Sequoia Swiss Financial Advisors AG provides portfolio management for individuals and small businesses.
Sequoia Swiss Financial Advisors AG reports 97 clients. They include 89 high-net-worth individuals and 8 individual clients. Of its assets, 66.1% ($140M across 56 accounts) are managed with discretion; $72.1M across 41 accounts are not. Of its clients, 12% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 8% | 2% |
| High-net-worth individuals | 92% | 98% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 8 | $3.19M | 1.5% | $398K |
| High-net-worth individuals | 89 | $209M | 98.5% | $2.35M |
| Total | 97 | $212M | 100% | $2.19M |
- Clients
- 8
- Regulatory AUM
- $3.19M
- AUM share
- 1.5%
- Avg. per client
- $398K
- Clients
- 89
- Regulatory AUM
- $209M
- AUM share
- 98.5%
- Avg. per client
- $2.35M
Total
- Clients
- 97
- Regulatory AUM
- $212M
- AUM share
- 100%
- Avg. per client
- $2.19M
- Clients outside the U.S.
- 12%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
Sequoia Swiss Financial Advisors AG charges 0.50%–1.20% a year for its Portfolio Management (Discretionary) Services. The fee is billed in arrears and is negotiable.
Fee details and sources
Thomas Lehmann owns 25% to 50% of Sequoia Swiss Financial Advisors AG. The leadership team of Sequoia Swiss Financial Advisors AG includes Chief Compliance Officer Thomas Lehmann. It has 3 employees.
Leadership
- Thomas LehmannChief Compliance Officer, CEO
- Hanno HuberCIO
- Marcel DerekShareholder
Staff
- 3 employees
- 3 in advisory functions
- Owns 25% to 50% of Sequoia Swiss Financial Advisors Ag
Thomas Lehmann
Control person · since March 2011
- Owns 25% to 50% of Sequoia Swiss Financial Advisors Ag
Hanno Huber
Control person · since January 2023
- Owns 5% to 10% of Sequoia Swiss Financial Advisors Ag
Marcel Derek
since August 2026
Sequoia Swiss Financial Advisors AG’s regulatory assets grew from $144M (February 2021) to $212M (August 2026); clients rose from 88 to 97 and employees from 1 to 3.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| August 2026 | $212M | 97 | 3 | 1 |
| February 2025 | $169M | 101 | 2 | 1 |
| February 2024 | $188M | 101 | 2 | 1 |
| March 2023 | $160M | 98 | 2 | 1 |
| February 2022 | $152M | 88 | 1 | 1 |
| February 2021 | $144M | 88 | 1 | 1 |
Besides its headquarters, Sequoia Swiss Financial Advisors AG has 0 offices, with 1 listed address with no US state reported.
Contact and registration details
- Legal name
- Sequoia Swiss Financial Advisors Ag
- Headquarters
- Weinplatz 7, Zurich, Switzerland 8001
- Website
- sequoia-sfa.ch
- Phone
- 41445752220
- SEC file
- 801-72715
- Founded
- 2011
- Structure
- corporation organized in Switzerland
- Fiscal year end
- December
Sequoia Swiss Financial Advisors AG uses Bank Vontobel Ag ($80.2M, 53%), DZ Privatbank (Schweiz) Ag ($40.2M, 27%) and NPB Neue Privat Bank Ag ($30.7M, 20%) as custodians for its separately managed accounts. Sequoia Swiss Financial Advisors AG does not have custody of client assets.
- Bank Vontobel AgBank Vontobel Ag · Zurich · $80.2M53%
- DZ Privatbank (Schweiz) AgDZ Privatbank (Schweiz) Ag · Zurich · $40.2M27%
- NPB Neue Privat Bank AgNPB Neue Privat Bank Ag · Zurich · $30.7M20%
At year end, Sequoia Swiss Financial Advisors AG’s separately managed accounts were mostly in stocks (74%).
What the accounts hold
- Stocks74%
- Bonds8%
- Investment grade corporate bonds7%
- Sovereign bonds1%
- Cash6%
- Other12%
- Precious metals gold/silver12%
How many clients does Sequoia Swiss Financial Advisors AG have?
Sequoia Swiss Financial Advisors AG has 97 clients and manages $212 million for them, as of August 2026. They include 89 high-net-worth individuals and 8 individual clients.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 13 August 2026
What services does Sequoia Swiss Financial Advisors AG offer?
Sequoia Swiss Financial Advisors AG provides portfolio management for individuals and small businesses.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
How much does Sequoia Swiss Financial Advisors AG charge?
Sequoia Swiss Financial Advisors AG charges 0.50%–1.20% a year for its Portfolio Management (Discretionary) Services. The fee is billed in arrears and is negotiable.
Which custodians does Sequoia Swiss Financial Advisors AG use?
Sequoia Swiss Financial Advisors AG’s separately managed account assets are held at Bank Vontobel Ag (Zurich), with $80.2M, DZ Privatbank (Schweiz) Ag (Zurich), with $40.2M and NPB Neue Privat Bank Ag (Zurich), with $30.7M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 13 August 2026
How many financial advisors does Sequoia Swiss Financial Advisors AG have?
Sequoia Swiss Financial Advisors AG has 0 investment adviser representatives registered with state securities authorities, out of 3 employees, and 3 perform investment advisory functions. None are registered representatives of a broker-dealer or licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Sequoia Swiss Financial Advisors AG invest in?
At the end of its last fiscal year, Sequoia Swiss Financial Advisors AG’s separately managed accounts held 74% exchange-traded equities, 12% other, 7% investment grade corporate bonds, 6% cash and equivalents and 1% sovereign bonds. The 12% other category is described as: Precious Metals Gold/Silver.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Sequoia Swiss Financial Advisors AG?
Sequoia Swiss Financial Advisors AG’s direct owners are Thomas Lehmann, Hanno Huber and Marcel Derek, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 13 August 2026
How does Sequoia Swiss Financial Advisors AG get paid?
Sequoia Swiss Financial Advisors AG is paid through a percentage of assets under management. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Sequoia Swiss Financial Advisors AG?
Sequoia Swiss Financial Advisors AG’s main office is at Weinplatz 7, Zurich, Switzerland 8001. Its phone number is 41445752220. Its website is sequoia-sfa.ch.