Sun Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars. Financial planning was provided to 11–25 clients last fiscal year.
Sun Financial reports 380 clients. They include 322 individual clients, 57 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 95.1% ($207M across 860 accounts) are managed with discretion; $10.7M across 43 accounts are not. It advised 26 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 85% | 43% |
| High-net-worth individuals | 15% | 57% |
| Pension and profit-sharing plans | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 322 | $93.7M | 43.1% | $291K |
| High-net-worth individuals | 57 | $124M | 56.8% | $2.17M |
| Pension and profit-sharing plans | 1 | $165K | 0.1% | $165K |
| Total | 380 | $217M | 100% | $572K |
- Clients
- 322
- Regulatory AUM
- $93.7M
- AUM share
- 43.1%
- Avg. per client
- $291K
- Clients
- 57
- Regulatory AUM
- $124M
- AUM share
- 56.8%
- Avg. per client
- $2.17M
- Clients
- 1
- Regulatory AUM
- $165K
- AUM share
- 0.1%
- Avg. per client
- $165K
Total
- Clients
- 380
- Regulatory AUM
- $217M
- AUM share
- 100%
- Avg. per client
- $572K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 26
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Sun Financial charges 0.85%–1.30% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Fee details and sources
Shane Christiansen owns 75% or more of Sun Financial. The leadership team of Sun Financial includes Chief Compliance Officer Connie Christiansen. It has 5 employees, 3 of them in advisory roles.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 75% or more of Sun Financial, Inc.
Shane Christiansen
Control person · since January 2003
Sun Financial’s regulatory assets grew from $176M (March 2025) to $217M (September 2026); clients fell from 442 to 380 and employees were 5 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Sep 2026September 2026 | $217M | 380 | 5 | 1 |
| Mar 2025March 2025 | $176M | 442 | 5 | 1 |
Besides its headquarters, Sun Financial has 0 offices, with 1 listed address in 1 state.
Utah · 1 listed address
- 6967 South River Gate Drive, Suite 102, MidvaleHQ
Contact and registration details
- Legal name
- Sun Financial, Inc.
- Headquarters
- 6967 South River Gate Drive, Suite 102, Midvale, UT 84047
- Website
- presidiowealth.com
- Phone
- 801-290-3201
- SEC file
- 801-131464
- Structure
- Utah corporation
- Fiscal year end
- December
Sun Financial’s named custodian for separately managed accounts is Charles Schwab ($176M). Sun Financial has custody of $59.2M for 126 clients.
- Charles SchwabCharles Schwab & Co., Inc. · West Lake, TX · $176M100%
At year end, Sun Financial’s separately managed accounts were mostly in funds (55%) and stocks (41%). Its reported 13F holdings for the quarter ended 30 June 2026 total $212M across 161 positions; the largest are First TR Exchange Traded FD (4.8%), First TR Exchng Traded FD VI (4.2%) and Schwab Strategic TR (3.9%).
What the accounts hold
- Stocks41%
- Funds55%
- Bonds2%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash2%
How many clients does Sun Financial have?
Sun Financial has 380 clients and manages $217 million for them, as of September 2026. They include 322 individual clients, 57 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 18 September 2026
What services does Sun Financial offer?
Sun Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sun Financial charge?
Sun Financial charges 0.85%–1.30% a year for its Investment Management Fees. The fee is billed in advance and is negotiable.
Source: FORM ADV PART 2A PWM WEALTH MANAGEMENT SERVICES, filed 30 March 2026
Which custodians does Sun Financial use?
Sun Financial’s separately managed account assets are held at Charles Schwab & Co., Inc. (West Lake, TX), with $176M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 18 September 2026
How many financial advisors does Sun Financial have?
Sun Financial has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sun Financial invest in?
At the end of its last fiscal year, Sun Financial’s separately managed accounts held 55% registered funds (mutual funds, ETFs, BDCs), 41% exchange-traded equities, 2% cash and equivalents, 1% state and local bonds and 1% investment grade corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sun Financial?
Sun Financial’s direct owner is Shane Christiansen (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 18 September 2026
How does Sun Financial get paid?
Sun Financial is paid through a percentage of assets under management and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sun Financial?
Sun Financial’s main office is at 6967 South River Gate Drive, Suite 102, Midvale, UT 84047. Its phone number is 801-290-3201. Its website is presidiowealth.com.