Stokes Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 251–500 clients last fiscal year.
Stokes Family Office reports 795 clients. They include 383 high-net-worth individuals, 341 individual clients, and 50 pension and profit-sharing plans. Of its assets, 100.0% ($3.35B across 2,486 accounts) are managed with discretion. It advised 20 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 43% | 4% |
| High-net-worth individuals | 48% | 70% |
| Pension and profit-sharing plans | 6% | 16% |
| Charitable organizations | <1% | 4% |
| Corporations and other businesses | 2% | 6% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 341 | $130M | 3.9% | $383K |
| High-net-worth individuals | 383 | $2.36B | 70.3% | $6.15M |
| Pension and profit-sharing plans | 50 | $526M | 15.7% | $10.5M |
| Charitable organizations | 6 | $151M | 4.5% | $25.1M |
| Corporations and other businesses | 15 | $189M | 5.7% | $12.6M |
| Total | 795 | $3.35B | 100% | $4.22M |
- Clients
- 341
- Regulatory AUM
- $130M
- AUM share
- 3.9%
- Avg. per client
- $383K
- Clients
- 383
- Regulatory AUM
- $2.36B
- AUM share
- 70.3%
- Avg. per client
- $6.15M
- Clients
- 50
- Regulatory AUM
- $526M
- AUM share
- 15.7%
- Avg. per client
- $10.5M
- Clients
- 6
- Regulatory AUM
- $151M
- AUM share
- 4.5%
- Avg. per client
- $25.1M
- Clients
- 15
- Regulatory AUM
- $189M
- AUM share
- 5.7%
- Avg. per client
- $12.6M
Total
- Clients
- 795
- Regulatory AUM
- $3.35B
- AUM share
- 100%
- Avg. per client
- $4.22M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 20
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Stokes Family Office charges 0.35%–1.25% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Family office services
- Family office services are charged a fixed fee (generally $500 to $100,000), an hourly rate ($250 to $500 per hour), or an asset-based fee generally 0.10%; fees are negotiable.
David C. Stokes, L.L.C. owns 75% or more of Stokes Family Office and is in turn owned by Gregory J Stokes LLC (50–75%) and Douglas M Stokes LLC (50–75%). The leadership team of Stokes Family Office includes Chief Compliance Officer Charles Tiblier. It has 14 employees, 12 of them in advisory roles.
Leadership
- Charles TiblierChief Compliance Officer
- Douglas StokesPartner, Member
- Gregory StokesPartner, Member, General Counsel
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Daniel Wayne Becker
- Devin Caroline Brieske
- George Williams Calhoun
- Aimee Lynn Charrier
- Patrick T McKay
- Frederick Dupre Rau III
- Eric P Sorenson
- David Carl Stokes
- Douglas Matthew Stokes
- Gregory John Stokes
- Charles Michael Tiblier II
- Hannah Reed Tucker
Staff
- 14 employees
- 12 in advisory functions
- 12 state-registered reps
- 2 insurance agents
- Owns 75% or more of Stokes Family Office LLC
David C. Stokes, L.L.C.
Control person · since February 2019
- Owns 50% to 75% of David C. Stokes, L.L.C.
Gregory J Stokes LLC
Control person · since January 2023
- Owns 75% or more of Gregory J Stokes LLC
Gregory Stokes
Control person · since January 2023
- Owns 50% to 75% of David C. Stokes, L.L.C.
Douglas M Stokes LLC
Control person · since January 2023
- Owns 75% or more of Douglas M Stokes LLC
Douglas Stokes
Control person · since January 2023
Stokes Family Office’s regulatory assets grew 2.5× from $1.33B (July 2021) to $3.35B (April 2026); clients rose from 524 to 795 and employees from 7 to 14.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $3.35B | 795 | 14 | 3 |
| March 2025 | $2.48B | 698 | 10 | 1 |
| March 2024 | $1.87B | 666 | 9 | 2 |
| February 2023 | $1.56B | 622 | 8 | 2 |
| May 2022 | $1.64B | 541 | 7 | 1 |
| July 2021 | $1.33B | 524 | 7 | 1 |
Besides its headquarters, Stokes Family Office has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Louisiana and Texas.
