Sloy, Dahl & Holst provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 1–10 clients last fiscal year.
Sloy, Dahl & Holst reports 526 clients. They include 283 individual clients, 165 high-net-worth individuals, and 66 pension and profit-sharing plans. Of its assets, 100.0% ($1.8B across 1,086 accounts) are managed with discretion. It advised 10 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 54% | 7% |
| High-net-worth individuals | 31% | 42% |
| Pension and profit-sharing plans | 13% | 48% |
| Corporations and other businesses | 2% | 3% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 283 | $128M | 7.1% | $452K |
| High-net-worth individuals | 165 | $757M | 42.0% | $4.59M |
| Pension and profit-sharing plans | 66 | $870M | 48.2% | $13.2M |
| Corporations and other businesses | 12 | $48.1M | 2.7% | $4.01M |
| Total | 526 | $1.8B | 100% | $3.43M |
- Clients
- 283
- Regulatory AUM
- $128M
- AUM share
- 7.1%
- Avg. per client
- $452K
- Clients
- 165
- Regulatory AUM
- $757M
- AUM share
- 42.0%
- Avg. per client
- $4.59M
- Clients
- 66
- Regulatory AUM
- $870M
- AUM share
- 48.2%
- Avg. per client
- $13.2M
- Clients
- 12
- Regulatory AUM
- $48.1M
- AUM share
- 2.7%
- Avg. per client
- $4.01M
Total
- Clients
- 526
- Regulatory AUM
- $1.8B
- AUM share
- 100%
- Avg. per client
- $3.43M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 10
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 1–10
Sloy, Dahl & Holst is paid through a percentage of assets under management, hourly charges and performance-based fees; its fees and minimums are set out in its brochures on the SEC website.
Holst Holdings, Inc owns 50% to 75% of Sloy, Dahl & Holst and is in turn owned by James Holst (75% or more). The leadership team of Sloy, Dahl & Holst includes President Ronald Sloy and Chief Compliance Officer James Holst. It has 6 employees.
Leadership
- Ronald SloyManaging Member/ Vice President
James HolstManaging Member/ Chief Compliance Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Christine Marie Cruz
- Kylee Anne Harris
- James Craig Holst
- Ronald Joseph Sloy
- Michael Gregory Tudor
- Paul Eric Wedin
Staff
- 6 employees
- 6 in advisory functions
- 6 state-registered reps
- Owns 50% to 75% of Sloy, Dahl & Holst, LLC
Holst Holdings, Inc
Control person · since January 2019
- Owns 75% or more of Holst Holdings, Inc
James Holst
Control person · since December 2018
- Owns 50% to 75% of Sloy, Dahl & Holst, LLC
Sloy, Dahl & Holst Holdings, Inc.
Control person · since January 2019
- Owns 75% or more of Sloy, Dahl & Holst Holdings, Inc.
Ronald Sloy
Control person · since December 2018
Sloy, Dahl & Holst’s regulatory assets grew from $1.52B (March 2021) to $1.8B (May 2026); clients rose from 315 to 526 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| May 2026May 2026 | $1.8B | 526 | 6 | 5 |
| Apr 2025April 2025 | $1.68B | 495 | 5 | 5 |
| Mar 2024March 2024 | $1.34B | 476 | 5 | 4 |
| Jun 2023June 2023 | $944M | 633 | 5 | 3 |
| Mar 2022March 2022 | $1.35B | 423 | 7 | 2 |
| Mar 2021March 2021 | $1.52B | 315 | 6 | 2 |
Besides its headquarters, Sloy, Dahl & Holst has 4 offices (3 private residences, listed without an address), with 2 listed addresses across 2 states.
Oregon · 1 listed address
- 829 NW 19th Avenue, Portland
Washington · 1 listed address
- 1220 Main Street, Suite 400, VancouverHQ
Contact and registration details
- Legal name
- Sloy, Dahl & Holst, LLC
- Headquarters
- 1220 Main Street, Suite 400, Vancouver, WA 98660
- Website
- sdh-inc.com
- Phone
- 503-248-9800
- @3150529
- SEC file
- 801-31712
- Structure
- Oregon LLC
- Fiscal year end
- December
Sloy, Dahl & Holst’s named custodian for separately managed accounts is Charles Schwab ($1.63B). Sloy, Dahl & Holst has custody of $1.8B for 526 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $1.63B100%
At year end, Sloy, Dahl & Holst’s separately managed accounts were mostly in funds (52%) and stocks (47%). Its reported 13F holdings for the quarter ended 30 June 2026 total $811M across 122 positions; the largest are Tesla Inc. (53.9%), Apple Inc. (6.3%) and Nvidia Corporation (5.5%).
What the accounts hold
- Stocks47%
- Funds52%
- Pooled vehicles35%
- Registered funds17%
- Bonds1%
Reported 13F holdings
- $811M
- Reported 13F value
- 122
- Positions
- 82.8%
- In the 10 largest
- +11.3%
- Value vs. prior quarter
- Tesla Inc.53.9%
- Apple Inc.6.3%
- Nvidia Corporation5.5%
- Direxion Shares ETF Trust · Dly Tsla Bull 2x4.2%
- Grayscale Bitcoin Mini TR ET · Shs New3.1%
- Palantir Technologies Inc. · CL A2.6%
- Coinbase Global Inc. · Com CL A2.6%
- Grayscale Ethereum Staking · Shs New1.6%
- Microsoft Corp.1.6%
- Wisdomtree TR · EM EX St-owned1.4%
Together, the ten largest are 82.8% of reported value.
How many clients does Sloy, Dahl & Holst have?
Sloy, Dahl & Holst has 526 clients and manages $1.8 billion for them, as of May 2026. They include 283 individual clients, 165 high-net-worth individuals, and 66 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 6 May 2026
What services does Sloy, Dahl & Holst offer?
Sloy, Dahl & Holst provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Sloy, Dahl & Holst use?
Sloy, Dahl & Holst’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $1.63B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 6 May 2026
How many financial advisors does Sloy, Dahl & Holst have?
Sloy, Dahl & Holst has 6 investment adviser representatives registered with state securities authorities, out of 6 employees, and 6 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sloy, Dahl & Holst invest in?
At the end of its last fiscal year, Sloy, Dahl & Holst’s separately managed accounts held 47% exchange-traded equities, 35% pooled vehicles (private funds and similar), 17% registered funds (mutual funds, ETFs, BDCs) and 1% U.S. government and agency bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sloy, Dahl & Holst?
Sloy, Dahl & Holst is owned through holding companies by James Holst and Ronald Sloy. Its direct owners are Holst Holdings, Inc (50% to 75%) and Sloy, Dahl & Holst Holdings, Inc. (50% to 75%).
Source: Form ADV Part 1A, Schedules A and B, filed 6 May 2026
How does Sloy, Dahl & Holst get paid?
Sloy, Dahl & Holst is paid through a percentage of assets under management, hourly charges and performance-based fees. Its Form ADV lists no commissions among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sloy, Dahl & Holst?
Sloy, Dahl & Holst’s main office is at 1220 Main Street, Suite 400, Vancouver, WA 98660. Its phone number is 503-248-9800. Its website is sdh-inc.com.