Simon Quick Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year. The firm advises 5 private funds.
Simon Quick Advisors reports 1,042 clients. They include 666 high-net-worth individuals, 328 individual clients and 28 charitable organizations. Of its assets, 93.2% ($8.39B across 2,980 accounts) are managed with discretion; $616M across 77 accounts are not. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 31% | 1% |
| High-net-worth individuals | 64% | 84% |
| Pooled investment vehicles | <1% | 5% |
| Pension and profit-sharing plans | <1% | <1% |
| Charitable organizations | 3% | 6% |
| Other client typesOther investment advisers; Insurance companies; Corporations and other businesses | <1% | 4% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 328 | $109M | 1.2% | $333K |
| High-net-worth individuals | 666 | $7.55B | 83.8% | $11.3M |
| Pooled investment vehicles | 4 | $418M | 4.6% | $105M |
| Pension and profit-sharing plans | 6 | $57.3M | 0.6% | $9.54M |
| Charitable organizations | 28 | $501M | 5.6% | $17.9M |
| Other investment advisers | Fewer than 5 | $191M | 2.1% | $191M |
| Insurance companies | 6 | $81.9M | 0.9% | $13.6M |
| Corporations and other businesses | Fewer than 5 | $97.1M | 1.1% | $32.4M |
| Total | 1,042 | $9.01B | 100% | — |
- Clients
- 328
- Regulatory AUM
- $109M
- AUM share
- 1.2%
- Avg. per client
- $333K
- Clients
- 666
- Regulatory AUM
- $7.55B
- AUM share
- 83.8%
- Avg. per client
- $11.3M
- Clients
- 4
- Regulatory AUM
- $418M
- AUM share
- 4.6%
- Avg. per client
- $105M
- Clients
- 6
- Regulatory AUM
- $57.3M
- AUM share
- 0.6%
- Avg. per client
- $9.54M
- Clients
- 28
- Regulatory AUM
- $501M
- AUM share
- 5.6%
- Avg. per client
- $17.9M
- Clients
- Fewer than 5
- Regulatory AUM
- $191M
- AUM share
- 2.1%
- Avg. per client
- $191M
- Clients
- 6
- Regulatory AUM
- $81.9M
- AUM share
- 0.9%
- Avg. per client
- $13.6M
- Clients
- Fewer than 5
- Regulatory AUM
- $97.1M
- AUM share
- 1.1%
- Avg. per client
- $32.4M
Total
- Clients
- 1,042
- Regulatory AUM
- $9.01B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 5
- Financial planning clients last fiscal year
- 51–100
Simon Quick Advisors is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 2 other services, listed under fee details.
Fee details and sources
Other fees
- Administrative, Bill-pay and Tax Planning Services
- Negotiated case by case on asset value and complexity; included in the annual fee for certain legacy clients; no rate stated.
- Investment Consulting Services
- Annual fee on a percentage of market value or a fixed fee, negotiated; minimum annual fee of $20,000.
The leadership team of Simon Quick Advisors includes Chief Investment Officer Wayne Yi, Chief Financial Officer Thomas Sorrentino and Chief Compliance Officer Steven Pisano. It has 97 employees, 77 of them in advisory roles.
Leadership
- Thomas SorrentinoChief Financial Officer
Steven PisanoChief Compliance Officer
Wayne YiPartner, Chief Investment Officer
Joseph BelfattoManaging Partner- Mark DelottoPartner
Christopher MooreManaging Partner
Thomas MorrManaging Partner
Investment adviser representatives
41 representatives listed in the SEC register as of 9 October 2026.
- Kristin McCamish Bell
- McClain Hunt Bishop
- Christopher S Bromley
- William Fleming Conger MR.
- Jacob C Dempsey
- Connor Nelson Donovan
- Justin Anthony Duke
- Andrew Fraser Ferguson Sr.
- Brannon Jeffrey Fisher
- David Van Houten III Hedley
- Brian Douglas Hipwell
- William Bernard Lalor
- Arthur Neal Langhaus
- Jack R Mahoney
- Jordan Maly
- Lisa Ann Manzolillo
- Sydney M McGrew
- James Vincent McGurren
- Larissa Anne Mehlfelder
- Ryan Patrick Moffett
- Jenna Mary Morr
- Patrick J Murphy
- Nathan Wesley Ohlinger
- Leslie Charles Quick III III
- Anthony J Santoro
- John Peter Simon
- Erin Leigh Slocum
- Adam Jordan Talmadge
- Christos John Thomas
- Thomas C Trynin
- Shei Unger
- Anders Paul Velischek
- Daniel Brian Weitz MR.
- Garrett M Wells
- Patricia Ann Yeager
- Christian Yoss
- Maritza Chow Young
Staff
- 97 employees
- 77 in advisory functions
- 38 state-registered reps
- 9 soliciting firms
- Owns 10% to 25% of Simon Quick Advisors, LLC
Mark Delotto
since January 2013
- Owns 10% to 25% of Simon Quick Advisors, LLC
Christopher Moore
Control person · since January 2013
- Owns 5% to 10% of Simon Quick Advisors, LLC
Joseph Belfatto
Control person · since March 2007
- Owns 5% to 10% of Simon Quick Advisors, LLC
Thomas Morr
Control person · since January 2024
Simon Quick Advisors’ regulatory assets grew 2.3× from $3.86B (March 2021) to $9.01B (July 2026); clients rose from 415 to 1,042 and employees from 58 to 97. In 2025, Proquility Private Wealth Partners ($292M in its last filing) joined it.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $9.01B | 1,042 | 97 | 8 |
| June 2025 | $7.07B | 939 | 90 | 8 |
| March 2024 | $5.75B | 740 | 83 | 6 |
| March 2023 | $5.1B | 689 | 75 | 6 |
| June 2022 | $4.58B | 462 | 58 | 5 |
| March 2021 | $3.86B | 415 | 58 | 3 |
Firms that joined
20251 joined
- Proquility Private Wealth PartnersLast filed AUM $292M
Firms whose SEC withdrawal reports a sale to this firm, and deals reported in the press. Teams that moved without selling a registered firm may not appear.
