Secura Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers. Financial planning was provided to 51–100 clients last fiscal year.
Secura Financial reports 681 clients. They include 428 high-net-worth individuals, 245 individual clients, and 7 pension and profit-sharing plans. Of its assets, 100.0% ($320M across 1,242 accounts) are managed with discretion. Of its clients, 1% are outside the U.S.
| Client type | Clients | Assets |
|---|---|---|
| Individuals (other than HNW) | 36% | 19% |
| High-net-worth individuals | 63% | 80% |
| Pension and profit-sharing plans | 1% | <1% |
| Charitable organizations | <1% | <1% |
Client breakdown and activity details
| Client type | Clients | Regulatory AUM | AUM share | Avg. per client |
|---|---|---|---|---|
| Individuals (other than HNW) | 245 | $60.8M | 19.0% | $248K |
| High-net-worth individuals | 428 | $257M | 80.2% | $600K |
| Pension and profit-sharing plans | 7 | $2.36M | 0.7% | $337K |
| Charitable organizations | Fewer than 5 | $95K | 0.0% | $95K |
| Total | 681 | $320M | 100% | — |
- Clients
- 245
- Regulatory AUM
- $60.8M
- AUM share
- 19.0%
- Avg. per client
- $248K
- Clients
- 428
- Regulatory AUM
- $257M
- AUM share
- 80.2%
- Avg. per client
- $600K
- Clients
- 7
- Regulatory AUM
- $2.36M
- AUM share
- 0.7%
- Avg. per client
- $337K
- Clients
- Fewer than 5
- Regulatory AUM
- $95K
- AUM share
- 0.0%
- Avg. per client
- $95K
Total
- Clients
- 681
- Regulatory AUM
- $320M
- AUM share
- 100%
- Avg. per client
- —
- Clients outside the U.S.
- 1%
- Clients advised without assets under management last fiscal year
- 0
- Private funds advised
- 0
- Financial planning clients last fiscal year
- 51–100
Secura Financial is paid through a percentage of assets under management, hourly charges, fixed fees (other than subscription fees) and other compensation. The reviewed brochures do not disclose an asset-based fee rate. Read the SEC-filed brochure. The brochure also prices one other service, listed under fee details.
Fee details and sources
Other fees
- Financial Planning
- Financial planning fees are negotiable and usually a flat fee; hourly work may be charged at up to $500 an hour, with a fixed fee up to $20,000.
Harry Barth owns 25% to 50% of Secura Financial. The leadership team of Secura Financial includes Chief Investment Officer Richard Jackman and Chief Compliance Officer Harry Barth. It has 9 employees.
Leadership
- Harry BarthMember/Chief Compliance Officer
- Casey HatcherMember
- Richard JackmanMember/Chief Investment Officer
- Jason StoneManaging Director/Member
Investment adviser representatives
11 representatives listed in the SEC register as of 9 October 2026.
- Faramarz Amiri
- Michael Bruce Bader
- Harry Michael Barth
- Casey Lee Hatcher
- Brent Lee Honea
- Greggory Jackman
- Richard W Jackman
- Richard Kikuchi
- Saul Abiel Palencia
- Jason Douglas Stone
- Kraig Noel Strom
Staff
- 9 employees
- 9 in advisory functions
- 9 state-registered reps
- 7 broker-dealer reps
- 9 insurance agents
- 3 soliciting firms
- Owns 25% to 50% of Secura Financial, LLC
Harry Barth
Control person · since November 1997
- Owns 25% to 50% of Secura Financial, LLC
Richard Jackman
Control person · since November 2019
- Owns 25% to 50% of Secura Financial, LLC
Jason Stone
Control person · since November 2019
- Owns 5% to 10% of Secura Financial, LLC
Casey Hatcher
since November 2019
Secura Financial’s regulatory assets grew 1.7× from $188M (March 2021) to $320M (July 2026); clients were 681 in both filings and employees fell from 11 to 9.
Figures from each annual filing
| Filed | Regulatory AUM | Clients | Employees | Offices |
|---|---|---|---|---|
| July 2026 | $320M | 681 | 9 | 1 |
| April 2025 | $262M | 986 | 9 | 1 |
| March 2024 | $230M | 914 | 10 | 1 |
| March 2023 | $207M | 612 | 10 | 1 |
| March 2022 | $222M | 510 | 11 | 1 |
| March 2021 | $188M | 681 | 11 | 1 |
Besides its headquarters, Secura Financial has 0 offices, with 1 listed address in California.
