Signet Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, insurance, and philanthropic planning. Financial planning was provided to 51–100 clients last fiscal year.
Signet Financial Management reports 707 clients. They include 369 individual clients, 320 high-net-worth individuals, and 9 pension and profit-sharing plans. Of its assets, 100.0% ($1.18B across 1,932 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 52% | 16% |
| High-net-worth individuals | 45% | 78% |
| Pension and profit-sharing plans | 1% | 2% |
| Charitable organizations | Fewer than 5 | <1% |
| Corporations and other businesses | 1% | 4% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 369 | $190M | 16.2% | $516K |
| High-net-worth individuals | 320 | $917M | 77.9% | $2.86M |
| Pension and profit-sharing plans | 9 | $23.2M | 2.0% | $2.58M |
| Charitable organizations | Fewer than 5 | $3.82M | 0.3% | — |
| Corporations and other businesses | 9 | $42M | 3.6% | $4.66M |
| Total | 707 | $1.18B | 100% | — |
- Clients
- 369
- Regulatory AUM
- $190M
- AUM share
- 16.2%
- Avg. per client
- $516K
- Clients
- 320
- Regulatory AUM
- $917M
- AUM share
- 77.9%
- Avg. per client
- $2.86M
- Clients
- 9
- Regulatory AUM
- $23.2M
- AUM share
- 2.0%
- Avg. per client
- $2.58M
- Clients
- Fewer than 5
- Regulatory AUM
- $3.82M
- AUM share
- 0.3%
- Avg. per client
- —
- Clients
- 9
- Regulatory AUM
- $42M
- AUM share
- 3.6%
- Avg. per client
- $4.66M
Total
- Clients
- 707
- Regulatory AUM
- $1.18B
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Signet Financial Management charges 1.00%–1.10% a year for its Wealth Management Services. The fee is billed in advance or in arrears, is negotiable and has a $5,500 annual minimum. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning and Consulting
- Standalone financial planning and consulting is a fixed engagement fee of $1,500 to $7,000, or $200 to $250 per hour.
Evgeniy Yashin owns 25% to 50% of Signet Financial Management. Evgeniy Yashin is CEO; the leadership team includes President Kenneth Etter, Chief Investment Officer Stephen Tuttle and Chief Operating Officer Jose Rodriguez. It has 17 employees, 12 of them in advisory roles.
Leadership
- Evgeniy YashinChief Executive Officer, Chief Investment Officer, and Partner
- Kenneth EtterPartner and President
- Laura SquierChief Financial Officer
- Jose RodriguezChief Operating Officer
- Stephen TuttleChief Investment Strategist, Chief Compliance Officer, and Partner
- Shawn HirschPartner, Wealth Management
Investment adviser representatives
12 representatives listed in the SEC register as of 9 October 2026.
- Robert Adly Barron
- Christopher S Berte
- Stephen Andrew Casey
- Daniel Dominick Divizio
- George Christopher Don
- Shawn Kyle Hirsch
- Jason Steven Kohut
- Volodymyr NMN Stasenko
- Ryan Tuttle
- Stephen Edwin Tuttle
- Andrew Yashin
- Evgeniy Yurievich Yashin
Staff
- 17 employees
- 12 in advisory functions
- 12 state-registered reps
- 2 insurance agents
- Owns 25% to 50% of Signet Financial Management, LLC
Evgeniy Yashin
Control person · since January 2015
- Owns 25% to 50% of Signet Financial Management, LLC
Kenneth Etter
Control person · since January 2015
- Owns 10% to 25% of Signet Financial Management, LLC
Stephen Tuttle
Control person · since May 2007
- Owns 5% to 10% of Signet Financial Management, LLC
Shawn Hirsch
Control person · since May 2019
Signet Financial Management’s regulatory assets grew from $810M (March 2021) to $1.18B (March 2026); clients were 707 in both filings and employees were 17 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $1.18B | 707 | 17 | 6 |
| May 2025 | $1.06B | 708 | 19 | 7 |
| July 2024 | $949M | 723 | 20 | 9 |
| June 2023 | $840M | 725 | 18 | 9 |
| June 2022 | $959M | 696 | 19 | 9 |
| March 2021 | $810M | 683 | 17 | 8 |
Besides its headquarters, Signet Financial Management has 5 offices (3 private residences, listed without an address), with 3 listed addresses in Florida, New Jersey and Virginia.
