Largest positions
| Issuer | Class | Value | Share |
|---|---|---|---|
| Trinity Cap Inc.COM | COM | $3.05M | 11.9% |
| Capital Southwest Corp.COM | COM | $1.9M | 7.5% |
| Vici Pptys Inc.COM | COM | $1.42M | 5.6% |
| Alphatec Hldgs Inc.NOTE 0.750% 3/1 | NOTE 0.750% 3/1 | $1.38M | 5.4% |
| Main Str Cap Corp.COM | COM | $1.14M | 4.5% |
| SM Energy CompanyCOM | COM | $976K | 3.8% |
| Hercules Capital Inc.COM | COM | $938K | 3.7% |
| Capital Southwest Corp.NOTE 5.125%11/1 | NOTE 5.125%11/1 | $918K | 3.6% |
| Blue Owl Capital Inc.COM CL A | COM CL A | $897K | 3.5% |
| Carlyle Group Inc.COM | COM | $784K | 3.1% |
| Wisdomtree Inc.NOTE 3.250% 8/1 | NOTE 3.250% 8/1 | $747K | 2.9% |
| Innovative Indl Pptys Inc.COM | COM | $620K | 2.4% |
| Rithm Capital Corp.COM NEW | COM NEW | $616K | 2.4% |
| State Str SPDR S&P 500 ETF TTR UNIT | TR UNIT | $602K | 2.4% |
| Ares Capital Corp.COM | COM | $463K | 1.8% |
| Vanguard Intl Equity Index FFTSE EMR MKT ETF | FTSE EMR MKT ETF | $459K | 1.8% |
| iShares TRMSCI EAFE ETF | MSCI EAFE ETF | $445K | 1.7% |
| Ford Mtr COCOM | COM | $435K | 1.7% |
| Lyft Inc.NOTE 0.625% 3/0 | NOTE 0.625% 3/0 | $408K | 1.6% |
| Wisdomtree Inc.COM | COM | $371K | 1.5% |
| Adams Diversified Equity FDCOM | COM | $339K | 1.3% |
| Runway Growth Finance Corp.COM | COM | $318K | 1.2% |
| Ezcorp Inc.CL A NON VTG | CL A NON VTG | $316K | 1.2% |
| Calamos Strategic Total RetuCOM SH BEN INT | COM SH BEN INT | $314K | 1.2% |
| Nexpoint Diversified Rel ETCOM NEW | COM NEW | $310K | 1.2% |
| Virtus Equity & Conv Incm FDCOM | COM | $295K | 1.2% |
| Gabelli Divid & Income TRCOM | COM | $276K | 1.1% |
| Eaton Vance Tax Advt Div Inc.COM | COM | $259K | 1.0% |
| Invesco Qqq TRUNIT SER 1 | UNIT SER 1 | $257K | 1.0% |
| Alliancebernstein Global HigCOM | COM | $255K | 1.0% |
| Blackrock Corpor HI Yld FD ICOM | COM | $234K | 0.9% |
| Dicks Sporting Goods Inc.COM | COM | $233K | 0.9% |
| Hancock John Tax-advantagedCOM | COM | $233K | 0.9% |
| Carlyle Secured Lending Inc.COM | COM | $231K | 0.9% |
| Blackrock CR AllocationCOM | COM | $227K | 0.9% |
| Apollo Global Mgmt Inc.COM | COM | $225K | 0.9% |
| Blue Owl Capital CorporationCOM | COM | $218K | 0.9% |
| Blackstone Secd Lending FDCOMMON STOCK | COMMON STOCK | $205K | 0.8% |
| Palmer Square Capital Bdc INCOM SHS | COM SHS | $203K | 0.8% |
| Slr Investment Corp.COM | COM | $194K | 0.8% |
| Cohen & Steers Quality IncomCOM | COM | $190K | 0.7% |
| Crescent Cap Bdc Inc.COM | COM | $170K | 0.7% |
| Blackrock Multi Sector Inc. TCOM | COM | $166K | 0.7% |
| Templeton Emerging Mkts IncoCOM | COM | $149K | 0.6% |
| Nuveen Quality Muncp IncomeCOM | COM | $142K | 0.6% |
| Alliancebernstein Natl Mun ICOM | COM | $139K | 0.5% |
| Nuveen Amt Free Qlty Mun Inc.COM | COM | $139K | 0.5% |
| Eaton Vance Mun BD FDCOM | COM | $132K | 0.5% |
| U S Global Invs Inc.CL A | CL A | $125K | 0.5% |
| Selectquote Inc.COM | COM | $98.1K | 0.4% |
Trinity Cap Inc.COM$3.05M
- Class
- COM
- Share
- 11.9%
Capital Southwest Corp.COM$1.9M
- Class
- COM
- Share
- 7.5%
Vici Pptys Inc.COM$1.42M
- Class
- COM
- Share
- 5.6%
Alphatec Hldgs Inc.NOTE 0.750% 3/1$1.38M
- Class
- NOTE 0.750% 3/1
- Share
- 5.4%
Main Str Cap Corp.COM$1.14M
- Class
- COM
- Share
- 4.5%
SM Energy CompanyCOM$976K
- Class
- COM
- Share
- 3.8%
Hercules Capital Inc.COM$938K
- Class
- COM
- Share
- 3.7%
Capital Southwest Corp.NOTE 5.125%11/1$918K
- Class
- NOTE 5.125%11/1
- Share
- 3.6%
Blue Owl Capital Inc.COM CL A$897K
- Class
- COM CL A
- Share
- 3.5%
Carlyle Group Inc.COM$784K
- Class
- COM
- Share
- 3.1%
Wisdomtree Inc.NOTE 3.250% 8/1$747K
- Class
- NOTE 3.250% 8/1
- Share
- 2.9%
Innovative Indl Pptys Inc.COM$620K
- Class
- COM
- Share
- 2.4%
Rithm Capital Corp.COM NEW$616K
- Class
- COM NEW
- Share
- 2.4%
State Str SPDR S&P 500 ETF TTR UNIT$602K
- Class
- TR UNIT
- Share
- 2.4%
Ares Capital Corp.COM$463K
- Class
- COM
- Share
- 1.8%
Vanguard Intl Equity Index FFTSE EMR MKT ETF$459K
- Class
