Stonebridge Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars. Financial planning was provided to 101–250 clients last fiscal year.
Stonebridge Capital Advisors reports 1,674 clients. They include 1,071 individual clients, 538 high-net-worth individuals and 31 charitable organizations. Of its assets, 97.2% ($2.45B across 3,083 accounts) are managed with discretion; $70.3M across 68 accounts are not. A wrap fee program the firm both sponsors and manages holds $1.86M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 64% | 16% |
| High-net-worth individuals | 32% | 54% |
| Investment companies | <1% | 4% |
| Pension and profit-sharing plans | Fewer than 5 | <1% |
| Charitable organizations | 2% | 6% |
| Other client typesOther investment advisers; Insurance companies; Corporations and other businesses | 2% | 19% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 1,071 | $414M | 16.4% | $387K |
| High-net-worth individuals | 538 | $1.37B | 54.4% | $2.55M |
| Investment companies | 1 | $111M | 4.4% | $111M |
| Pension and profit-sharing plans | Fewer than 5 | $10.4M | 0.4% | — |
| Charitable organizations | 31 | $146M | 5.8% | $4.71M |
| Other investment advisers | Fewer than 5 | $5.45M | 0.2% | — |
| Insurance companies | 15 | $364M | 14.4% | $24.3M |
| Corporations and other businesses | 18 | $97.3M | 3.9% | $5.41M |
| Total | 1,674 | $2.52B | 100% | — |
- Clients
- 1,071
- Regulatory AUM
- $414M
- AUM share
- 16.4%
- Avg. per client
- $387K
- Clients
- 538
- Regulatory AUM
- $1.37B
- AUM share
- 54.4%
- Avg. per client
- $2.55M
- Clients
- 1
- Regulatory AUM
- $111M
- AUM share
- 4.4%
- Avg. per client
- $111M
- Clients
- Fewer than 5
- Regulatory AUM
- $10.4M
- AUM share
- 0.4%
- Avg. per client
- —
- Clients
- 31
- Regulatory AUM
- $146M
- AUM share
- 5.8%
- Avg. per client
- $4.71M
- Clients
- Fewer than 5
- Regulatory AUM
- $5.45M
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 15
- Regulatory AUM
- $364M
- AUM share
- 14.4%
- Avg. per client
- $24.3M
- Clients
- 18
- Regulatory AUM
- $97.3M
- AUM share
- 3.9%
- Avg. per client
- $5.41M
Total
- Clients
- 1,674
- Regulatory AUM
- $2.52B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Stonebridge Capital Advisors charges 1.75%–1.90% a year for its Investment & Private Wealth Management Services. The fee is billed in advance and is negotiable.
Fee details and sources
Robert Kincade is CEO; the leadership team includes President Ronald Hume, Chief Investment Officer John Schonberg and Chief Operating Officer Heidi Hukriede. It has 31 employees, 13 of them in advisory roles.
Leadership
- Robert KincadePresident, Chief Executive Officer, Chairman of the Board
- Ronald HumeExecutive Vice President, Board of Directors
- Heidi HukriedeChief Operating Officer
- Cathi SchmidtChief Compliance Officer
- Allison HippenShareholder
- Dennis HippenBoard of Directors
- John SchonbergChief Investment Officer, Board of Directors
- Lorrin WesselChief Administrative
- Donald YoungShareholder
- Lora KincadeShareholder
Investment adviser representatives
5 representatives listed in the SEC register as of 9 October 2026.
- Heidi Louise Hukriede
- Robert Alan Kincade
- Rachel Paige Nault
- John Kurt Schonberg
- Derrick James Watson
Staff
- 31 employees
- 13 in advisory functions
- 76 soliciting firms
- Owns 10% to 25% of Stonebridge Capital Advisors LLC
Donald Young
since February 2001
- Owns 10% to 25% of Stonebridge Capital Advisors LLC
Robert Kincade
Control person · since November 2001
- Owns 10% to 25% of Stonebridge Capital Advisors LLC
Rock Gate, LLC
since February 2015
- Owns 25% to 50% of Rock Gate, LLC
David C Chadima
Control person · since February 2015
- Owns 5% to 10% of Stonebridge Capital Advisors LLC
Lora Kincade
Control person · since January 2017
Stonebridge Capital Advisors’ regulatory assets grew 1.6× from $1.54B (March 2021) to $2.52B (March 2026); clients rose from 1,204 to 1,674 and employees from 25 to 31.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $2.52B | 1,674 | 31 | 3 |
| March 2025 | $2.27B | 1,616 | 31 | 3 |
| March 2024 | $2.03B | 1,494 | 28 | 3 |
| March 2023 | $1.76B | 1,371 | 28 | 4 |
| June 2022 | $1.81B | 1,265 | 26 | 4 |
| March 2021 | $1.54B | 1,204 | 25 | 4 |
Besides its headquarters, Stonebridge Capital Advisors has 2 offices, with 3 listed addresses in Colorado, Minnesota and Tennessee.