Florida · 1 listed address
- 999 Vanderbilt Beach Road, Naples
New Jersey · 1 listed address
- 400 Interpace Parkway, Building C, 2nd Floor, ParsippanyHQ
Virginia · 1 listed address
- 46191 Westlake DR., Sterling
Other business names
Signet Financial Management has reported 1 other business name to the SEC.
- Signet Financial Management of SWFL, LLC
Contact and registration details
- Legal name
- Signet Financial Management, LLC
- Headquarters
- 400 Interpace Parkway, Building C, 2nd Floor, Parsippany, NJ 07054
- Website
- signetfm.com
- Phone
- 973-543-6660
- @signet-financial-management
- SEC file
- 801-31294
- Structure
- Delaware LLC
- Fiscal year end
- December
Signet Financial Management uses Charles Schwab ($1.03B) as custodian for its separately managed accounts. Signet Financial Management has custody of $79.2M in client assets for 79 clients.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $1.03B100%
At year end, Signet Financial Management’s separately managed accounts were mostly in funds (54%) and stocks (36%). Its reported 13F holdings for the quarter ended 31 March 2026 total $892M across 299 positions; the largest are SPDR Series Trust (3.6%), Apple Inc. (3.3%) and SPDR Series Trust (3.2%).
What the accounts hold
- Stocks36%
- Exchange-traded equities35%
- Non-exchange-traded equities1%
- Funds54%
- Registered funds53%
- Pooled vehicles1%
- Bonds8%
- State and local bonds3%
- Investment grade corporate bonds3%
- U.S. government and agency bonds2%
- Cash2%
Reported 13F holdings
- $892M
- Reported 13F value
- 299
- Positions
- 22.3%
- In the 10 largest
- —
- Value vs. prior quarter
- SPDR Series Trust · State Street Spd3.6%
- Apple Inc.3.3%
- SPDR Series Trust · State Street Spd3.2%
- Alphabet Inc. · Cap Stk CL C2.1%
- Vanguard Index Fds · Growth ETF2.0%
- Blackrock ETF Trust II · iShares Flexible1.9%
- SPDR Series Trust · State Street Spd1.7%
- Broadcom Inc.1.5%
- SPDR Series Trust · State Street Spd1.5%
- J P Morgan Exchange Traded F · Short Dura Core1.5%
Together, the ten largest are 22.3% of reported value.
How many clients does Signet Financial Management have?
Signet Financial Management has 707 clients and manages $1.18 billion for them, as of March 2026. They include 369 individual clients, 320 high-net-worth individuals, and 9 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 27 March 2026
What services does Signet Financial Management offer?
Signet Financial Management provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, selecting other managers, education planning, insurance, and philanthropic planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does Signet Financial Management charge?
Signet Financial Management charges 1.00%–1.10% a year for its Wealth Management Services. The fee is billed in advance or in arrears, is negotiable and has a $5,500 annual minimum.
Source: SIGNET DISCLOSURE BROCHURE AND PRIVACY POLICY, filed 27 March 2026
Which custodians does Signet Financial Management use?
Signet Financial Management’s separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $1.03B. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 27 March 2026
How many financial advisors does Signet Financial Management have?
Signet Financial Management has 12 investment adviser representatives registered with state securities authorities, out of 17 employees, and 12 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 2 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Signet Financial Management invest in?
At the end of its last fiscal year, Signet Financial Management’s separately managed accounts held 53% registered funds (mutual funds, ETFs, BDCs), 35% exchange-traded equities, 3% state and local bonds, 3% investment grade corporate bonds, 2% U.S. government and agency bonds, 2% cash and equivalents, 1% non-exchange-traded equities and 1% pooled vehicles (private funds and similar).
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Signet Financial Management?
Signet Financial Management’s direct owners are Stephen Tuttle, Evgeniy Yashin, Kenneth Etter and Shawn Hirsch, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 27 March 2026
How does Signet Financial Management get paid?
Signet Financial Management is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
Is Signet Financial Management registered with the SEC?
Yes, Signet Financial Management has been registered with the SEC as an investment adviser since 15 January 1988. Its CRD number is 105310 and its SEC file number is 801-31294.
Source: Form ADV Part 1A, Item 1, filed 27 March 2026; IAPD firm record
How do I contact Signet Financial Management?
Signet Financial Management’s main office is at 400 Interpace Parkway, Building C, 2nd Floor, Parsippany, NJ 07054. Its phone number is 973-543-6660. Its website is signetfm.com.