- FTSE EMR MKT ETF
- Share
- 1.8%
iShares TRMSCI EAFE ETF$445K
- Class
- MSCI EAFE ETF
- Share
- 1.7%
Ford Mtr COCOM$435K
- Class
- COM
- Share
- 1.7%
Lyft Inc.NOTE 0.625% 3/0$408K
- Class
- NOTE 0.625% 3/0
- Share
- 1.6%
Wisdomtree Inc.COM$371K
- Class
- COM
- Share
- 1.5%
Adams Diversified Equity FDCOM$339K
- Class
- COM
- Share
- 1.3%
Runway Growth Finance Corp.COM$318K
- Class
- COM
- Share
- 1.2%
Ezcorp Inc.CL A NON VTG$316K
- Class
- CL A NON VTG
- Share
- 1.2%
Calamos Strategic Total RetuCOM SH BEN INT$314K
- Class
- COM SH BEN INT
- Share
- 1.2%
Nexpoint Diversified Rel ETCOM NEW$310K
- Class
- COM NEW
- Share
- 1.2%
Virtus Equity & Conv Incm FDCOM$295K
- Class
- COM
- Share
- 1.2%
Gabelli Divid & Income TRCOM$276K
- Class
- COM
- Share
- 1.1%
Eaton Vance Tax Advt Div Inc.COM$259K
- Class
- COM
- Share
- 1.0%
Invesco Qqq TRUNIT SER 1$257K
- Class
- UNIT SER 1
- Share
- 1.0%
Alliancebernstein Global HigCOM$255K
- Class
- COM
- Share
- 1.0%
Blackrock Corpor HI Yld FD ICOM$234K
- Class
- COM
- Share
- 0.9%
Dicks Sporting Goods Inc.COM$233K
- Class
- COM
- Share
- 0.9%
Hancock John Tax-advantagedCOM$233K
- Class
- COM
- Share
- 0.9%
Carlyle Secured Lending Inc.COM$231K
- Class
- COM
- Share
- 0.9%
Blackrock CR AllocationCOM$227K
- Class
- COM
- Share
- 0.9%
Apollo Global Mgmt Inc.COM$225K
- Class
- COM
- Share
- 0.9%
Blue Owl Capital CorporationCOM$218K
- Class
- COM
- Share
- 0.9%
Blackstone Secd Lending FDCOMMON STOCK$205K
- Class
- COMMON STOCK
- Share
- 0.8%
Palmer Square Capital Bdc INCOM SHS$203K
- Class
- COM SHS
- Share
- 0.8%
Slr Investment Corp.COM$194K
- Class
- COM
- Share
- 0.8%
Cohen & Steers Quality IncomCOM$190K
- Class
- COM
- Share
- 0.7%
Crescent Cap Bdc Inc.COM$170K
- Class
- COM
- Share
- 0.7%
Blackrock Multi Sector Inc. TCOM$166K
- Class
- COM
- Share
- 0.7%
Templeton Emerging Mkts IncoCOM$149K
- Class
- COM
- Share
- 0.6%
Nuveen Quality Muncp IncomeCOM$142K
- Class
- COM
- Share
- 0.6%
Alliancebernstein Natl Mun ICOM$139K
- Class
- COM
- Share
- 0.5%
Nuveen Amt Free Qlty Mun Inc.COM$139K
- Class
- COM
- Share
- 0.5%
Eaton Vance Mun BD FDCOM$132K
- Class
- COM
- Share
- 0.5%
U S Global Invs Inc.CL A$125K
- Class
- CL A
- Share
- 0.5%
Selectquote Inc.COM$98.1K
- Class
- COM
- Share
- 0.4%
The share class is shown on a wider screen.
The 50 largest of 54 positions by value, with holdings of the same security combined. The 54 largest are in this firm's machine-readable record. Share counts and quarter-on-quarter changes for each position are on EDGAR. View the full information table on EDGAR
This filing
- Form
- 13F-HR
- CIK
- 1180391
- File number
- 028-10258
- Options
- 0 call, 0 put
- In the 25 largest
- 79.1%
- Prior quarter
- $35.4M at 31 March 2026
- Positions opened
- 6
- Positions closed
- 8
Common questions
What are SMH Capital Advisors’ 13F holdings worth?
$25.5 million across 54 positions for the quarter ended 30 June 2026.
What is SMH Capital Advisors’ largest 13F holding?
TRINITY CAP INC (COM) was the largest position at $3.05 million, or 11.9% of reported 13F value, as of 30 June 2026.
How concentrated is SMH Capital Advisors’ 13F portfolio?
The ten largest positions accounted for 52.5% of reported value and the twenty-five largest for 79.1%, across 54 positions as of 30 June 2026.
Does Form 13F show everything SMH Capital Advisors manages?
No. Form 13F covers only long positions in exchange-traded securities over which the manager has investment discretion, valued at quarter end. It excludes cash, most bonds, private funds, and any assets the firm does not have discretion over, so it is neither the firm's total assets nor any individual client's portfolio.
How often does SMH Capital Advisors file its 13F?
Every quarter. Managers file within 45 days of each quarter's end, so the figures are a snapshot that changes between filings. This page shows the quarter ended 30 June 2026.
Answered from this filing and the prior quarter's.