Smith Partners Wealth Management provides financial planning and portfolio management for individuals and small businesses. Financial planning was provided to 101–250 clients last fiscal year.
Smith Partners Wealth Management reports 123 clients. They include 61 high-net-worth individuals, 57 individual clients, and 2 pension and profit-sharing plans. Of its assets, 94.2% ($185M across 410 accounts) are managed with discretion; $11.3M across 6 accounts are not. It advised 1 client without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | 11% |
| High-net-worth individuals | 50% | 82% |
| Pension and profit-sharing plans | 2% | 5% |
| Charitable organizations | 2% | <1% |
| Corporations and other businesses | <1% | 2% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 57 | $21.2M | 10.8% | $371K |
| High-net-worth individuals | 61 | $161M | 82.2% | $2.64M |
| Pension and profit-sharing plans | Fewer than 5 | $8.99M | 4.6% | $4.49M |
| Charitable organizations | Fewer than 5 | $1.22M | 0.6% | $608K |
| Corporations and other businesses | Fewer than 5 | $3.46M | 1.8% | $3.46M |
| Total | 123 | $196M | 100% | — |
- Clients
- 57
- Regulatory AUM
- $21.2M
- AUM share
- 10.8%
- Avg. per client
- $371K
- Clients
- 61
- Regulatory AUM
- $161M
- AUM share
- 82.2%
- Avg. per client
- $2.64M
- Clients
- Fewer than 5
- Regulatory AUM
- $8.99M
- AUM share
- 4.6%
- Avg. per client
- $4.49M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.22M
- AUM share
- 0.6%
- Avg. per client
- $608K
- Clients
- Fewer than 5
- Regulatory AUM
- $3.46M
- AUM share
- 1.8%
- Avg. per client
- $3.46M
Total
- Clients
- 123
- Regulatory AUM
- $196M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 1
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 101–250
Smith Partners Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees (other than subscription fees). The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial planning and consulting
- Consulting engagements offered separately from advisory services are billed at $150 to $350 per hour or an agreed-upon flat rate.
Justin Smith owns 75% or more of Smith Partners Wealth Management. The leadership team of Smith Partners Wealth Management includes Chief Compliance Officer Anne Smith. It has 4 employees, 2 of them in advisory roles.
Staff
- 4 employees
- 2 in advisory functions
- 2 state-registered reps
- Owns 75% or more of Smith Partners Wealth Management, LLC
Justin Smith
Control person · since January 2021
- Owns 10% to 25% of Smith Partners Wealth Management, LLC
Anne Smith
Control person · since January 2003
- Owns 10% to 25% of Smith Partners Wealth Management, LLC
Jonathan Smith
Control person · since January 2003
Smith Partners Wealth Management’s regulatory assets grew 1.5× from $128M (March 2021) to $196M (March 2026); clients fell from 207 to 123 and employees were 4 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Mar 2026March 2026 | $196M | 123 | 4 | 3 |
| Jun 2025June 2025 | $175M | 124 | 4 | 3 |
| Mar 2024March 2024 | $150M | 132 | 4 | 3 |
| Feb 2023February 2023 | $140M | 150 | 5 | 3 |
| Mar 2022March 2022 | $152M | 155 | 4 | 3 |
| Mar 2021March 2021 | $128M | 207 | 4 | 3 |
Besides its headquarters, Smith Partners Wealth Management has 2 offices (2 private residences, listed without an address), with 1 listed address in 1 state.
North Carolina · 1 listed address
- 128 E Fisher Ave, GreensboroHQ
Other business names
Smith Partners Wealth Management has reported 1 other business name to the SEC.
- Smith Partners Wealth Management
Contact and registration details
- Legal name
- Smith Partners Wealth Management, LLC
- Headquarters
- 128 E Fisher Ave, Greensboro, NC 27401-2034
- Website
- smithpartnerswealth.com
- Phone
- 336-272-9488
- SEC file
- 801-120950
- Structure
- North Carolina LLC
- Fiscal year end
- December
Smith Partners Wealth Management’s named custodian for separately managed accounts is Charles Schwab ($169M). Smith Partners Wealth Management does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $169M100%
At year end, Smith Partners Wealth Management’s separately managed accounts were mostly in funds (84%) and stocks (10%). Its reported 13F holdings for the quarter ended 30 June 2026 total $126M across 73 positions; the largest are Vanguard Index Fds (10.5%), Vanguard Index Fds (10.2%) and iShares TR (9.1%).
What the accounts hold
- Stocks10%
- Funds84%
- Cash6%
How many clients does Smith Partners Wealth Management have?
Smith Partners Wealth Management has 123 clients and manages $196 million for them, as of March 2026. They include 61 high-net-worth individuals, 57 individual clients, and 2 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 10 March 2026
What services does Smith Partners Wealth Management offer?
Smith Partners Wealth Management provides financial planning and portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Smith Partners Wealth Management use?
Smith Partners Wealth Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $169M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 10 March 2026
How many financial advisors does Smith Partners Wealth Management have?
Smith Partners Wealth Management has 2 investment adviser representatives registered with state securities authorities, out of 4 employees, and 2 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Smith Partners Wealth Management invest in?
At the end of its last fiscal year, Smith Partners Wealth Management’s separately managed accounts held 84% registered funds (mutual funds, ETFs, BDCs), 10% exchange-traded equities and 6% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Smith Partners Wealth Management?
Smith Partners Wealth Management’s direct owners are Anne Smith (10% to 25%), Jonathan Smith (10% to 25%) and Justin Smith (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 10 March 2026
How does Smith Partners Wealth Management get paid?
Smith Partners Wealth Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Smith Partners Wealth Management?
Smith Partners Wealth Management’s main office is at 128 E Fisher Ave, Greensboro, NC 27401-2034. Its phone number is 336-272-9488. Its website is smithpartnerswealth.com.