Colorado · 1 listed address
- 3401 Quebec St, Denver
Minnesota · 1 listed address
- 2550 University Avenue West, Suite 455-S, St. PaulHQ
Tennessee · 1 listed address
- 60 Volunteer Drive, Hendersonville
Contact and registration details
- Legal name
- Stonebridge Capital Advisors LLC
- Headquarters
- 2550 University Avenue West, Suite 455-S, St. Paul, MN 55114-1017
- Website
- stonebridgecap.com
- Phone
- 651-251-1000
- @stonebridge-capital-advisors
- SEC file
- 801-53760
- Structure
- Minnesota LLC
- Fiscal year end
- December
Stonebridge Capital Advisors uses Charles Schwab ($1.14B, 50%), Pershing ($797M, 35%) and Fidelity ($355M, 15%) as custodians for its separately managed accounts. Stonebridge Capital Advisors does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Phoenix, AZ · $1.14B50%
- PershingPershing Advisor Solutions LLC · Jersey City, NJ · $797M35%
- FidelityNational Financial Services LLC · Boston, MA · $355M15%
At year end, Stonebridge Capital Advisors’ separately managed accounts were mostly in stocks (50%) and bonds (31%). Its reported 13F holdings for the quarter ended 30 June 2026 total $1.56B across 215 positions; the largest are Vanguard Short-term Corporate Bond ETF (5.4%), Apple Inc. (5.1%) and Alphabet Inc. Cap Stk CL A (4.7%).
What the accounts hold
- Stocks50%
- Funds13%
- Bonds31%
- Investment grade corporate bonds17%
- State and local bonds13%
- High-yield corporate bonds1%
- Cash6%
Reported 13F holdings
- $1.56B
- Reported 13F value
- 215
- Positions
- 37.2%
- In the 10 largest
- +9.5%
- Value vs. prior quarter
- Vanguard Short-term Corporate Bond ETFETF5.4%
- Apple Inc.5.1%
- Alphabet Inc. Cap Stk CL A4.7%
- Microsoft Corp.4.4%
- iShares Core S&P 500 ETFETF3.7%
- Amazon Com Inc.3.5%
- Vanguard Intermediate-term Corporate Bond ETFETF3.0%
- Nvidia Corporation2.6%
- Vanguard FTSE All-world Ex-us Index FundETF2.6%
- JPMORGAN Chase & CO2.4%
Together, the ten largest are 37.2% of reported value.
How many clients does Stonebridge Capital Advisors have?
Stonebridge Capital Advisors has 1,674 clients and manages $2.52 billion for them, as of March 2026. They include 1,071 individual clients, 538 high-net-worth individuals and 31 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Stonebridge Capital Advisors offer?
Stonebridge Capital Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for investment companies, portfolio management for institutions, selecting other managers, publishing newsletters, and educational seminars.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stonebridge Capital Advisors charge?
Stonebridge Capital Advisors charges 1.75%–1.90% a year for its Investment & Private Wealth Management Services. The fee is billed in advance and is negotiable.
Source: STONEBRIDGE CAPITAL ADVISORS, LLC, filed 30 March 2026
Which custodians does Stonebridge Capital Advisors use?
Stonebridge Capital Advisors’ separately managed account assets are held at Charles Schwab & Co., Inc. (Phoenix, AZ), with $1.14B, Pershing Advisor Solutions LLC (Jersey City, NJ), with $797M and National Financial Services LLC (Boston, MA), with $355M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Stonebridge Capital Advisors have?
Stonebridge Capital Advisors has 0 investment adviser representatives registered with state securities authorities, out of 31 employees, and 13 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stonebridge Capital Advisors invest in?
At the end of its last fiscal year, Stonebridge Capital Advisors’ separately managed accounts held 50% exchange-traded equities, 17% investment grade corporate bonds, 13% state and local bonds, 13% registered funds (mutual funds, ETFs, BDCs), 6% cash and equivalents and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stonebridge Capital Advisors?
Stonebridge Capital Advisors is owned through a holding company by David C Chadima. Its direct owners are Donald Young, Robert Kincade, Rock Gate, LLC and Lora Kincade, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Stonebridge Capital Advisors get paid?
Stonebridge Capital Advisors is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Stonebridge Capital Advisors registered with the SEC?
Yes, Stonebridge Capital Advisors has been registered with the SEC as an investment adviser since 30 January 1997. Its CRD number is 111447 and its SEC file number is 801-53760.
Source: Form ADV Part 1A, Item 1, filed 30 March 2026; IAPD firm record
How do I contact Stonebridge Capital Advisors?
Stonebridge Capital Advisors’ main office is at 2550 University Avenue West, Suite 455-S, St. Paul, MN 55114-1017. Its phone number is 651-251-1000. Its website is stonebridgecap.com.