California · 1 listed address
- 333 City Boulevard West,, Suite 2050, OrangeHQ
Contact and registration details
- Legal name
- Secura Financial, LLC
- Headquarters
- 333 City Boulevard West,, Suite 2050, Orange, CA 92868-2944
- Website
- securawm.com
- Phone
- 714-704-6616
- SEC file
- 801-113072
- Structure
- California LLC
- Fiscal year end
- December
Secura Financial uses LPL Financial ($213M, 67%), Charles Schwab ($97.7M, 31%) and Lincoln Financial Group ($9.18M, 3%) as custodians for its separately managed accounts. Secura Financial does not have custody of client assets.
- Charles SchwabCharles Schwab & Co., Inc. · Westlake, TX · $97.7M31%
- LPL FinancialLPL Financial LLC · Fort Mill, SC · $213M67%
- Lincoln Financial GroupLincoln Financial Group · Radnor, PA · $9.18M3%
At year end, Secura Financial’s separately managed accounts were largely in funds (48%) and stocks (27%).
What the accounts hold
- Stocks27%
- Exchange-traded equities26%
- Non-exchange-traded equities1%
- Funds48%
- Registered funds47%
- Pooled vehicles1%
- Bonds8%
- U.S. government and agency bonds6%
- State and local bonds1%
- Investment grade corporate bonds1%
- Cash1%
- Other16%
- Non traded reits, fee based variable annuities, registered investment companies, business development companies, private equity.14%
- Derivatives2%
How many clients does Secura Financial have?
Secura Financial has 681 clients and manages $320 million for them, as of July 2026. They include 428 high-net-worth individuals, 245 individual clients, and 7 pension and profit-sharing plans.
Source: Form ADV Part 1A, Items 5.D and 5.F, filed 24 July 2026
What services does Secura Financial offer?
Secura Financial provides financial planning, portfolio management for individuals and small businesses, portfolio management for institutions, pension consulting, and selecting other managers.
Source: Form ADV Part 1A, Item 5.G, from the SEC's 2 October 2026 data file
Which custodians does Secura Financial use?
Secura Financial’s separately managed account assets are held at LPL Financial LLC (Fort Mill, SC), with $213M, Charles Schwab & Co., Inc. (Westlake, TX), with $97.7M and Lincoln Financial Group (Radnor, PA), with $9.18M. Only custodians holding at least a tenth of those assets are named.
Source: Form ADV Part 1A, Schedule D, Section 5.K.(3), filed 24 July 2026
How many financial advisors does Secura Financial have?
Secura Financial has 9 investment adviser representatives registered with state securities authorities, out of 9 employees, and 9 perform investment advisory functions. 7 employees are registered representatives of a broker-dealer and 9 employees are licensed insurance agents.
Source: Form ADV Part 1A, Items 5.A and 5.B, from the SEC's 2 October 2026 data file
What does Secura Financial invest in?
At the end of its last fiscal year, Secura Financial’s separately managed accounts held 47% registered funds (mutual funds, ETFs, BDCs), 26% exchange-traded equities, 14% other, 6% U.S. government and agency bonds, 2% derivatives, 1% non-exchange-traded equities, 1% state and local bonds, 1% investment grade corporate bonds, 1% pooled vehicles (private funds and similar) and 1% cash and equivalents. The 14% other category is described as: Non Traded Reits, Fee Based Variable Annuities, Registered Investment Companies, Business Development Companies, Private Equity.
Source: Form ADV Part 1A, Items 5.K.(1) and 7.B, from the SEC's 2 October 2026 data file
Who owns Secura Financial?
Secura Financial’s direct owners are Harry Barth, Richard Jackman, Jason Stone and Casey Hatcher, each holding 50% or less.
Source: Form ADV Part 1A, Schedules A and B, filed 24 July 2026
How does Secura Financial get paid?
Secura Financial is paid through a percentage of assets under management, hourly charges, fixed fees and other compensation. Its Form ADV lists no commissions or performance-based fees among how it is paid.
Source: Form ADV Part 1A, Item 5.E, from the SEC's 2 October 2026 data file
How do I contact Secura Financial?
Secura Financial’s main office is at 333 City Boulevard West,, Suite 2050, Orange, CA 92868-2944. Its phone number is 714-704-6616. Its website is securawm.com.