Steven Feldstein & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting. Financial planning was provided to 251–500 clients last fiscal year.
Steven Feldstein & Associates reports 526 high-net-worth individuals. Of its assets, 0.0% ($0 across 0 accounts) are managed with discretion; $160M across 740 accounts are not.
| Client type | Clients | Assets |
|---|---|---|
| High-net-worth individuals | 100% | 100% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| High-net-worth individuals | 526 | $160M | 100.0% | $304K |
| Total | 526 | $160M | 100% | $304K |
- Clients
- 526
- Regulatory AUM
- $160M
- AUM share
- 100.0%
- Avg. per client
- $304K
Total
- Clients
- 526
- Regulatory AUM
- $160M
- AUM share
- 100%
- Avg. per client
- $304K
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 251–500
Steven Feldstein & Associates is paid through a percentage of assets under management. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure.
Steven Feldstein owns 75% or more of Steven Feldstein & Associates. The leadership team of Steven Feldstein & Associates includes Chief Compliance Officer Steven Feldstein. It has 4 employees, 2 of them in advisory roles.
Leadership
- Steven FeldsteinChief Compliance Officer and Managing Member
Investment adviser representatives
1 representatives listed in the SEC register as of 9 October 2026.
Staff
- 4 employees
- 2 in advisory functions
- 1 state-registered rep
- 2 broker-dealer reps
- 1 insurance agent
- Owns 75% or more of Steven Feldstein & Associates
Steven Feldstein
Control person · since August 1974
Steven Feldstein & Associates’ regulatory assets grew 1.5× from $104M (March 2021) to $160M (February 2026); clients fell from 693 to 526 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| February 2026 | $160M | 526 | 4 | 1 |
| February 2025 | $139M | 519 | 4 | 1 |
| June 2024 | $120M | 525 | 4 | 1 |
| March 2023 | $103M | 701 | 4 | 1 |
| March 2022 | $121M | 707 | 4 | 1 |
| March 2021 | $104M | 693 | 4 | 1 |
Besides its headquarters, Steven Feldstein & Associates has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Steven Feldstein & Associates
- Headquarters
- Not reported
- Website
- Not reported
- Phone
- 908-879-9559
- SEC file
- 801-56257
- Structure
- New Jersey LLC
- Fiscal year end
- December
Steven Feldstein & Associates does not have custody of client assets.
At year end, Steven Feldstein & Associates’ separately managed accounts were mostly in stocks (83%) and bonds (13%).
What the accounts hold
- Stocks83%
- Bonds13%
- State and local bonds9%
- U.S. government and agency bonds4%
- Cash3%
- Other1%
- Derivatives1%
How many clients does Steven Feldstein & Associates have?
Steven Feldstein & Associates has 526 clients and manages $160 million for them, as of February 2026. They include 526 high-net-worth individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 February 2026
What services does Steven Feldstein & Associates offer?
Steven Feldstein & Associates provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How many financial advisors does Steven Feldstein & Associates have?
Steven Feldstein & Associates has 1 investment adviser representative registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. 2 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Steven Feldstein & Associates invest in?
At the end of its last fiscal year, Steven Feldstein & Associates’ separately managed accounts held 83% exchange-traded equities, 9% state and local bonds, 4% U.S. government and agency bonds, 3% cash and equivalents and 1% derivatives.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Steven Feldstein & Associates?
Steven Feldstein & Associates’ direct owner is Steven Feldstein (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 24 February 2026
How does Steven Feldstein & Associates get paid?
Steven Feldstein & Associates is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Steven Feldstein & Associates?
Its phone number is 908-879-9559.