Signet Investment Advisory Group provides portfolio management for individuals and small businesses and retirement plan services.
Signet Investment Advisory Group reports 198 clients. They include 97 high-net-worth individuals, 88 individual clients, and 9 corporations and other businesses. Of its assets, 100.0% ($394M across 746 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 44% | 9% |
| High-net-worth individuals | 49% | 88% |
| Pension and profit-sharing plans | 1% | 2% |
| Charitable organizations | 1% | <1% |
| Corporations and other businesses | 5% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 88 | $36.5M | 9.3% | $414K |
| High-net-worth individuals | 97 | $346M | 87.7% | $3.56M |
| Pension and profit-sharing plans | Fewer than 5 | $7.74M | 2.0% | $3.87M |
| Charitable organizations | Fewer than 5 | $353K | 0.1% | $176K |
| Corporations and other businesses | 9 | $3.81M | 1.0% | $423K |
| Total | 198 | $394M | 100% | — |
- Clients
- 88
- Regulatory AUM
- $36.5M
- AUM share
- 9.3%
- Avg. per client
- $414K
- Clients
- 97
- Regulatory AUM
- $346M
- AUM share
- 87.7%
- Avg. per client
- $3.56M
- Clients
- Fewer than 5
- Regulatory AUM
- $7.74M
- AUM share
- 2.0%
- Avg. per client
- $3.87M
- Clients
- Fewer than 5
- Regulatory AUM
- $353K
- AUM share
- 0.1%
- Avg. per client
- $176K
- Clients
- 9
- Regulatory AUM
- $3.81M
- AUM share
- 1.0%
- Avg. per client
- $423K
Total
- Clients
- 198
- Regulatory AUM
- $394M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Signet Investment Advisory Group charges 0.80%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
| Asset band | Annual rate |
|---|---|
| $0–$1M | 1.00% |
| $1M and above | 0.80% |
Fee details and sources
Roberta Capuano owns 75% or more of Signet Investment Advisory Group. The leadership team of Signet Investment Advisory Group includes President Roberta Capuano. It has 9 employees, 4 of them in advisory roles.
Leadership
- Roberta CapuanoPresident/Chief Compliance Officer
Investment adviser representatives
3 representatives listed in the SEC register as of 9 October 2026.
- Erin Beaton
- Roberta Marie Capuano
- Vito Joseph Capuano
Staff
- 9 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 75% or more of Signet Investment Advisory Group, Inc.
Roberta Capuano
Control person · since September 2002
Signet Investment Advisory Group’s regulatory assets grew 1.6× from $252M (March 2021) to $394M (March 2026); clients rose from 136 to 198 and employees from 8 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $394M | 198 | 9 | 1 |
| March 2025 | $345M | 176 | 9 | 1 |
| April 2024 | $309M | 168 | 9 | 1 |
| February 2023 | $278M | 159 | 9 | 1 |
| May 2022 | $298M | 153 | 8 | 1 |
| March 2021 | $252M | 136 | 8 | 1 |
Besides its headquarters, Signet Investment Advisory Group has 0 offices, with 1 listed address in Rhode Island.
Rhode Island · 1 listed address
- 101 Dyer Street, Suite 3c, ProvidenceHQ
Contact and registration details
- Legal name
- Signet Investment Advisory Group, Inc.
- Headquarters
- 101 Dyer Street, Suite 3c, Providence, RI 02903
- Website
- signetiag.com
- Phone
- 401-621-2221
- SEC file
- 801-61636
- Founded
- 2003
- Structure
- Rhode Island corporation
- Fiscal year end
- December
Signet Investment Advisory Group uses Charles Schwab ($389M) as custodian for its separately managed accounts. Signet Investment Advisory Group has custody of $174M in client assets for 121 clients.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $389M100%
At year end, Signet Investment Advisory Group’s separately managed accounts were largely in stocks (45%) and bonds (30%). Its reported 13F holdings for the quarter ended 30 June 2026 total $227M across 73 positions; the largest are Schwab Strategic TR (6.2%), iShares Gold TR (4.9%) and Apple Inc. (3.9%).
What the accounts hold
- Stocks45%
- Funds23%
- Bonds30%
- U.S. government and agency bonds23%
- Investment grade corporate bonds5%
- State and local bonds2%
- Cash2%
Reported 13F holdings
- $227M
- Reported 13F value
- 73
- Positions
- 37.5%
- In the 10 largest
- +4.1%
- Value vs. prior quarter
- Schwab Strategic TR · Intl Eqty ETF6.2%
- iShares Gold TR · iShares New4.9%
- Apple Inc.3.9%
- Schwab Strategic TR · US Tips ETF3.6%
- Cisco Sys Inc.3.4%
- CSX Corp.3.2%
- Alphabet Inc. · Cap Stk CL C3.1%
- Berkshire Hathaway Inc. Del · CL B New3.1%
- JPMORGAN Chase & CO3.0%
- Johnson & Johnson3.0%
Together, the ten largest are 37.5% of reported value.
How many clients does Signet Investment Advisory Group have?
Signet Investment Advisory Group has 198 clients and manages $394 million for them, as of March 2026. They include 97 high-net-worth individuals, 88 individual clients, and 9 corporations and other businesses.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 11 March 2026
What services does Signet Investment Advisory Group offer?
Signet Investment Advisory Group provides portfolio management for individuals and small businesses and retirement plan services.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Signet Investment Advisory Group charge?
Signet Investment Advisory Group charges 0.80%–1.00% a year for its Portfolio Management Services. Each asset band is charged at its own rate. The fee is billed in arrears and is negotiable.
Source: SIGNET INVESTMENT ADVISORY GROUP, INC. ADV BROCHURE, filed 11 March 2026
Which custodians does Signet Investment Advisory Group use?
Signet Investment Advisory Group’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $389M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 11 March 2026
How many financial advisors does Signet Investment Advisory Group have?
Signet Investment Advisory Group has 4 investment adviser representatives registered with state securities authorities, out of 9 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Signet Investment Advisory Group invest in?
At the end of its last fiscal year, Signet Investment Advisory Group’s separately managed accounts held 45% exchange-traded equities, 23% U.S. government and agency bonds, 23% registered funds (mutual funds, ETFs, BDCs), 5% investment grade corporate bonds, 2% state and local bonds and 2% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Signet Investment Advisory Group?
Signet Investment Advisory Group’s direct owner is Roberta Capuano (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 11 March 2026
How does Signet Investment Advisory Group get paid?
Signet Investment Advisory Group is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Signet Investment Advisory Group registered with the SEC?
Yes, Signet Investment Advisory Group has been registered with the SEC as an investment adviser since 26 November 2002. Its CRD number is 123910 and its SEC file number is 801-61636.
Source: Form ADV Part 1A, Item 1, filed 11 March 2026; IAPD firm record
How do I contact Signet Investment Advisory Group?
Signet Investment Advisory Group’s main office is at 101 Dyer Street, Suite 3c, Providence, RI 02903. Its phone number is 401-621-2221. Its website is signetiag.com.