SYON Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers. Financial planning was provided to 1–10 clients last fiscal year. The firm advises 8 private funds.
SYON Capital reports 72 clients. They include 64 high-net-worth individuals, 6 pooled investment vehicles and 2 charitable organizations. Of its assets, 53.0% ($2.32B across 519 accounts) are managed with discretion; $2.06B across 570 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 89% | 98% |
| Pooled investment vehicles | 8% | 1% |
| Charitable organizations | 3% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 64 | $4.29B | 97.8% | $67M |
| Pooled investment vehicles | 6 | $51.6M | 1.2% | $8.6M |
| Charitable organizations | 2 | $43M | 1.0% | $21.5M |
| Total | 72 | $4.38B | 100% | $60.8M |
- Clients
- 64
- Regulatory AUM
- $4.29B
- AUM share
- 97.8%
- Avg. per client
- $67M
- Clients
- 6
- Regulatory AUM
- $51.6M
- AUM share
- 1.2%
- Avg. per client
- $8.6M
- Clients
- 2
- Regulatory AUM
- $43M
- AUM share
- 1.0%
- Avg. per client
- $21.5M
Total
- Clients
- 72
- Regulatory AUM
- $4.38B
- AUM share
- 100%
- Avg. per client
- $60.8M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 8
- Financial planning clients last fiscal year
- 1–10
SYON Capital charges up to 1.50% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Fee details and sources
Syon LLC owns 75% or more of SYON Capital. The leadership team of SYON Capital includes President Megan Mulloy, Chief Financial Officer Sien Chen and Chief Compliance Officer John Dwyer. It has 17 employees, 5 of them in advisory roles.
Leadership
- Megan MulloyVice President
- Sien ChenChief Financial Officer
- John DwyerChief Compliance Officer
- Ashu ChopraManaging Member
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Michelle Benicta
- Florence Chau
- Sien Chen
- Ashu Chopra
- Eden Y Fong
- Christine Jane Han
- Peter Wade Lowden
- Megan S Mulloy
- Bernardino Ortiz
- Salvatore Peritore
- Andrew Richard Rumbelow
- Ashish Jitendra Shah
Staff
- 17 employees
- 5 in advisory functions
- 9 state-registered reps
- 2 insurance agents
- Owns 75% or more of Syon Capital LLC
Syon LLC
Control person · since September 2022
Cdot LLC
Owner · Control person · since September 2022
- Owns 50% to 75% of Cdot LLC
Chopra Living Trust
Control person · since September 2022
Ashu Chopra
Trustee · Control person · since June 2008
Shaili Chopra
Trustee · Control person · since June 2008
- Owns 25% to 50% of Cdot LLC
Chopra Dynasty Trust
Control person · since September 2022
Peak Trust Company
Trustee · Control person · since September 2022
SYON Capital’s regulatory assets grew 3.1× from $1.42B (March 2023) to $4.38B (July 2026); clients rose from 50 to 72 and employees from 9 to 17.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $4.38B | 72 | 17 | 1 |
| April 2025 | $2.93B | 54 | 13 | 1 |
| May 2024 | $2.53B | 57 | 10 | 1 |
| March 2023 | $1.42B | 50 | 9 | 1 |
Besides its headquarters, SYON Capital has 0 offices, with 1 listed address in California.
California · 1 listed address
- 555 Montgomery St., Ste 1250, San FranciscoHQ
Contact and registration details
- Legal name
- Syon Capital LLC
- Headquarters
- 555 Montgomery St., Ste 1250, San Francisco, CA 94111
- Website
- syoncap.com
- Phone
- 415-520-7966
- @88641357
- SEC file
- 801-126386
- Structure
- Delaware LLC
- Fiscal year end
- December
SYON Capital uses Charles Schwab ($4.13B) as custodian for its separately managed accounts. SYON Capital has custody of $622M in client assets for 71 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $4.13B100%
At year end, SYON Capital’s separately managed accounts were mostly in stocks (51%) and funds (45%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.3B across 950 positions; the largest are Alphabet Inc. Cap Stk CL A (3.8%), iShares California Muni Bond ETF (3.5%) and Apple Inc. (3.0%).
What the accounts hold
- Stocks51%
- Funds45%
- Registered funds33%
- Pooled vehicles12%
- Bonds2%
- U.S. government and agency bonds1%
- State and local bonds1%
- Cash2%
Reported 13F holdings
- $2.3B
- Reported 13F value
- 950
- Positions
- 25.9%
- In the 10 largest
- +15.4%
- Value vs. prior quarter
- Alphabet Inc. Cap Stk CL A3.8%
- iShares California Muni Bond ETFETF3.5%
- Apple Inc.3.0%
- Nvidia Corporation3.0%
- iShares Core MSCI Emerging Markets ETFETF2.3%
- Alphabet Inc. Cap Stk CL C2.2%
- Meta Platforms Inc. CL A2.2%
- Doordash Inc. CL A2.1%
- Microsoft Corp.2.0%
- iShares Core U.S. Aggregate Bond ETFETF1.9%
Together, the ten largest are 25.9% of reported value.
How many clients does SYON Capital have?
SYON Capital has 72 clients and manages $4.38 billion for them, as of July 2026. They include 64 high-net-worth individuals, 6 pooled investment vehicles and 2 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 July 2026
What services does SYON Capital offer?
SYON Capital provides portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does SYON Capital charge?
SYON Capital charges up to 1.50% a year for its Investment Management Services. The fee is billed in advance or in arrears and is negotiable.
Source: SYON CAPITAL ADV PART 2A 03-26-2025, filed 27 July 2026
Which custodians does SYON Capital use?
SYON Capital’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $4.13B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 July 2026
How many financial advisors does SYON Capital have?
SYON Capital has 9 investment adviser representatives registered with state securities authorities, out of 17 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SYON Capital invest in?
At the end of its last fiscal year, SYON Capital’s separately managed accounts held 51% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 12% pooled vehicles (private funds and similar), 2% cash and equivalents, 1% U.S. government and agency bonds and 1% state and local bonds. It advises 8 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns SYON Capital?
SYON Capital’s direct owner is Syon LLC (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 July 2026
How does SYON Capital get paid?
SYON Capital is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is SYON Capital registered with the SEC?
Yes, SYON Capital has been registered with the SEC as an investment adviser since 12 August 2022. Its CRD number is 322776 and its SEC file number is 801-126386.
Source: Form ADV Part 1A, Item 1, filed 27 July 2026; IAPD firm record
How do I contact SYON Capital?
SYON Capital’s main office is at 555 Montgomery St., Ste 1250, San Francisco, CA 94111. Its phone number is 415-520-7966. Its website is syoncap.com.