Slavic Mutual Funds Management provides portfolio management for individuals and small businesses and pension consulting.
Slavic Mutual Funds Management reports 655 clients. They include 351 pension and profit-sharing plans and 304 individuals. Of its assets, 100.0% ($4.97B across 6,754 accounts) are managed with discretion. A wrap fee program the firm both sponsors and manages holds $35.8M.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 46% | <1% |
| Pension and profit-sharing plans | 54% | 99% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 304 | $35.8M | 0.7% | $118K |
| Pension and profit-sharing plans | 351 | $4.94B | 99.3% | $14.1M |
| Total | 655 | $4.97B | 100% | $7.59M |
- Clients
- 304
- Regulatory AUM
- $35.8M
- AUM share
- 0.7%
- Avg. per client
- $118K
- Clients
- 351
- Regulatory AUM
- $4.94B
- AUM share
- 99.3%
- Avg. per client
- $14.1M
Total
- Clients
- 655
- Regulatory AUM
- $4.97B
- AUM share
- 100%
- Avg. per client
- $7.59M
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Slavic Mutual Funds Management is paid through a percentage of assets under management; its fees and minimums are set out in its brochures on the SEC website.
Slavic401k, Inc. owns 75% or more of Slavic Mutual Funds Management and is in turn owned by Slavic401k Intermediate, Inc. (75% or more). The leadership team of Slavic Mutual Funds Management includes President John Slavic. It has 13 employees, 3 of them in advisory roles.
Leadership
- John SlavicPresident/Chief Compliance Officer
- James SchoenmakerChief Strategy Officer
Investment adviser representatives
6 representatives listed in the SEC register as of 9 October 2026.
- Jeffrey Lynn Dickerson
- Jasna B Djurin
- Kurt Stephen Guinn
- Barbara Vaughan Redstone
- James Martin Schoenmaker
- John Julius Slavic
Staff
- 13 employees
- 3 in advisory functions
- 10 state-registered reps
- Owns 75% or more of Slavic Mutual Funds Management Corp.
Slavic401k, Inc.
Control person · since March 2024
- Owns 75% or more of Slavic401k, Inc.
Slavic401k Intermediate, Inc.
Control person · since March 2024
- Owns 75% or more of Slavic401k Intermediate, Inc.
Slavic401k Holdings, LLC
Control person · since March 2024
- Owns 75% or more of Slavic401k Holdings, LLC
Slavic401k Parent, LLC
Control person · since December 2025
- Owns 50% to 75% of Slavic401k Parent, LLC
Trispan of 02 LP
Control person · since December 2025
- Owns 25% to 50% of Slavic401k Parent, LLC
Slavic Constellation, LLC
Control person · since May 2025
- Owns 75% or more of Slavic Constellation, LLC
John Slavic
Control person · since December 2025
Slavic Mutual Funds Management’s regulatory assets grew 1.9× from $2.67B (April 2021) to $4.97B (April 2026); clients fell from 810 to 655 and employees from 28 to 13.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| April 2026 | $4.97B | 655 | 13 | 1 |
| May 2025 | $4.5B | 737 | 18 | 1 |
| March 2024 | $5.59B | 1,098 | 17 | 1 |
| March 2023 | $4.13B | 879 | 17 | 3 |
| June 2022 | $3.93B | 835 | 24 | 2 |
| April 2021 | $2.67B | 810 | 28 | 2 |
Besides its headquarters, Slavic Mutual Funds Management has 0 offices, with 1 listed address in Florida.
Florida · 1 listed address
- 1075 Broken Sound Parkway NW, Suite 100, Boca RatonHQ
Other business names
Slavic Mutual Funds Management has reported 1 other business name to the SEC.
- Slavic401k
Contact and registration details
- Legal name
- Slavic Mutual Funds Management Corp.
- Headquarters
- 1075 Broken Sound Parkway NW, Suite 100, Boca Raton, FL 33487-3540
- Website
- Not reported
- Phone
- 561-241-9244
- SEC file
- 801-29099
- Structure
- Florida corporation
- Fiscal year end
- December
Slavic Mutual Funds Management uses Fidelity ($3.74B, 76%) and American Trust Custody ($1.19B, 24%) as custodians for its separately managed accounts. Slavic Mutual Funds Management has custody of client assets.
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $3.74B76%
- American Trust CustodyAmerican Trust Custody · Pittsburgh, PA · $1.19B24%
At year end, Slavic Mutual Funds Management’s separately managed accounts were mostly in funds (99%).
What the accounts hold
- Stocks1%
- Funds99%
How many clients does Slavic Mutual Funds Management have?
Slavic Mutual Funds Management has 655 clients and manages $4.97 billion for them, as of April 2026. They include 351 pension and profit-sharing plans and 304 individuals.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 April 2026
What services does Slavic Mutual Funds Management offer?
Slavic Mutual Funds Management provides portfolio management for individuals and small businesses and pension consulting.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Slavic Mutual Funds Management use?
Slavic Mutual Funds Management’s separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $3.74B and American Trust Custody (Pittsburgh, PA), with $1.19B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 April 2026
How many financial advisors does Slavic Mutual Funds Management have?
Slavic Mutual Funds Management has 10 investment adviser representatives registered with state securities authorities, out of 13 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Slavic Mutual Funds Management invest in?
At the end of its last fiscal year, Slavic Mutual Funds Management’s separately managed accounts held 99% registered funds (mutual funds, ETFs, BDCs) and 1% exchange-traded equities.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Slavic Mutual Funds Management?
Slavic Mutual Funds Management is owned through a chain of holding companies by John Slavic and Trispan of 02 LP. Its direct owner is Slavic401k, Inc. (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 27 April 2026
How does Slavic Mutual Funds Management get paid?
Slavic Mutual Funds Management is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Slavic Mutual Funds Management?
Slavic Mutual Funds Management’s main office is at 1075 Broken Sound Parkway NW, Suite 100, Boca Raton, FL 33487-3540. Its phone number is 561-241-9244.