SFM provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning. Financial planning was provided to 51–100 clients last fiscal year.
SFM reports 258 clients. They include 147 individual clients, 100 high-net-worth individuals, and 11 pension and profit-sharing plans. Of its assets, 100.0% ($403M across 806 accounts) are managed with discretion.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 57% | 13% |
| High-net-worth individuals | 39% | 85% |
| Pension and profit-sharing plans | 4% | 2% |
| Corporations and other businesses | Fewer than 5 | <1% |
Client shares use reported counts. Client types without a reported count are excluded from that total.
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 147 | $51M | 12.6% | $347K |
| High-net-worth individuals | 100 | $343M | 85.1% | $3.43M |
| Pension and profit-sharing plans | 11 | $8.78M | 2.2% | $799K |
| Corporations and other businesses | Fewer than 5 | $370K | 0.1% | — |
| Total | 258 | $403M | 100% | — |
- Clients
- 147
- Regulatory AUM
- $51M
- AUM share
- 12.6%
- Avg. per client
- $347K
- Clients
- 100
- Regulatory AUM
- $343M
- AUM share
- 85.1%
- Avg. per client
- $3.43M
- Clients
- 11
- Regulatory AUM
- $8.78M
- AUM share
- 2.2%
- Avg. per client
- $799K
- Clients
- Fewer than 5
- Regulatory AUM
- $370K
- AUM share
- 0.1%
- Avg. per client
- —
Total
- Clients
- 258
- Regulatory AUM
- $403M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
SFM charges 0.55%–1.375% a year for its Asset Management Fees. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $500,000. The brochure also prices one other service, listed under fee details.
| Asset band | Annual rate |
|---|---|
| $50K–$500K | 1.375% |
| $500K–$750K | 1.125% |
| $750K–$1M | 1.00% |
| $1M–$1.25M | 0.95% |
| $1.25M–$1.5M | 0.875% |
| $1.5M–$2M | 0.85% |
| $2M–$3M | 0.825% |
| $3M–$4M | 0.80% |
| $4M–$5M | 0.775% |
| $5M–$6M | 0.75% |
| $6M–$7M | 0.725% |
| $7M–$9M | 0.70% |
| $9M–$10M | 0.675% |
| $10M–$25M | 0.65% |
| $25M–$50M | 0.60% |
| $50M and above | 0.55% |
Fee details and sources
Other fees
- Financial Planning and Hourly Services
- Financial plans and tasks outside a personal financial engagement are billed hourly at $275.00 to $500.00 per hour, and the hourly rates are negotiable.
Glenn Sweeney owns 25% to 50% of SFM. The leadership team of SFM includes President Glenn Sweeney and Chief Investment Officer Christopher June. It has 6 employees, 4 of them in advisory roles.
Staff
- 6 employees
- 4 in advisory functions
- 4 state-registered reps
- Owns 25% to 50% of SFM, LLC
Glenn Sweeney
Control person · since June 1998
- Owns 25% to 50% of SFM, LLC
Christopher June
Control person · since July 2018
- Owns 10% to 25% of SFM, LLC
David Snyder
Control person · since July 2023
SFM’s regulatory assets grew 1.9× from $216M (March 2021) to $403M (August 2026); clients rose from 163 to 258 and employees were 6 in both filings.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | StaffEmployees | Offices |
|---|---|---|---|---|
| Aug 2026August 2026 | $403M | 258 | 6 | 1 |
| Mar 2025March 2025 | $323M | 269 | 6 | 1 |
| Jul 2024July 2024 | $280M | 207 | 5 | 1 |
| Jul 2023July 2023 | $240M | 188 | 5 | 1 |
| Mar 2022March 2022 | $262M | 140 | 5 | 1 |
| Mar 2021March 2021 | $216M | 163 | 6 | 1 |
Besides its headquarters, SFM has 0 offices, with 1 listed address in 1 state.
New Hampshire · 1 listed address
- 360 Route 101 Suite 10, BedfordHQ
Other business names
SFM has reported 1 other business name to the SEC.
- Sweeney Financial Advisors
Contact and registration details
- Legal name
- SFM, LLC
- Headquarters
- 360 Route 101 Suite 10, Bedford, NH 03110
- Website
- sfmllc.net
- Phone
- 603-625-8400
- @3650519
- SEC file
- 801-79426
- Founded
- 1998
- Structure
- New Hampshire other (specify)
- Fiscal year end
- December
SFM’s named custodian for separately managed accounts is Charles Schwab ($395M). SFM does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $395M100%
At year end, SFM’s separately managed accounts were largely in funds (42%) and stocks (35%). Its reported 13F holdings for the quarter ended 30 June 2026 total $195M across 69 positions; the largest are Vanguard Index Fds (22.7%), Wisdomtree TR (8.3%) and Vanguard Index Fds (6.5%).
What the accounts hold
- Stocks35%
- Funds42%
- Registered funds33%
- Pooled vehicles9%
- Bonds19%
- U.S. government and agency bonds9%
- Investment grade corporate bonds5%
- High-yield corporate bonds4%
- State and local bonds1%
- Cash4%
How many clients does SFM have?
SFM has 258 clients and manages $403 million for them, as of August 2026. They include 147 individual clients, 100 high-net-worth individuals, and 11 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 3 August 2026
What services does SFM offer?
SFM provides financial planning, portfolio management for individuals and small businesses, education planning, estate planning, insurance, retirement plan services, and tax planning.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file; Part 2A brochure, Item 4
How much does SFM charge?
SFM charges 0.55%–1.375% a year for its Asset Management Fees. The whole portfolio is charged at the rate of its band. The fee is billed in arrears, is negotiable and requires an account of at least $500,000.
Source: SWEENEY FINANCIAL ADVISORS_ADV2A&B BROCHURE, filed 3 August 2026
Which custodians does SFM use?
SFM’s separately managed account assets are held at Charles Schwab & Co., Inc. (Westlake, TX), with $395M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 3 August 2026
How many financial advisors does SFM have?
SFM has 4 investment adviser representatives registered with state securities authorities, out of 6 employees, and 4 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does SFM invest in?
At the end of its last fiscal year, SFM’s separately managed accounts held 35% exchange-traded equities, 33% registered funds (mutual funds, ETFs, BDCs), 9% U.S. government and agency bonds, 9% pooled vehicles (private funds and similar), 5% investment grade corporate bonds, 4% high-yield corporate bonds, 4% cash and equivalents and 1% state and local bonds.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Does SFM have a minimum investment?
Yes, SFM’s minimum account size for its Asset Management Fees is $500K.
Source: SWEENEY FINANCIAL ADVISORS_ADV2A&B BROCHURE, filed 3 August 2026
Who owns SFM?
SFM’s direct owners are Glenn Sweeney, Christopher June and David Snyder, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 3 August 2026
How does SFM get paid?
SFM is paid through a percentage of assets under management, hourly charges and fixed fees. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact SFM?
SFM’s main office is at 360 Route 101 Suite 10, Bedford, NH 03110. Its phone number is 603-625-8400. Its website is sfmllc.net.