Summit Group Retirement Planners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars. Financial planning was provided to 1–10 clients last fiscal year.
Summit Group Retirement Planners reports 247 clients. They include 177 individual clients, 58 pension and profit-sharing plans, and 12 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $302M across 255 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 72% | 13% |
| High-net-worth individuals | 5% | 8% |
| Pension and profit-sharing plans | 23% | 78% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
| Other client typesOther | Not reported | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 177 | $39.6M | 13.1% | $224K |
| High-net-worth individuals | 12 | $25.6M | 8.5% | $2.13M |
| Pension and profit-sharing plans | 58 | $235M | 77.7% | $4.05M |
| Charitable organizations | Fewer than 5 | $975K | 0.3% | — |
| Corporations and other businesses | Fewer than 5 | $641K | 0.2% | — |
| Other | Fewer than 5 | $634K | 0.2% | — |
| Total | 247 | $302M | 100% | — |
- Clients
- 177
- Regulatory AUM
- $39.6M
- AUM share
- 13.1%
- Avg. per client
- $224K
- Clients
- 12
- Regulatory AUM
- $25.6M
- AUM share
- 8.5%
- Avg. per client
- $2.13M
- Clients
- 58
- Regulatory AUM
- $235M
- AUM share
- 77.7%
- Avg. per client
- $4.05M
- Clients
- Fewer than 5
- Regulatory AUM
- $975K
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $641K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $634K
- AUM share
- 0.2%
- Avg. per client
- —
Total
- Clients
- 247
- Regulatory AUM
- $302M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Summit Group Retirement Planners is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees); its fees and minimums are set out in its brochures on the SEC website.
Anthony Fiorenza owns 50% to 75% of Summit Group Retirement Planners. It has 4 employees, 3 of them in advisory roles.
Staff
- 4 employees
- 3 in advisory functions
- 3 state-registered reps
- 2 broker-dealer reps
- 2 insurance agents
- Owns 50% to 75% of Summit Group Retirement Planners, Inc.
Anthony Fiorenza
Control person · since November 2013
- Owns 25% to 50% of Summit Group Retirement Planners, Inc.
Derek Fiorenza
Control person · since November 2013
Summit Group Retirement Planners’ regulatory assets grew 1.6× from $193M (March 2021) to $302M (February 2026); clients rose from 201 to 247 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Feb 2026February 2026 | $302M | 247 | 4 | 2 |
| Mar 2025March 2025 | $262M | 257 | 4 | 2 |
| Mar 2024March 2024 | $260M | 259 | 4 | 2 |
| Mar 2023March 2023 | $206M | 235 | 3 | 1 |
| Mar 2022March 2022 | $222M | 219 | 4 | 1 |
| Mar 2021March 2021 | $193M | 201 | 4 | 1 |
Besides its headquarters, Summit Group Retirement Planners has 1 office (1 private residence, listed without an address), with 1 listed address in 1 state.
Pennsylvania · 1 listed address
- 431 Exton Commons, ExtonHQ
Other business names
Summit Group Retirement Planners has reported 2 other business names to the SEC.
- SGRP
- Summit Group Investor Strategists
Contact and registration details
- Legal name
- Summit Group Retirement Planners, Inc.
- Headquarters
- 431 Exton Commons, Exton, PA 19341
- Website
- sgretirementplanners.com
- Phone
- 484-467-7899
- SEC file
- 801-110664
- Structure
- Pennsylvania corporation
- Fiscal year end
- December
Summit Group Retirement Planners’ named custodians for separately managed accounts include Fidelity ($135M, 46%), LPL Financial ($68M, 23%) and Ascensus Trust ($58.6M, 20%). Summit Group Retirement Planners does not have custody of client assets.
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $68M23%
- Ascensus TrustAscensus Trust Company · Fargo, ND · $58.6M20%
- FidelityNational Financial Services LLC · Boston, MA · $135M46%
- Matrix TrustMatrix Trust Company · Denver, CO · $29.3M10%
At year end, Summit Group Retirement Planners’ separately managed accounts were mostly in funds (90%).
What the accounts hold
- Stocks6%
- Funds90%
- Registered funds84%
- Pooled vehicles6%
- Cash3%
- Other1%
- Notes1%
How many clients does Summit Group Retirement Planners have?
Summit Group Retirement Planners has 247 clients and manages $302 million for them, as of February 2026. They include 177 individual clients, 58 pension and profit-sharing plans, and 12 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 26 February 2026
What services does Summit Group Retirement Planners offer?
Summit Group Retirement Planners provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Summit Group Retirement Planners use?
Summit Group Retirement Planners’ separately managed account assets are held at National Financial Services LLC (Boston, MA), with $135M, LPL Financial LLC (Fort Mill, SC), with $68M, Ascensus Trust Company (Fargo, ND), with $58.6M and Matrix Trust Company (Denver, CO), with $29.3M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 26 February 2026
How many financial advisors does Summit Group Retirement Planners have?
Summit Group Retirement Planners has 3 investment adviser representatives registered with state securities authorities, out of 4 employees, and 3 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Summit Group Retirement Planners invest in?
At the end of its last fiscal year, Summit Group Retirement Planners’ separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 6% exchange-traded equities, 6% pooled vehicles (private funds and similar), 3% cash and equivalents and 1% other. The 1% other category is described as: Notes.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Summit Group Retirement Planners?
Summit Group Retirement Planners’ direct owners are Anthony Fiorenza (50% to 75%) and Derek Fiorenza (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 26 February 2026
How does Summit Group Retirement Planners get paid?
Summit Group Retirement Planners is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Summit Group Retirement Planners?
Summit Group Retirement Planners’ main office is at 431 Exton Commons, Exton, PA 19341. Its phone number is 484-467-7899. Its website is sgretirementplanners.com.