2026
Which custodians does TD Capital Management use?
TD Capital Management’s separately managed account assets are held at National Financial Services LLC (Boston, MA), with $1.22B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 August 2026
How many financial advisors does TD Capital Management have?
TD Capital Management has 8 investment adviser representatives registered with state securities authorities, out of 13 employees, and 8 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does TD Capital Management invest in?
At the end of its last fiscal year, TD Capital Management’s separately managed accounts held 91% exchange-traded equities, 5% registered funds (mutual funds, ETFs, BDCs) and 4% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns TD Capital Management?
TD Capital Management’s direct owners are Jere Sights (5% to 10%), John Harrell (10% to 25%), Christopher Lacy (5% to 10%), Margaret Campbell (5% to 10%), Nimrod Gordon Thompson Revocable Trust for Membership Interests (50% to 75%), Nimrod Thompson (5% to 10%) and Bryan Koch (5% to 10%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 August 2026
How does TD Capital Management get paid?
TD Capital Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is TD Capital Management registered with the SEC?
Yes, TD Capital Management has been registered with the SEC as an investment adviser since 16 September 1996. Its CRD number is 106125 and its SEC file number is 801-52893.
Source: Form ADV Part 1A, Item 1, filed 26 August 2026; IAPD firm record
How do I contact TD Capital Management?
TD Capital Management’s main office is at 5100 Poplar Avenue, Suite 2904, Memphis, TN 38137-1400. Its phone number is 901-681-0021. Its website is tdcapitalmanagement.com.