Stolzer Rothschild Levy provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 1–10 clients last fiscal year.
Stolzer Rothschild Levy reports 98 clients. They include 45 individual clients, 33 high-net-worth individuals and 15 other clients. Of its assets, 76.3% ($127M across 230 accounts) are managed with discretion; $39.3M across 15 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 10% |
| High-net-worth individuals | 34% | 60% |
| Pension and profit-sharing plans | 5% | 6% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | Fewer than 5 | <1% |
| Other client typesOther | 15% | 24% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 45 | $15.8M | 9.5% | $352K |
| High-net-worth individuals | 33 | $98.9M | 59.6% | $3M |
| Pension and profit-sharing plans | 5 | $10.7M | 6.4% | $2.13M |
| Charitable organizations | Fewer than 5 | $970K | 0.6% | — |
| Corporations and other businesses | Fewer than 5 | $251K | 0.2% | — |
| Other | 15 | $39.3M | 23.7% | $2.62M |
| Total | 98 | $166M | 100% | — |
- Clients
- 45
- Regulatory AUM
- $15.8M
- AUM share
- 9.5%
- Avg. per client
- $352K
- Clients
- 33
- Regulatory AUM
- $98.9M
- AUM share
- 59.6%
- Avg. per client
- $3M
- Clients
- 5
- Regulatory AUM
- $10.7M
- AUM share
- 6.4%
- Avg. per client
- $2.13M
- Clients
- Fewer than 5
- Regulatory AUM
- $970K
- AUM share
- 0.6%
- Avg. per client
- —
- Clients
- Fewer than 5
- Regulatory AUM
- $251K
- AUM share
- 0.2%
- Avg. per client
- —
- Clients
- 15
- Regulatory AUM
- $39.3M
- AUM share
- 23.7%
- Avg. per client
- $2.62M
Total
- Clients
- 98
- Regulatory AUM
- $166M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Stolzer Rothschild Levy charges up to 1.25% for its Standard Fee Structure. The brochure does not state whether the rate is annual. The fee is negotiable.
Fee details and sources
Howard Stolzer owns 75% or more of Stolzer Rothschild Levy. The leadership team of Stolzer Rothschild Levy includes President Howard Stolzer. It has 2 employees.
Leadership
- Howard StolzerPresident, Chief Investment Officer, CCO
Investment adviser representatives
2 representatives listed in the SEC register as of 9 October 2026.
Staff
- 2 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Stolzer Rothschild Levy LLC
Howard Stolzer
Control person · since January 2014
Stolzer Rothschild Levy’s regulatory assets grew from $145M (April 2025) to $166M (March 2026); clients were 98 in both filings and employees were 2 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $166M | 98 | 2 | 1 |
| April 2025 | $145M | 99 | 2 | 1 |
Besides its headquarters, Stolzer Rothschild Levy has 0 offices, with 1 listed address in New Jersey.
New Jersey · 1 listed address
- 233 MT. Airy Road, Suite 100, Basking RidgeHQ
Other business names
Stolzer Rothschild Levy has reported 1 other business name to the SEC.
- SRL Wealth
Contact and registration details
- Legal name
- Stolzer Rothschild Levy LLC
- Headquarters
- 233 MT. Airy Road, Suite 100, Basking Ridge, NJ 07920
- Website
- srlam.com
- Phone
- 732-481-2200
- @5311247
- SEC file
- 801-132576
- Structure
- Delaware LLC
- Fiscal year end
- December
Stolzer Rothschild Levy uses Charles Schwab ($129M) as custodian for its separately managed accounts. Stolzer Rothschild Levy does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $129M100%
At year end, Stolzer Rothschild Levy’s separately managed accounts were mostly in funds (70%) and stocks (15%).
What the accounts hold
- Stocks15%
- Funds70%
- Registered funds68%
- Pooled vehicles2%
- Bonds9%
- U.S. government and agency bonds4%
- State and local bonds2%
- Investment grade corporate bonds2%
- High-yield corporate bonds1%
- Cash6%
How many clients does Stolzer Rothschild Levy have?
Stolzer Rothschild Levy has 98 clients and manages $166 million for them, as of March 2026. They include 45 individual clients, 33 high-net-worth individuals and 15 other clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 March 2026
What services does Stolzer Rothschild Levy offer?
Stolzer Rothschild Levy provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stolzer Rothschild Levy charge?
Stolzer Rothschild Levy charges up to 1.25% for its Standard Fee Structure. The brochure does not state whether the rate is annual. The fee is negotiable.
Source: SRL - PART 2 A DISCLOSURE BROCHURE 2026, filed 30 March 2026
Which custodians does Stolzer Rothschild Levy use?
Stolzer Rothschild Levy’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $129M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 March 2026
How many financial advisors does Stolzer Rothschild Levy have?
Stolzer Rothschild Levy has 2 investment adviser representatives registered with state securities authorities, out of 2 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stolzer Rothschild Levy invest in?
At the end of its last fiscal year, Stolzer Rothschild Levy’s separately managed accounts held 68% registered funds (mutual funds, ETFs, BDCs), 15% exchange-traded equities, 6% cash and equivalents, 4% U.S. government and agency bonds, 2% state and local bonds, 2% investment grade corporate bonds, 2% pooled vehicles (private funds and similar) and 1% high-yield corporate bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stolzer Rothschild Levy?
Stolzer Rothschild Levy’s direct owner is Howard Stolzer (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 March 2026
How does Stolzer Rothschild Levy get paid?
Stolzer Rothschild Levy is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Stolzer Rothschild Levy?
Stolzer Rothschild Levy’s main office is at 233 MT. Airy Road, Suite 100, Basking Ridge, NJ 07920. Its phone number is 732-481-2200. Its website is srlam.com.