Soaring Investment Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 11–25 clients last fiscal year.
Soaring Investment Management reports 172 clients. They include 111 individual clients, 60 high-net-worth individuals and 1 corporate or other business client. Of its assets, 100.0% ($113M across 464 accounts) are managed with discretion. It advised 12 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 65% | 24% |
| High-net-worth individuals | 35% | 76% |
| Corporations and other businesses | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 111 | $27.2M | 24.2% | $245K |
| High-net-worth individuals | 60 | $85.3M | 75.8% | $1.42M |
| Corporations and other businesses | Fewer than 5 | $26.1K | 0.0% | $26.1K |
| Total | 172 | $113M | 100% | — |
- Clients
- 111
- Regulatory AUM
- $27.2M
- AUM share
- 24.2%
- Avg. per client
- $245K
- Clients
- 60
- Regulatory AUM
- $85.3M
- AUM share
- 75.8%
- Avg. per client
- $1.42M
- Clients
- Fewer than 5
- Regulatory AUM
- $26.1K
- AUM share
- 0.0%
- Avg. per client
- $26.1K
Total
- Clients
- 172
- Regulatory AUM
- $113M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 12
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 11–25
Soaring Investment Management charges 0.35%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M–$3M | 0.75% |
| $3M–$5M | 0.50% |
| $5M and above | 0.35% |
Fee details and sources
Other fees
- Financial Planning
- Financial planning is billed hourly at $280 per hour, capped at the initial estimate; ongoing planning is a flat annual fee of $1,200 to $1,800.
Elisabeth Mesquit owns 50% to 75% of Soaring Investment Management. It has 5 employees, 3 of them in advisory roles.
Leadership
Eric ImleyMember
Elisabeth MesquitMember, CCO
Investment adviser representatives
4 representatives listed in the SEC register as of 9 October 2026.
Staff
- 5 employees
- 3 in advisory functions
- 3 state-registered reps
- Owns 50% to 75% of Soaring Investment Management, LLC
Elisabeth Mesquit
Control person · since August 2019
- Owns 25% to 50% of Soaring Investment Management, LLC
Eric Imley
Control person · since August 2025
Besides its headquarters, Soaring Investment Management has 2 offices (1 private residence, listed without an address), with 2 listed addresses in North Carolina and Oregon.
North Carolina · 1 listed address
- (Mustian, Michael) 11330 Vanstory DR, Huntersville
Oregon · 1 listed address
- 9600 SW Barnes RD, Ste 190, PortlandHQ
Contact and registration details
- Legal name
- Soaring Investment Management, LLC
- Headquarters
- 9600 SW Barnes RD, Ste 190, Portland, OR 97225
- Phone
- 503-433-7946
- SEC file
- 801-135170
- Structure
- Oregon LLC
- Fiscal year end
- December
Soaring Investment Management uses Charles Schwab ($111M) as custodian for its separately managed accounts. Soaring Investment Management has custody of $14.2M in client assets for 38 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $111M100%
At year end, Soaring Investment Management’s separately managed accounts were mostly in funds (86%) and stocks (11%).
What the accounts hold
- Stocks11%
- Funds86%
- Bonds1%
- Cash1%
Filed values cover 99%. The neutral 1% gap has no reported category.
How many clients does Soaring Investment Management have?
Soaring Investment Management has 172 clients and manages $113 million for them, as of March 2026. They include 111 individual clients, 60 high-net-worth individuals and 1 corporate or other business client.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 31 March 2026
What services does Soaring Investment Management offer?
Soaring Investment Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Soaring Investment Management charge?
Soaring Investment Management charges 0.35%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in advance and is negotiable.
Source: SOARING INVESTMENT MANAGEMENT FORM ADV PART 2A, filed 31 March 2026
Which custodians does Soaring Investment Management use?
Soaring Investment Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $111M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 31 March 2026
How many financial advisors does Soaring Investment Management have?
Soaring Investment Management has 3 investment adviser representatives registered with state securities authorities, out of 5 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Soaring Investment Management invest in?
At the end of its last fiscal year, Soaring Investment Management’s separately managed accounts held 86% registered funds (mutual funds, ETFs, BDCs), 11% exchange-traded equities, 1% investment grade corporate bonds and 1% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Soaring Investment Management?
Soaring Investment Management’s direct owners are Elisabeth Mesquit (50% to 75%) and Eric Imley (25% to 50%).
Source: Form ADV Part 1A, Schedules A and B, filed 31 March 2026
How does Soaring Investment Management get paid?
Soaring Investment Management is paid through a percentage of assets under management and hourly charges. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Soaring Investment Management?
Soaring Investment Management’s main office is at 9600 SW Barnes RD, Ste 190, Portland, OR 97225. Its phone number is 503-433-7946. Its website is soaringinvestmentmanagement.com.