Besides its headquarters, Simon Quick Advisors has 7 offices (2 private residences, listed without an address), with 6 listed addresses across 5 states.
New York · 2 listed addresses
- 1225 Franklin Ave., Garden City
- 1270 Avenues of the Americas, New York
Colorado · 1 listed address
- 1801 Wewatta Street, Denver
New Jersey · 1 listed address
- 360 MT. Kemble Ave, MorristownHQ
Tennessee · 1 listed address
- 832 Georgia Avenue, Chattanooga
Texas · 1 listed address
- 3811 Turtle Creek BLVD., Dallas
Other business names
Simon Quick Advisors has reported 1 other business name to the SEC.
- Simon Quick
Contact and registration details
- Legal name
- Simon Quick Advisors, LLC
- Headquarters
- 360 MT. Kemble Ave, Morristown, NJ 07960
- Website
- simonquickadvisors.com
- Phone
- 973-525-1000
- @simonquickadvisors
- SEC file
- 801-63357
- Structure
- New Jersey LLC
- Fiscal year end
- December
Simon Quick Advisors uses Fidelity ($5.08B, 74%) and Charles Schwab ($1.82B, 26%) as custodians for its separately managed accounts. Simon Quick Advisors has custody of $1.85B in client assets for 520 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.82B26%
- FidelityFidelity Brokerage Services LLC · Smithfield, RI · $5.08B74%
At year end, Simon Quick Advisors’ separately managed accounts were mostly in funds (63%) and stocks (22%). Its reported 13F holdings for the quarter ended 30 June 2026 total $2.48B across 421 positions; the largest are State Str SPDR S&P 500 ETF T (8.4%), Vanguard Index Fds (6.7%) and Vanguard Index Fds (6.1%).
What the accounts hold
- Stocks22%
- Exchange-traded equities21%
- Non-exchange-traded equities1%
- Funds63%
- Registered funds32%
- Pooled vehicles31%
- Bonds8%
- U.S. government and agency bonds4%
- State and local bonds3%
- Investment grade corporate bonds1%
- Cash6%
- Other1%
- Structured notes, family-owned llcs, private real estate, cmos, privately owned assets, and cryptocurrency in certain employee-client accounts.1%
Reported 13F holdings
- $2.48B
- Reported 13F value
- 421
- Positions
- 47.9%
- In the 10 largest
- +13.3%
- Value vs. prior quarter
- State Str SPDR S&P 500 ETF T · TR Unit8.4%
- Vanguard Index Fds · Growth ETF6.7%
- Vanguard Index Fds · Value ETF6.1%
- iShares TR · Rus 1000 Grw ETF5.0%
- Vanguard Index Fds · S&P 500 ETF Shs4.5%
- iShares TR · Core S&P500 ETF4.1%
- SPDR Series Trust · ST Str P500val3.7%
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt3.3%
- Apple Inc.3.1%
- iShares TR · Core S&P Ttl Stk2.9%
Together, the ten largest are 47.9% of reported value.
How many clients does Simon Quick Advisors have?
Simon Quick Advisors has 1,042 clients and manages $9.01 billion for them, as of July 2026. They include 666 high-net-worth individuals, 328 individual clients and 28 charitable organizations.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 28 July 2026
What services does Simon Quick Advisors offer?
Simon Quick Advisors provides financial planning, portfolio management for individuals and small businesses, portfolio management for pooled vehicles, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Simon Quick Advisors use?
Simon Quick Advisors’ separately managed account assets are held at Fidelity Brokerage Services LLC (Smithfield, RI), with $5.08B and Charles Schwab & Co., Inc. (San Francisco, CA), with $1.82B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 28 July 2026
How many financial advisors does Simon Quick Advisors have?
Simon Quick Advisors has 38 investment adviser representatives registered with state securities authorities, out of 97 employees, and 77 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Simon Quick Advisors invest in?
At the end of its last fiscal year, Simon Quick Advisors’ separately managed accounts held 32% registered funds (mutual funds, ETFs, BDCs), 31% pooled vehicles (private funds and similar), 21% exchange-traded equities, 6% cash and equivalents, 4% U.S. government and agency bonds, 3% state and local bonds, 1% non-exchange-traded equities, 1% investment grade corporate bonds and 1% other. The 1% other category is described as: Structured Notes, Family-Owned LLCS, Private Real Estate, Cmos, Privately Owned Assets, and Cryptocurrency in Certain Employee-Client Accounts. It advises 5 private funds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Simon Quick Advisors?
Simon Quick Advisors’ direct owners are Joseph Belfatto, Mark Delotto, Christopher Moore and Thomas Morr, each holding 25% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 28 July 2026
How does Simon Quick Advisors get paid?
Simon Quick Advisors is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Simon Quick Advisors registered with the SEC?
Yes, Simon Quick Advisors has been registered with the SEC as an investment adviser since 16 July 2004. Its CRD number is 132330 and its SEC file number is 801-63357.
Source: Form ADV Part 1A, Item 1, filed 28 July 2026; IAPD firm record
How do I contact Simon Quick Advisors?
Simon Quick Advisors’ main office is at 360 MT. Kemble Ave, Morristown, NJ 07960. Its phone number is 973-525-1000. Its website is simonquickadvisors.com.