Louisiana · 1 listed address
- 1100 Poydras St, Ste. 2775, New OrleansHQ
Texas · 1 listed address
- (Becker, Daniel) 4020 Maple Ave, Dallas
Other business names
Stokes Family Office has reported 1 other business name to the SEC.
- Stokes Institutional
Contact and registration details
- Legal name
- Stokes Family Office LLC
- Headquarters
- 1100 Poydras St, Ste. 2775, New Orleans, LA 70163
- Website
- stokesfamilyoffice.com
- Phone
- 504-399-4100
- @stokesfamilyoffice
- SEC file
- 801-115261
- Structure
- Louisiana LLC
- Fiscal year end
- December
Stokes Family Office uses Fidelity ($2.62B) as custodian for its separately managed accounts. Stokes Family Office has custody of $673M in client assets for 157 clients.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $2.62B100%
At year end, Stokes Family Office’s separately managed accounts were mostly in funds (63%) and stocks (25%). Its reported 13F holdings for the quarter ended 30 June 2026 total $858M across 272 positions; the largest are Vanguard Specialized Funds (6.9%), Apple Inc. (6.1%) and Alphabet Inc. (3.4%).
What the accounts hold
- Stocks25%
- Funds63%
- Registered funds62%
- Pooled vehicles1%
- Bonds8%
- State and local bonds6%
- U.S. government and agency bonds1%
- Investment grade corporate bonds1%
- Cash4%
Reported 13F holdings
- $858M
- Reported 13F value
- 272
- Positions
- 32.2%
- In the 10 largest
- −11.5%
- Value vs. prior quarter
- Vanguard Specialized Funds · Div App ETF6.9%
- Apple Inc.6.1%
- Alphabet Inc. · Cap Stk CL C3.4%
- iShares TR · S&P 500 Grwt ETF2.8%
- Vanguard Index Fds · Total Stk Mkt2.4%
- iShares TR · Core Univrsl Usd2.4%
- Blackrock ETF Trust · iShares US Equit2.2%
- iShares TR · Core S&P Ttl Stk2.1%
- iShares TR · S&P 500 Val ETF2.0%
- Microsoft Corp.1.9%
Together, the ten largest are 32.2% of reported value.
How many clients does Stokes Family Office have?
Stokes Family Office has 795 clients and manages $3.35 billion for them, as of April 2026. They include 383 high-net-worth individuals, 341 individual clients, and 50 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 30 April 2026
What services does Stokes Family Office offer?
Stokes Family Office provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Stokes Family Office charge?
Stokes Family Office charges 0.35%–1.25% a year for its Wealth Management Fees. The fee is billed in advance and is negotiable.
Source: 2025-12-19 STOKES FAMILY OFFICE FORM ADV PART 2A, filed 30 April 2026
Which custodians does Stokes Family Office use?
Stokes Family Office’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $2.62B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 30 April 2026
How many financial advisors does Stokes Family Office have?
Stokes Family Office has 12 investment adviser representatives registered with state securities authorities, out of 14 employees, and 12 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Stokes Family Office invest in?
At the end of its last fiscal year, Stokes Family Office’s separately managed accounts held 62% registered funds (mutual funds, ETFs, BDCs), 25% exchange-traded equities, 6% state and local bonds, 4% cash and equivalents, 1% U.S. government and agency bonds, 1% investment grade corporate bonds and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Stokes Family Office?
Stokes Family Office is owned through a chain of holding companies by Gregory Stokes and Douglas Stokes. Its direct owner is David C. Stokes, L.L.C. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 30 April 2026
How does Stokes Family Office get paid?
Stokes Family Office is paid through a percentage of assets under management, hourly charges, fixed fees and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Stokes Family Office registered with the SEC?
Yes, Stokes Family Office has been registered with the SEC as an investment adviser since 13 May 2019. Its CRD number is 300899 and its SEC file number is 801-115261.
Source: Form ADV Part 1A, Item 1, filed 30 April 2026; IAPD firm record
How do I contact Stokes Family Office?
Stokes Family Office’s main office is at 1100 Poydras St, Ste. 2775, New Orleans, LA 70163. Its phone number is 504-399-4100. Its website is stokesfamilyoffice.com.