Severin Investments provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions. Financial planning was provided to 26–50 clients last fiscal year.
Severin Investments reports 235 clients. They include 181 individual clients, 52 high-net-worth individuals and 1 pension or profit-sharing plan. Of its assets, 88.5% ($125M across 494 accounts) are managed with discretion; $16.4M across 70 accounts are not. A wrap fee program the firm both sponsors and manages holds $114M. It advised 2 clients without assets under management last fiscal year.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 77% | 40% |
| High-net-worth individuals | 22% | 59% |
| Pension and profit-sharing plans | <1% | 1% |
| Other investment advisers | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 181 | $56.1M | 39.6% | $310K |
| High-net-worth individuals | 52 | $83.6M | 58.9% | $1.61M |
| Pension and profit-sharing plans | Fewer than 5 | $1.5M | 1.1% | $1.5M |
| Other investment advisers | Fewer than 5 | $626K | 0.4% | $626K |
| Total | 235 | $142M | 100% | — |
- Clients
- 181
- Regulatory AUM
- $56.1M
- AUM share
- 39.6%
- Avg. per client
- $310K
- Clients
- 52
- Regulatory AUM
- $83.6M
- AUM share
- 58.9%
- Avg. per client
- $1.61M
- Clients
- Fewer than 5
- Regulatory AUM
- $1.5M
- AUM share
- 1.1%
- Avg. per client
- $1.5M
- Clients
- Fewer than 5
- Regulatory AUM
- $626K
- AUM share
- 0.4%
- Avg. per client
- $626K
Total
- Clients
- 235
- Regulatory AUM
- $142M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 0%
- Clients advised without assets under management last fiscal year
- 2
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 26–50
Severin Investments is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices 4 other services, listed under fee details.
Fee details and sources
Other fees
- 401(k) consulting and monitoring
- $400 per hour spent creating the asset allocation, billed in 15-minute increments with a $200 minimum charge; may be negotiable.
- Comprehensive financial planning
- Fixed fee of $3,000 for a comprehensive plan, which may be waived or discounted for discretionary clients; especially complicated plans may add an hourly rate of $150 to $400.
- Estate planning
- Trust-based plan $1,700; will-based plan $750; powers package $300; plan amendments $300; summary of an existing plan $150.
- Limited financial planning and consulting
- Hourly rate of $150 to $400 depending on the associate, billed in 15-minute increments with a one-hour minimum.
Jeffrey Severin owns 75% or more of Severin Investments. Jeffrey Severin is CEO; the leadership team includes Chief Compliance Officer Tess Butler. It has 8 employees, 5 of them in advisory roles.
Leadership
Jeffrey SeverinPresident, Chief Executive Officer
Tess ButlerChief Compliance Officer
Investment adviser representatives
7 representatives listed in the SEC register as of 9 October 2026.
Staff
- 8 employees
- 5 in advisory functions
- 6 state-registered reps
- 1 insurance agent
- 2 soliciting firms
- Owns 75% or more of Severin Investments LLC
Jeffrey Severin
Control person · since March 2013
Severin Investments’ regulatory assets grew from $112M (June 2021) to $142M (March 2026); clients fell from 437 to 235 and employees rose from 5 to 8.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| March 2026 | $142M | 235 | 8 | 3 |
| March 2025 | $128M | 236 | 8 | 3 |
| March 2024 | $113M | 224 | 8 | 3 |
| March 2023 | $95.4M | 239 | 6 | 3 |
| March 2022 | $110M | 325 | 6 | 3 |
| June 2021 | $112M | 437 | 5 | 3 |
Besides its headquarters, Severin Investments has 2 offices (1 private residence, listed without an address), with 2 listed addresses in Florida and Missouri.
Florida · 1 listed address
- 28100 US Hwy 19 North, Clearwater
Missouri · 1 listed address
- 211 North Broadway, Suite 2925, St. LouisHQ
Other business names
Severin Investments has reported 2 other business names to the SEC.
- Ecc Financial
- Severin Asset Management
Contact and registration details
- Legal name
- Severin Investments LLC
- Headquarters
- 211 North Broadway, Suite 2925, St. Louis, MO 63102
- Website
- severininvestments.com
- Phone
- 314-983-2707
- @3655213
- SEC file
- 801-118181
- Structure
- Missouri LLC
- Fiscal year end
- December
Severin Investments uses Charles Schwab ($131M) as custodian for its separately managed accounts. Severin Investments does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · San Francisco, CA · $131M100%
At year end, Severin Investments’ separately managed accounts were mostly in stocks (79%) and funds (16%). Its reported 13F holdings for the quarter ended 30 June 2026 total $133M across 174 positions; the largest are Vanguard Tax-managed Fds (5.9%), Vanguard Scottsdale Fds (3.1%) and Nvidia Corporation (2.5%).
What the accounts hold
- Stocks79%
- Funds16%
- Cash5%
Reported 13F holdings
- $133M
- Reported 13F value
- 174
- Positions
- 23.3%
- In the 10 largest
- +13.9%
- Value vs. prior quarter
- Vanguard Tax-managed Fds · Van FTSE Dev Mkt5.9%
- Vanguard Scottsdale Fds · Int-term Corp.3.1%
- Nvidia Corporation2.5%
- Taiwan Semiconductor Manufac · Sponsored ADS2.4%
- Broadcom Inc.2.0%
- Vanguard Intl Equity Index F · FTSE Emr Mkt ETF1.7%
- Alphabet Inc. · Cap Stk CL A1.5%
- Apple Inc.1.5%
- iShares TR · Core S&P Mcp ETF1.4%
- iShares TR · 1 3 YR Treas BD1.3%
Together, the ten largest are 23.3% of reported value.
How many clients does Severin Investments have?
Severin Investments has 235 clients and manages $142 million for them, as of March 2026. They include 181 individual clients, 52 high-net-worth individuals and 1 pension or profit-sharing plan.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 12 March 2026
What services does Severin Investments offer?
Severin Investments provides financial planning, portfolio management for individuals and small businesses, and portfolio management for institutions.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Severin Investments use?
Severin Investments’ separately managed account assets are held at Charles Schwab & Co., Inc. (San Francisco, CA), with $131M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 12 March 2026
How many financial advisors does Severin Investments have?
Severin Investments has 6 investment adviser representatives registered with state securities authorities, out of 8 employees, and 5 perform investment advisory functions. 0 employees are registered representatives of a broker-dealer and 1 employee is a licensed insurance agent.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Severin Investments invest in?
At the end of its last fiscal year, Severin Investments’ separately managed accounts held 79% exchange-traded equities, 16% registered funds (mutual funds, ETFs, BDCs) and 5% cash and equivalents.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Severin Investments?
Severin Investments’ direct owner is Jeffrey Severin (75% or more).
Source: Form ADV Part 1A, Schedules A and B, filed 12 March 2026
How does Severin Investments get paid?
Severin Investments is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Severin Investments?
Severin Investments’ main office is at 211 North Broadway, Suite 2925, St. Louis, MO 63102. Its phone number is 314-983-2707. Its website is severininvestments.com.